- Fannie Mae (Washington, DC)
- …of the mortgage finance business including mortgage products and securities , borrower behavior, investment and hedging strategies, residential property valuation, ... types of models used for supporting Operational areas including Technology Operations , Information Security/Cyber Security, and business processes which use AI/ML… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Representative **In this role, you will:** + Perform a variety of operational tasks ... and compliance requirements **Required Qualifications, US:** + 4+ years of Securities Operations experience, or equivalent experience demonstrated through one… more
- Randstad US (Minneapolis, MN)
- coo- securities operations representative 3. + minneapolis , minnesota + posted 3 days ago **job details** summary + $20 - $23.44 per hour + temporary + bachelor ... degree + category business and financial operations occupations + referenceAB_4547329 job details Randstad Strategic Accounts...* Perform a variety of operational tasks for complex securities or process extensive knowledge of systems * Provide… more
- JPMorgan Chase (Plano, TX)
- …agile and versatile in reaching your career potential. As a Program/Project Manager- Securities Billing Operations in Securities Services Operations , ... If you are a project manager with testing and operations experience, join our team of Project Managers. You...help shape the longer-term change landscape for Client Billing Operations . With highly supportive leadership and programs to foster… more
- JPMorgan Chase (Brooklyn, NY)
- …risk and extend liquidity in markets around the world. **Job Description** The Securities Services Operations Finance Management team are looking for a ... a global leader across investment banking, wholesale payments, markets and securities services. The world's most important corporations, governments and institutions… more
- MassMutual (Springfield, MA)
- … Management Consultant, you will need to have working knowledge of back office securities operations functions. You will maintain the lifecycle of the assets in ... Qualifications** + Four-year Bachelor's Degree preferred + Experienced in back-office securities operations or similar (reconciliation of cash to… more
- MassMutual (Springfield, MA)
- …investment operations experience; prefer experience in back-office securities operations (reconciliation of cash to receivables/payables, technical ... As a critical member of a specialized team, the Investment Cash & Securities Specialist will work with the Corporate Units, Lines of Business (LOBs), CFO,… more
- UMB Bank (Kansas City, MO)
- The Securities Services Operations Associate is a part of the Trust Operations team that assists with the processing of incoming and outgoing wires for ... trading support for our mutual fund and trust customers. These Securities Services Operations Associates each have a specific and impactful function for our… more
- Tradeweb (Jersey City, NJ)
- …department. The ideal candidate will have extensive knowledge of broker dealer operations , securities regulations, and financial reporting standards. You will be ... from Dealerweb management team **Qualifications** + 5+ years of experience in securities accounting and/or broker dealer operations within the financial services… more
- SMBC (New York, NY)
- …Critical Job Knowledge and Core Competencies/Skills: + A solid foundation in US securities laws and regulations and broker dealer operations . + Ability to ... communicate this knowledge and applicability to SMBC Nikko Securities Inc. and affiliate operations . + Understanding of the products, services and business of… more
- Citigroup (Getzville, NY)
- …for securities transaction processing execution + Typically related to Securities Clearance Settlement and Operations + This may include providing ... Other job-related duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
- Citizens (Johnston, RI)
- …+ Bachelor's Degree + 3 or more years of experience in investment securities sales, sales supervision, operations , or compliance + FINRA registrations Series ... trading activities + Collaborate with other business lines including Supervision, Compliance, Operations , and Sales teams. + Perform call outs to clients to confirm… more
- Citizens (Johnston, RI)
- …+ Bachelor's Degree + 5 or more years of experience in investment securities sales, sales supervision, operations , or compliance + FINRA registrations Series ... accounts and trading activities + Collaborate with other business lines including Compliance, Operations , and Sales teams + Perform call outs to clients to confirm… more
- Randstad US (Charlotte, NC)
- … + Working knowledge of Stock Loan and Repo process Skills + DTC Settlements + Securities Operations + Series 7 Qualifications + Years of experience: 0 years + ... dtc settlements operations analyst. + charlotte , north carolina +...and various internal and external clients/business partners (Middle Office/Sales, Securities Finance, Compliance, Repo/Funding Desk, counterparty back offices, vendor… more
- SMBC (Charlotte, NC)
- …to global institutional clients, focusing on North America and Latin America. The Securities Operations Group within SMBC Nikko Securities America, Inc. ... and Securities Settlements functions. Reporting directly to the Head of Securities Operations in New York, this will be an extension of the broader New… more
- MassMutual (Boston, MA)
- …you will work in a dynamic and collaborative environment, primarily supporting securities tax operations , including system and process efficiency and ... deferred tax balances for securities investments, collaborating with the securities tax operations team. + Assist in preparing wash sales analysis. + Assist… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in the securities industry. * Principles of banking and finance and securities industry operations . * Financial markets and products. **Skill in** * ... and skills obtained through experience, specialized training and/or certification in securities and/or banking industry to ensure compliance with all securities… more
- Wells Fargo (Charlotte, NC)
- …client account onboarding, cash payments, customer service, funding or custodial operations , securities settlement services, structure loan operations , ... **About this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist to join our Asset Services team as part of Corporate and Investment… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Well-versed in investment concepts, financial markets, products, and advanced banking and securities operations principles. **Skill in:** + Capable of providing ... locations. A robust understanding of the call center and service center operations , including (but not limited to): scheduling, KPIs, forecasting, and effective… more
- Raymond James Financial, Inc. (Memphis, TN)
- …in the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. **Skill in:** + ... distance from our home office.** **Job Summary:** The Manager of the Operations Control Governance Team leads a team responsible for overseeing core control… more
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