- T. Rowe Price (Baltimore, MD)
- …of the following areas - portfolio management support, investment operations reconciliations, pre- trade , post- trade processing + Knowledge of venture capital ... established procedures, controls, and checklists to ensure the accurate and compliant processing of Venture Capital distribution. Securities Lending (SL): +… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist in Transactions & Processing as part of the Business Operations division. Learn ... operational processes including client account onboarding, cash payments, customer service , funding operations, custodial operations, securities settlement… more
- Citigroup (Getzville, NY)
- …as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary ... Members of the In Business Risk and Control team for Cash Securities Settlements main objective is to drive and foster a culture of risk awareness where inherent… more
- Citigroup (Tampa, FL)
- …as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary ... OTC Middle Office team with BAU functions such as: Compressions, Trade Transfers, backloading historical bilateral trades, reporting enhancements and general client… more
- MUFG (Tampa, FL)
- …one day. A member of our recruitment team will provide more details. Trade Services Operations Compliance Analyst position is located in Tampa, Florida. This unique ... Flag reviews, analyzing and dispositioning OFAC/Sanctions alerts, and Performing Post Processing reviews (Quality Assurance). Staff in this team has extensive… more
- JPMorgan Chase (Brooklyn, NY)
- …Ensure timely Processing & settlement of trades, investigate & resolve trade -related breaks in accordance with the established work practices and procedures + ... Securities services Operation along with our Markets business, helps service our core client segments: Asset Managers, Asset Owners, Insurance, Banks/Broker… more
- JPMorgan Chase (Newark, DE)
- …trades in respective asset classes. + **Operations Interface:** Work with Operations on trade booking, fail management, exception processing , and ad hoc queries. ... Are you a highly motivated and detail-oriented professional? Join our dynamic Private Bank Trade Support team as a Trade Support Analyst! In this role, you'll… more
- MUFG (Tampa, FL)
- …Laws)/FEFTA /Red flags/vessels/shipping lines/ports/country violations relating to trade finance documents/claims/transactions. **Transaction Processing in ... is responsible for manning **Commercial LC Doc Exams-Discount/Financing Desk** and processing transactions related to Commercial Letters of Credit in Trade… more
- BMO Financial Group (New York, NY)
- Provides support and delivers operational processes to ensure timely and accurate processing of securities and trade transactions are booked correctly in ... processes. Supports the maintenance of appropriate governance and controls over the trade capture process. + Acts as a trusted advisor to assigned business/group.… more
- Thrivent Financial (Helena, MT)
- …+ Obtaining customer financial and/or suitability information + Accepting and/or entering securities trade orders from customers, including unsolicited trade ... owned subsidiary of Thrivent Financial. Position summary: The Licensed Client Service Administrator (CSA) position is critical for achieving leverage of Autumn… more
- Thrivent Financial (Reynoldsburg, OH)
- …due diligence, etc) + Obtaining client financial information + Accepting and/or entering securities trade orders from customers, including unsolicited trade ... Financial computer systems and programs in support of client relations, supports securities and insurance related tasks and other administrative tasks as assigned.… more
- Thrivent Financial (Las Vegas, NV)
- …diligence, etc.) + Obtaining customer financial information + Accepting and/or entering securities trade orders from customers, including unsolicited trade ... Financial computer systems and programs in support of client relations, supports securities and insurance related tasks and other administrative tasks as assigned.… more
- Thrivent Financial (Cranford, NJ)
- …diligence, etc.) + Obtaining customer financial information + Accepting and/or entering securities trade orders from customers, including unsolicited trade ... wholly owned subsidiary of Thrivent Financial. Position summary: The Licensed Client Service Administrator (CSA) position is critical for achieving leverage of the… more
- Thrivent Financial (Gig Harbor, WA)
- …diligence, etc) + Obtaining customer financial information + Accepting and/or entering securities trade orders from customers, including unsolicited trade ... Financial computer systems and programs in support of client relations, supports securities and insurance related tasks and other administrative tasks as assigned.… more
- JPMorgan Chase (Newark, DE)
- JPMorgan Securities LLC offers security brokerage services providing investment products & services for institutional investors. JPMorgan's North American Equity ... of JPMorgan's global equity trading desks. As a Client Service Associate in Equity Derivatives, you will be part...for monitoring the successful transmission of client trades from trade booking to settlement. The role requires you to… more
- JPMorgan Chase (Newark, DE)
- …Ensure timely Processing & settlement of trades, investigate & resolve trade -related breaks in accordance with the established work practices and procedures. + ... an in depth experience into the lifecycle of a trade ? Do you have experience within Prime Brokerage and/or Securities Settlements? This is the team for you. As a… more
- JPMorgan Chase (Jersey City, NJ)
- …delivery, or a related field + Strong background of understanding the end-to-end trade securities and cash processing lifecycle (including instruction ... regular updates to senior management in Technology, Operations, or Securities Service Business Product organizations **Required qualifications, capabilities,… more
- Citigroup (Tampa, FL)
- …transparency. **Qualifications:** + 2-5 years of experience as Securities Processing Analyst or related position performing trade settlement processing ... experience. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary… more
- T. Rowe Price (Baltimore, MD)
- …support for all products including equity, fixed income, derivatives, Collateral and margin processing , securities lending and cash services, securities and ... London, Hong Kong, and Singapore, manage investments through the trade lifecycle and oversee record keeping, working closely with...lifecycle and oversee record keeping, working closely with our service providers. This role will be based in the… more
- Citigroup (Jersey City, NJ)
- …canonical data models for key entities and events related to securities trade settlement and corporate actions processing in line with the data ... services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with… more