- Capital One (New York, NY)
- Director, International Regulatory Affairs Advisor and Program Coordinator Capital One, a Fortune 500 company and one of the nation's top 10 banks, offers a ... company - and a great place to work. Within Capital One, the Regulatory Affairs function is...relationships. The team also serves as strategic advisors to senior management about evolving regulatory policy issues… more
- Capital One (Mclean, VA)
- HR Risk Management Advisor , Global Expansion Services- Senior Manager Senior HR Risk Management: Global Expansion Services - Risk Advisor The Global ... across all facets of the Enterprise Risk Management framework. Notably, the HR Risk Advisor will work closely with the International HR Teams to align on roles and… more
- Capital One (Richmond, VA)
- Senior Business Analyst, Liquidity, Market, and Capital Risk Oversight The Liquidity, Market, and Capital Risk Oversight (LMCRO) team is seeking a motivated ... regulatory requirements (eg, Basel), overall liquidity, market, and capital risk management frameworks, and regulatory compliance....(eg, Risk Management, Model Validation, and Audit). As a Senior Business Analyst at Capital One, you… more
- Capital One (Columbus, OH)
- …various domains. + At least 4 years in customer-facingroles, acting as a trusted advisor to senior security and IT leaders. + Deep technical understanding of ... Senior Manager, Customer Trust & Field Security Specialist - Capital One Software (Remote) About the Role: We are seeking an experienced and detail-oriented … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and address potential compliance problems. + Research compliance issues. + Alerts Senior CMA Compliance Management of current regulatory issues. + Researches, ... interprets, and translates regulatory rules and regulations for Senior CMA Compliance Management. + Monitors exception and other internal reports for employee… more
- Capital One (Richmond, VA)
- Principal Risk Advisor , Consumer Advisory | Retail Bank Capital One, a Fortune 500 company and one of the nation's top 10 banks, offers a broad spectrum of ... guided by our shared values, come together to make Capital One a great company - and a great...of business and have the opportunity to work with senior management to create and implement innovative solutions to… more
- Capital One (Richmond, VA)
- Senior Manager, Know Your Customer (KYC) Advisory Governance The Senior Manager, Know Your Customer (KYC) Advisory Governance performs a key risk management role ... guidance. While working within the Compliance Management Program framework, the Senior Manager is responsible for delivering quality results, providing compliance… more
- FirstEnergy (NJ)
- …is an open position with FirstEnergy Service Company, a subsidiary of FirstEnergy Corp. The Senior Advisor , New Jersey External Affairs, will be a key member of ... of the company with relevant state and local policymakers and regulators. The Senior Advisor of New Jersey External Affairs, manages an in-state team… more
- Southern California Edison (Pomona, CA)
- …guide executive decisions and ensure regulatory compliance. As a Financial Analysis, Senior Advisor , your work will help power our planet, reduce carbon ... Join the Clean Energy Revolution Become a Financial Analysis, Senior Advisor at Southern California Edison (SCE) and build a better tomorrow. In this role,… more
- Deloitte (Morristown, NJ)
- Senior Consultant - Capital Markets Operations and Technology Our Enterprise Operations & Risk practice empowers leading Capital Markets institutions to ... regulatory , risk-related, technological, or operational change initiatives within capital markets environments Preferred qualifications Candidates possessing one or… more
- Southern California Edison (Pomona, CA)
- Join the Clean Energy Revolution Become a Strategic Planning Senior Advisor at Southern California Edison (SCE) and build a better tomorrow. In this job, you'll ... improve and manage governance responsibilities. As a Strategic Planning Senior Advisor , your work will help power...enterprise level risks and provides suitable mitigation options to senior management + Provides strategic and regulatory … more
- Capital One (New York, NY)
- Consumer Credit Review Senior Manager The Consumer Credit Review Senior Manager is responsible for executing independent, risk-based assurance reviews within ... Capital One's Consumer credit portfolios (card and auto). This...practices, effectiveness of policy implementation and risk governance. The Senior Manager will also contribute towards the execution of… more
- Capital One (Richmond, VA)
- …design professionals), and put them all together as a trusted business advisor . You'll translate between business intent, regulatory requirements, legal ... Senior Manager, Senior Counsel - Artificial Intelligence As a member of Capital One's Tech Reg Legal Business Counsel team you'll apply your legal,… more
- Capital One (Richmond, VA)
- Senior Manager, Technology Risk Guide - Enterprise Services Risk The Enterprise Services Risk organization is expanding with a focus on attracting innovative, ... experiences are valued as we work to redefine the financial sector. As a Senior Manager Risk Guide Leader supporting Enterprise Services Risk, you will partner with… more
- Vanguard (Charlotte, NC)
- …and make a lasting impact with a leader in the financial industry! As a Senior Wealth Advisor within Vanguard's Advice and Wealth Management division, you will ... products and the fullest expression of our wealth management offer. Responsibilities Senior Wealth Advisors onboard clients and manage a book of business which… more
- KeyBank (Portland, ME)
- **Location:** 127 Public Square, Cleveland Ohio The Sr. Fiduciary Advisor is primarily responsible for fulfilling the fiduciary responsibilities of KeyBank by ... fiduciary risk. For Family Wealth legacy relationships, the Fiduciary Advisor serves as the primary point of contact and...law changes through legal education opportunities. + Shares intellectual capital with the Family Wealth Team as part of… more
- Deloitte (Princeton, NJ)
- …regulatory , risk-related, technological, or operational change initiatives within capital markets environments + Direct experience in people management, ... insider trading, and other trading anomalies. This role combines regulatory knowledge, analytical skills, and technology expertise. Work you'll...with and add value to our clients. As a Senior Consultant, you will have opportunities to: + Serve… more
- Bank of America (Columbus, OH)
- Senior Banker - Capital Square Financial Center - Columbus, Ohio;Columbus, Ohio **To proceed with your application, you must be at least 18 years of age.** ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Columbus/ Senior -Banker Capital -Square-Financial-Center--\_25049278) **Job Description:** At Bank of… more
- BMO Financial Group (Brookfield, WI)
- …and payment solutions for new and existing clients while ensuring regulatory compliance. Monitors implementation activities to ensure alignment with timelines. ... inform customized client solution strategies that include optimizing management of working capital . + Works closely with internal teams and stakeholders to define… more
- Bank of America (New York, NY)
- Direct Markets Coverage Brokerage Services Financial Advisor New York, New York **To proceed with your application, you must be at least 18 years of age.** ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Brokerage-Services-Financial- Advisor \_25035237) **Job Description:** Merrill Wealth Management is a leading… more
Related Job Searches:
Advisor,
Capital,
Regulatory,
Regulatory Advisor,
Regulatory Capital,
Senior,
Senior Advisor,
Senior Regulatory Advisor