- Guardian Life (Bethlehem, PA)
- This is a service oriented role in a fast- paced environment for a retail broker/dealer and RIA. This role handles all aspects of order entry for mutual funds, ... our clearing firm's platform. Additionally, this role supports the trading aspect within our proprietary managed account products. **You...+ Series 7 & 63 required + Phone based service experience + Knowledge of equity and fixed income… more
- JPMorgan Chase (Brooklyn, NY)
- …Estate Services , Securities Lending, Collateral Management, Prime Custody and Trading Services . The scale of activity will range from single product ... IMOS, Private Equity and Real Estate Services , Securities Lending, Collateral Management, Prime Custody and Trading... Securities Lending, Collateral Management, Prime Custody and Trading Services + Show ability to present… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Skills, and Abilities:** **Knowledge of:** + Concepts, practices, and procedures of securities trading . + Basic investment concepts, practices, and procedures ... databases. + Contacts internal and external customers to resolve trading problems. + Provide superior customer service ...of two (2) years of experience in the financial services industry OR, customer service experience OR,… more
- Raymond James Financial, Inc. (Nashville, TN)
- …five (5) years of experience in a sales or trading role within the securities or financial services industry. * OR ~ * Any equivalent combination of ... Summary** Under limited supervision, uses specialized knowledge and skills in securities trading /sales obtained through training, certification and experience to… more
- Morgan Stanley (New York, NY)
- … or Technology or related industry . Direct professional experience in a securities trading business in some functional capacity, ideally focused on ... *Electronic Trading Business Controls * Electronic Trading ...marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected… more
- Raymond James Financial, Inc. (Memphis, TN)
- … activities. * Intermediate understanding of concepts, practices and procedures of securities trading . * Intermediate accounting principles and procedures. * ... obtained through experience and/or training to provide support in specific trading activities within an assigned functional area. Follows established procedures to… more
- TD Bank (New York, NY)
- …senior management The Associate - TBM is responsible for helping TD Securities trading businesses achieve best-in-class strategies, operating processes, controls ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $93,000 - $140,000 USD TD is...and infrastructure. This position supports the trading /sales managers and business heads at the Dealer, providing… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …knowledge of managed account practices. + Principles of banking and finance and securities industry trading and operations. + Knowledge of products, including ... You will be a member of the AMS Freedom Trading team. As the Portfolio Reviewer I, you will...Mutual Funds. + Financial markets and investment products and services . + Mathematical ability sufficient to calculate transactions accurately… more
- Citigroup (Getzville, NY)
- …efforts for Cash Securities Operations Fixed Income and Equities securities settlements across various trading desks and depositories. Candidates should ... of Microsoft Suite \#Markets **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:**… more
- Citigroup (Getzville, NY)
- …efforts for Cash Securities Operations Fixed Income and Equities securities settlements across various trading desks and depositories. Candidates should ... of Microsoft Suite \#Markets **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:**… more
- Morgan Stanley (South Jordan, UT)
- …Division (IED) is a global leader in the origination, distribution and trading of equity, equity-linked and equity-derivative securities . The Firm's equity ... and create product solutions to help our clients generate alpha. The Exotic Trading desk provides pricing and liquidity for equity exotic derivative products for… more
- Maryland Department of Transportation (Baltimore City County, MD)
- …bond portfolio management, incorporating total return measurement versus benchmark indices, securities trading , credit analysis, and relative value analysis. The ... Investment Administrator (FISCAL SERVICES ADMINISTRATOR IV) Salary $89,913.00 - $145,151.00 Annually...duration management and relative value application + Bloomberg and securities trading platform proficiency + Strong analytical… more
- Morgan Stanley (New York, NY)
- …and content to clients around the world, actively assessing and managing risk, trading securities , and planning and executing transactions in the fast-changing ... and content to clients around the world, actively assessing and managing risk, trading securities , and planning and executing transactions in the fast-changing… more
- Truist (Atlanta, GA)
- …responsible for processing transactions that supports Derivative Trading , Securities Trading , Loan Trading or Agency Services Lines of Business ... on core operational tasks including Client On-Boarding, Trade Capture, Securities Settlement and Clearance, Confirmations, Client Support or Margin/Collateral… more
- Truist (Raleigh, NC)
- …providing product and/or processing expertise within Derivative Trading , Securities Trading , Loan Trading or Agency Services Lines of Business within ... on core operational tasks including Client On-Boarding, Trade Capture, Securities Settlement and Clearance, Confirmations, Client Support or Margin/Collateral… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services . The Firm's employees ... of our culture. *Department Profile * Morgan Stanley's Institutional Securities Group is underpinned by complex trading ...related roles * Understanding of and familiarity with financial services industry (knowledge of sales and trading ,… more
- Bank of America (Chicago, IL)
- …products and services and applicable compliance rules and regulations. + Securities trading experience in equities, bonds, options, futures contracts + ... Back Office/ Front Office Experience, including security reconciliation, Margin reconciliation, securities processing/ master. + Securities trading … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …knowledge of managed account practices. + Principles of banking and finance and securities industry trading and operations. + Market trading practices ... Summary** You will be a member of the AMS Trading team. As the Overlay Portfolio Reviewer, you will...Mutual Funds. + Financial markets and investment products and services . + Mathematical ability sufficient to calculate transactions accurately… more
- S&P Global (New York, NY)
- …benefits we provide to our employees, visit spgbenefits.com _._ _S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate ... **The** **Role:** **Lead Java Engineer** . **The Team:** Core Services is a global technology team to foster innovation,...of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is… more
- Siebert Williams Shank (New York, NY)
- …communicating all regulatory changes to the taxable fixed income, municipal & equity securities sales & trading , public & corporate finance groups, and training, ... and regulations through critical thinking and proper application. SWS is a full- service investment banking and financial services company dual-headquartered in… more