- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist. This role is critical for the setup, ongoing support, and expansion of ... larger WIM Operations. Some of the key responsibilities include: + The Senior Securities Operations Specialist will own the End to End of Workforce Management… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist who will play a critical role in supporting the teams' daily operations, ... planning and deliverables; identify opportunity for process improvements within Securities Operations + Review and analyze moderately complex operational tasks… more
- Commerce Bank (Kansas City, MO)
- …of the compensation range for some roles. This compensation range is for the Senior Securities Specialist - Wealth Operations job and contemplates a wide range ... IRA Pricing Review + Research and make informed decisions related to Worthless Securities + Monitor various pricing and asset set-up reports to ensure accuracy and… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist as part of the Fiduciary Tax Services unit of Wealth and Investment ... of business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . This tax technical Senior Specialist will support Fiduciary Tax Services as an… more
- JPMorgan Chase (Plano, TX)
- …more agile and versatile in reaching your career potential. As a Transformation Senior Associate- Securities Billing Operations in the Securities Services ... and timelines. + Engage with stakeholders at all levels, including senior leadership across Securities Services, to gain alignment and support for initiatives. +… more
- Tradeweb (Jersey City, NJ)
- Tradeweb is seeking a Senior Accountant\ Securities Brokerage to join our growing Finance & Accounting department. The ideal candidate will have extensive ... knowledge of broker dealer operations, securities regulations, and financial reporting standards. You will be...related to invoicing, reconciliations and controls testing + Update securities related data + Daily revenue tracking for estimates… more
- DuPont (Wilmington, DE)
- … senior attorney to fill this highly visible and influential role as Senior Corporate Counsel, Securities and M&A. The Senior Corporate Counsel ... will be a key member of the senior legal team, reporting directly to the General Counsel,...importance to the Company. This person will focus on securities regulation and corporate governance, as well as global… more
- Truist (New York, NY)
- …and presentations, team-building projects + Executive Speaker Series: CEO, Truist Securities Senior Leaders, among others + Community Service: Opportunities ... **Please review the following job description:** **Corporate Overview** : Truist Securities is the full-service Corporate and Investment Banking (CIB) arm of… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …+ Demonstrates accuracy and timeliness in work and evidenced through audits by senior securities analyst and/or department manager. + Researches and resolves ... role will be required to cover a broad area of responsibilities within Securities Services in one of the following areas: settlements, mutual fund settlements,… more
- Bloomberg (Skillman, NJ)
- …Securities (RMBS), Collateralized Loan Obligations (CLO) and Commercial Mortgage Backed Securities (CMBS). As a Senior Data Management Professional ABS ... portfolios, credit card debt, and even music royalties) into securities that are structured to meet nearly any investor...models and data for Public and Private Asset Backed Securities including esoterics (Credit Card, Auto, SLABS, Solar). Our… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …operations and functions in providing legal support on public company securities reporting and corporate governance compliance. Responsibilities will include the ... preparation and solicitation process. + Perform benchmarking and research on various securities and governance matters. + Prepare filings for NYSE compliance. +… more
- UMB Bank (Kansas City, MO)
- …are known for having multiple careers here and having their voices heard. The Securities Services Operations Associate Senior is a part of the Trust Operations ... and transfer funds in and out of accounts. The Securities Services Operations Associate Senior is responsible for trading money markets and mutual funds… more
- Allegion (Carmel, IN)
- …Award, which recognizes the most engaged workplace cultures in the world._ ** Senior Legal Manager-Corporate & Securities -Carmel, IN (Hybrid)** Reporting directly ... & Employment, Chief Compliance Officer, Assistant Corporate Secretary, the Senior Legal Manager - Corporate & Securities ...the Senior Legal Manager - Corporate & Securities will play a key role in supporting the… more
- Citigroup (Tampa, FL)
- The Securities & Derivatives Group Manager is a senior management level position responsible for accomplishing results through the management of a team or ... objective of this role is to ensure the seamless delivery of securities and derivatives transactions. **Responsibilities:** + Manage a complex critical large… more
- TD Bank (New York, NY)
- …Markets and other corporate advisory matters to join our dynamic legal team at TD Securities USA LLC. As a senior attorney specializing in Capital Markets, you ... provide you more specific details for this role **Job Description:** We are seeking an experienced senior attorney, with substantial and broad expertise in Capital… more
- Citigroup (Columbus, OH)
- The Securities & Derivatives Sr Manager is a senior management level position responsible for ensuring that the OTC Middle Office core functions are carried out ... actions for resolution. + Contribute to processing standards and expectations for securities and derivatives processing teams. + Manage the day to day deliverables… more
- Carrier (Palm Beach Gardens, FL)
- …everything we do. **About this role:** Reporting directly to the Company's Senior Director, Corporate Counsel, the Associate Director, Corporate Counsel serves as a ... legal counsel with respect to securities , corporate finance (including treasury support) and other general...equity), liability management transactions and bank financings + Support senior management on interpretation of financing documents + With… more
- TD Bank (Vancouver, WA)
- …compliance programs relating to all aspects of AML/ATF laws applicable to TD Securities . **Job Accountabilities** + The Senior Manager models strong ethics, ... specific details for this role. **Job Description:** **Job Profile Summary:** The Senior Manager, Financial Crime Risk Oversight sits within the TDS FCRM Advisory… more
- Broadridge Financial Solutions (Boston, MA)
- …business strategies with the companys overall mission and vision. You will be a senior member of the Securities Finance Collateral Management Leadership Team and ... join the Broadridge team. The Head of North America Securities Finance Product Services will be responsible for developing...point for the resolution of issues. + Maintain specific senior relationships with clients and prospects with a long-term… more
- Boston University (Boston, MA)
- …helping donors who wish to gift non-traditional assets, eg real estate, privately held securities , artwork, etc. Senior Planned Giving Coordinator The Senior ... Now, our Planned Giving team is looking for a Senior Planned Giving Coordinator who will performs a wide...for the members of the Planned Giving team. The Senior Coordinator will manage higher level life income gift… more
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