- City National Bank (Los Angeles, CA)
- … SECURITIES SPECIALIST SENIOR * WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the Trust Operations ... by SEI Private Trust Company such as Document Imaging, Note Processing, Handling of physical securities and Fee Processing. What you will do * Acts as a liaison with… more
- Commerce Bank (Kansas City, MO)
- …of the compensation range for some roles. This compensation range is for the Senior Securities Specialist - Wealth Operations job and contemplates a wide range ... IRA Pricing Review + Research and make informed decisions related to Worthless Securities + Monitor various pricing and asset set-up reports to ensure accuracy and… more
- JPMorgan Chase (Plano, TX)
- …more agile and versatile in reaching your career potential. As a Transformation Senior Associate- Securities Billing Operations in the Securities Services ... and timelines. + Engage with stakeholders at all levels, including senior leadership across Securities Services, to gain alignment and support for initiatives. +… more
- Tradeweb (Jersey City, NJ)
- Tradeweb is seeking a Senior Accountant\ Securities Brokerage to join our growing Finance & Accounting department. The ideal candidate will have extensive ... knowledge of broker dealer operations, securities regulations, and financial reporting standards. You will be...related to invoicing, reconciliations and controls testing + Update securities related data + Daily revenue tracking for estimates… more
- Wells Fargo (Salt Lake City, UT)
- …all times. + He/she will leverage Speech Analytic to own and partner with senior business and support teams, within WIM Operations and the Enterprise to provide ... Contribute to overall effectiveness of the team according to plans; monitor daily securities and cash related production work + Lead or contribute to implementation… more
- Bloomberg (Skillman, NJ)
- …Securities (RMBS), Collateralized Loan Obligations (CLO) and Commercial Mortgage Backed Securities (CMBS). As a Senior Data Management Professional ABS ... portfolios, credit card debt, and even music royalties) into securities that are structured to meet nearly any investor...models and data for Public and Private Asset Backed Securities including esoterics (Credit Card, Auto, SLABS, Solar). Our… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …operations and functions in providing legal support on public company securities reporting and corporate governance compliance. Responsibilities will include the ... preparation and solicitation process. + Perform benchmarking and research on various securities and governance matters. + Prepare filings for NYSE compliance. +… more
- Allegion (Carmel, IN)
- …Award, which recognizes the most engaged workplace cultures in the world._ ** Senior Legal Manager-Corporate & Securities -Carmel, IN (Hybrid)** Reporting directly ... & Employment, Chief Compliance Officer, Assistant Corporate Secretary, the Senior Legal Manager - Corporate & Securities ...the Senior Legal Manager - Corporate & Securities will play a key role in supporting the… more
- Citigroup (Tampa, FL)
- The Securities & Derivatives Sr Manager is a senior management level position responsible for accomplishing results through the management of a team or ... overall objective of this role is to ensure the seamless delivery of securities and derivatives transactions. The Agency Lending Ops works closely with the Agency… more
- New York Times (New York, NY)
- …+ Play a key role in drafting and advising on filings with the Securities and Exchange Commission + Advise senior management on disclosure matters, including ... attorney with 4 + years of broad corporate and securities experience, with a heavy concentration in securities...on matters relating to the board of directors and senior management, including with respect to the annual meeting… more
- Citigroup (Columbus, OH)
- The Securities & Derivatives Sr Manager is a senior management level position responsible for ensuring that the OTC Middle Office core functions are carried out ... actions for resolution. + Contribute to processing standards and expectations for securities and derivatives processing teams. + Manage the day to day deliverables… more
- Carrier (Palm Beach Gardens, FL)
- …everything we do. **About this role:** Reporting directly to the Company's Senior Director, Corporate Counsel, the Associate Director, Corporate Counsel serves as a ... legal counsel with respect to securities , corporate finance (including treasury support) and other general...equity), liability management transactions and bank financings + Support senior management on interpretation of financing documents + With… more
- TD Bank (Vancouver, WA)
- …compliance programs relating to all aspects of AML/ATF laws applicable to TD Securities . **Job Accountabilities** + The Senior Manager models strong ethics, ... specific details for this role. **Job Description:** **Job Profile Summary:** The Senior Manager, Financial Crime Risk Oversight sits within the TDS FCRM Advisory… more
- PNC (Overland Park, KS)
- …footprint of Kansas City, Dallas, or Birmingham. As a Loan Support Analyst Senior within PNC's Commercial Mortgage Backed Securities (CMBS) Servicing team, you ... an opportunity to contribute to the company's success. As a Loan Support Analyst Senior within PNC's Midland organization, you will be based in office within the PNC… more
- Boston University (Boston, MA)
- …helping donors who wish to gift non-traditional assets, eg real estate, privately held securities , artwork, etc. Senior Planned Giving Coordinator The Senior ... Now, our Planned Giving team is looking for a Senior Planned Giving Coordinator who will performs a wide...for the members of the Planned Giving team. The Senior Coordinator will manage higher level life income gift… more
- TD Bank (New York, NY)
- …with a focus on fixed income institutional sales and trading and municipal securities regulation. The optimal candidate will be a subject matter expert on ... broker-dealer and securities laws ( Securities Act of 1933, ...the candidate will be expected to develop relationships with senior stakeholders. The candidate must be an effective team… more
- Comerica (Dallas, TX)
- Registered Client Service Associate The Securities Senior Sales Assistant (SSA) role is a position providing operational and sales support to multiple Financial ... Consultants (FC's) within their individual businesses, as well as to support office initiatives. The SA role assists one or more Financial Consultants (FC) in a Retail, High Net Worth, or Institutional capacity. Position Competencies Successful incumbents are… more
- Stitch Fix (San Francisco, CA)
- Director, Legal, Securities and Governance at Stitch Fix (View all jobs) (https://www.stitchfix.com/careers/jobs) San Francisco, CA; Remote, USA (PT timezone ... 2011, is headquartered in San Francisco. About the Role As Director, Legal - Securities and Governance, you'll lead all aspects of Stitch Fix's public company … more
- Capital One (Mclean, VA)
- …States of America, McLean, Virginia Director, Assistant General Counsel - Governance and Securities The Governance & Securities team is seeking an experienced ... ESG reporting. Additionally, you will provide support for a range of securities compliance and disclosure matters, manage the administration of certain governance… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Securities Operations Associate as part of the Tax Reporting and Cost Basis team within Wealth and Investment ... unit of the team which is responsible for maintaining cost basis of any securities held or transacted for Wells Fargo customers. The Associate will update … more
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