- Russell Tobin & Associates (Green Bay, WI)
- What are we looking for in our AIS Processing Specialist? Pride Global/Russell Tobin & Associates is seeking an AIS Processing Specialist to work for one of our ... clients in Green Bay, WI (Hybrid) Apply today for consideration! Position: AIS Processing Specialist Pay rate: $24/hr. to 25.50/hr. on W2 DOE Location: Green Bay,… more
- Amerant Bank (Coral Gables, FL)
- …is primarily responsible for providing operational support and exceptional customer service to the bank's affiliated broker dealer and registered investment ... their pre-established SLA times within a quality-controlled process environment. Process securities transfer in a timely manner following industry best practices.… more
- Wilmington Savings Fund Society (Wilmington, DE)
- …and application of fiduciary and investment principles.Must have knowledge of securities processing and clearing, trust & accounting systems, investment ... corporate, and institutional clients through multiple integrated businesses. The Client Service Associate is responsible for providing high level service … more
- Fidelity TalentSource LLC (Westlake, TX)
- …or systems analysis experience (within financial services industry preferred) Derivative Trade Processing and Collateral Management domain expertise from a ... organization The Team Middle Office Operations is responsible for middle office trade processing , trade settlements, corporate actions, income collection,… more
- Truliant Federal Credit Union (Greensboro, NC)
- …mission is to improve lives by putting our members first, providing great service and straightforward financial solutions. Our core values of Member Focus, ... Service , Guidance, Relationships, and Community define how we interact...objectives, uses financial planning and analysis to determine appropriate securities and/or insurance products to fulfill the members' goals… more
- Fidelity TalentSource LLC (Boston, MA)
- …for Fidelity s hedge fund investment manager client base. This includes trade processing , client service , and exception management.Certifications:Series 07 ... loan, and custody services? You will own aspects of trade flow support, client asset movements, and reporting. You...client inquiries in a timely mannerBecoming a specialist of processing and review of daily security and cash movements,… more
- Wilmington Savings Fund Society (Wilmington, DE)
- …meetings; knowledge, understanding and application of fiduciary principles; knowledge of securities processing and clearing; knowledge of trust & accounting ... moderate to high complexity, profile, and/or volume; providing high level service delivery to Delaware Advantage trust and agency clients, advisors, intermediaries… more
- Capital One (Charlotte, NC)
- …Drive process and technology enhancements as required to drive improvement in securities processing activities and ensure compliance with regulatory reform ... partners and clients. This unique position owns the post trade execution needs of our Capital One Securities...complex issues or non-compliance as appropriate + Supervise the processing of transactions across securities operations in… more
- Wells Fargo (St. Louis, MO)
- …experience, training, military experience, education **Desired Qualifications:** + 4+ year of Trade Processing operations experience + 4+ years of testing or ... **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist as part of the Trade Support Team within Wealth and Investment Management… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …and reporting risks of all types. ESSENTIAL DUTIES & RESPONSIBILITIES: + Handles securities processing tasks of a more difficult nature and/or higher risk ... or equivalent work experience. + Minimum 3-5 year of operations experience in securities industry required. + Trust/ Securities processing /banking and/or back… more
- Citigroup (Getzville, NY)
- …as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary ... Members of the In Business Risk and Control team for Cash Securities Settlements main objective is to drive and foster a culture of risk awareness where inherent… more
- Citigroup (Tampa, FL)
- …as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary ... OTC Middle Office team with BAU functions such as: Compressions, Trade Transfers, backloading historical bilateral trades, reporting enhancements and general client… more
- MUFG (Tampa, FL)
- …one day. A member of our recruitment team will provide more details. Trade Services Operations Compliance Analyst position is located in Tampa, Florida or Tempe, ... Flag reviews, analyzing and dispositioning OFAC/Sanctions alerts, and Performing Post Processing reviews (Quality Assurance). Staff in this team has extensive… more
- US Bank (Harrisburg, PA)
- …customer expectations with both internal and external clients, while monitoring and processing daily trade activity consistent with US Bank policies. Responsible ... activity, failed trades, and overdraft situations. Follows strict internal guidelines to mitigate processing errors, and trade order errors as these may result… more
- MUFG (Tampa, FL)
- …A member of our recruitment team will provide more details. We're seeking a Trade Services Operations Compliance Team Lead to oversee a First Line of Defense unit ... monitoring daily BSA/AML Red Flags, Sanctions/OFAC issues and conduct Post Processing Compliance Reviews (Quality Assurance). The position requires a strong… more
- MUFG (Tampa, FL)
- …Laws)/FEFTA /Red flags/vessels/shipping lines/ports/country violations relating to trade finance documents/claims/transactions. **Transaction Processing in ... is responsible for manning **Commercial LC Doc Exams-Discount/Financing Desk** and processing transactions related to Commercial Letters of Credit in Trade… more
- MUFG (Tampa, FL)
- …are executed properly and promptly. + **Verification:** Review L/C and Amendment Queues in Trade 360 System and ensuring that all L/C's are issued and amendments are ... the internal procedures and compliance requirements. + **Quality Control and Customer Service ** : Provide technical and System support and guidance to staff members,… more
- Santander US (Boston, MA)
- …Office. + Data providers for stakeholders and various dependencies. + Day to day trade processing and settlement of same day Repo, Triparty, GCF + Monitoring ... America RESPONSIBILITY STATEMENTS + Gain a comprehensive understanding of trade lifecycles by interacting with various stakeholders. + Operational responsibilities… more
- Thrivent Financial (Las Vegas, NV)
- …diligence, etc.) + Obtaining customer financial information + Accepting and/or entering securities trade orders from customers, including unsolicited trade ... Financial computer systems and programs in support of client relations, supports securities and insurance related tasks and other administrative tasks as assigned.… more
- Thrivent Financial (Fort Wayne, IN)
- …diligence, etc) + Obtaining customer financial information + Accepting and/or entering securities trade orders from customers, including unsolicited trade ... Financial computer systems and programs in support of client relations, supports securities and insurance related tasks and other administrative tasks as assigned.… more
