- Raymond James Financial, Inc. (CO)
- …specialized training and/or certification in securities industry to conduct onsite* branch examinations of retail brokerage offices throughout the US Exams include ... branches. **Essential Duties and Responsibilities** + Execution of the risk-based branch exam program in FINRA-registered and non-registered Private Client Group… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …regulations, and firm policies, providing compliance education to new and existing PCG branch associates, conducting various surveillance reviews, working on ad ... industry rules, regulations, and firm policies. * Provides compliance training to new PCG branch associates. * Delivers educational content to PCG branch … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …advice and financial solutions. The deliverables for this department include new advisor and branch professional training, teams coaching, development, and ... **Job Description** The SVP, PCG _(Private Client Group)_ Practice Management & Growth...and impact. Focus areas include practice intelligence and innovation, advisor onboarding, team and branch professional development,… more