- TD Bank (Portland, ME)
- …testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and ... guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, regulatory compliance… more
- US Bank (Irving, TX)
- …and check services, and call center activities. The Corporate Audit Services Senior Audit Project Manager is primarily responsible for supervising staff ... from managers, however there are no direct reports. The Senior Audit Project Manager is...management, investment advisory services, and knowledge of trust and fiduciary + Subject matter expert level of understanding of… more
- KeyBank (Brooklyn, OH)
- …4910 Tiedeman Road, Brooklyn Ohio **Job Summary** The Asset Management Audit Manager , while under the general direction of senior management, will oversee ... Asset Management business, including wealth management, investment advisory, and fiduciary services. The Audit Manager ...the delivery of audit findings and other audit matters to senior and executive management;… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Connected Commerce & Consumer & Community Bank Strategy - Internal Audit team. This is your ... a crucial role in enhancing our organization's governance and operational excellence! As an Audit Manager on the Connected Commerce & Consumer & Community Bank… more
- CVS Health (Woonsocket, RI)
- …And we do it all with heart, each and every day. **Position Summary:** Sr Manager , HR Retirement & Benefits is a mixed role that supports the HR Retirement and ... between the trustee, investment advisor(s), consultants and recordkeeper for fiduciary oversight, investment changes and related issues including preparing… more
- Trinity Health (Ann Arbor, MI)
- …Nutrition Services (FANS) Department in a large or sizeable multi-hospital setting. The Senior Manager of Food & Nutrition Services is responsible for ... and RHM stakeholders to identify budget variances; and prepares related reports for senior management review. Keeps Regional Manager , THS informed of issues… more
- Trinity Health (Fort Lauderdale, FL)
- …and RHM stakeholders to identify budget variances; and prepares related reports for senior management review. Keeps Regional Manager informed of issues affecting ... time **Shift:** Day Shift **Description:** **POSITION PURPOSE** Functions as General Manager responsible for the oversight and coordination of the day-to-day… more
- Regions Bank (Hoover, AL)
- …into the careers section of the system. **Job Description:** At Regions, the Senior Auditor conducts internal audit activities in accordance with the Standards ... the Professional Practice of Internal Auditing. **Primary Responsibilities** + Develops initial audit program to meet the audit engagement objectives with some… more
- TD Bank (New York, NY)
- …testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and ... manage regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and… more
- M&T Bank (Los Angeles, CA)
- …firm.Work closely with Client Managers, Private Banking, Investment Advisors and Fiduciary Advisors to assess client's current financial situation, goals and ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as… more
- First Horizon Bank (Tampa, FL)
- …site as described in posting. **Summary** As a Private Client Relationship Manager (PCRM), you are responsible for new business development with High-Net-Worth ... and business development efforts (eg credit, mortgage, planning, investment, trust and fiduciary services, and insurance services) in a manner that promotes client… more
- City National Bank (Los Angeles, CA)
- …operates, particularly in areas where audit responsibilities are assigned. * Assists the Senior Auditor and or Audit Manager in the development of the ... assess the adequacy of the banks internal control environment. Fiduciary and private banking audits in corporate, employee benefit,... findings and the conclusions drawn. * Keeps the Senior Auditor and/or Audit Manager … more
- M&T Bank (Buffalo, NY)
- …assigned by the department manager or Leadership Development Manager -MDP. **Department Description:** Provides relationship management and fiduciary advisory ... participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two… more
- Spire Energy (St. Louis, MO)
- …Provide support for and review of quarterly tax preparations, as well as annual audit , independent fiduciary review and Department of Insurance annual report + ... Manage outside service providers, including broker, actuary, investment manager , tax and audit + Attend conferences and webinars, assess whitepapers, surveys,… more
- TIAA (Charlotte, NC)
- …and business processes are efficient, scalable, and aligned with regulatory and fiduciary obligations in PAM and IMG, while delivering value through operational ... primary liaison with Business Controls, Compliance / Risk / Audit functions * Management of audit /...within a wealth, trust and/or brokerage business as a senior risk leader or an external consultant. Compliance experience… more
- Federal Reserve Bank (Newark, NJ)
- …open communication, integrity, teamwork, and respect. The OEB works with senior Federal Reserve System and affiliated management and human resources professionals ... Assistant Vice President of Retirement Plans, Benefits Analysts, Consultants, and Manager ) Other key relationships: + President and Chief Executive Officer, Federal… more
- MTA (New York, NY)
- …on (The Agency's) compliance statistics as it relates to equal opportunity. Daily fiduciary duties of the ACEOO include the administration of (The Agency's) EEO ... to ensure diversity, inclusion and nondiscrimination; and the review, monitoring and audit of (The Agency's) policies and procedures to ensure compliance with local,… more
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