- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Audit Manager supporting Wealth and Investment Management. The Wealth and Investment Management ... (WIM) Audit Team provides audit coverage for Banking, Lending, & Trust, Wells Fargo...and regulatory environment + Understanding and experience with supporting Wealth and Investment Management **Job Expectations:** + Ability to… more
- City National Bank (Columbus, OH)
- …AUDIT SR- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director of ... a leadership role as an auditor-in-charge for managing complex Wealth Management audits and assist the Audit ...and effectively communicate audit results to the Audit Director, senior management and applicable Board/Committees… more
- TD Bank (Greenville, SC)
- …more specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of ... + Ability to contribute to strategic direction of the audit function and provide advice to senior ...initiatives and demand in order to develop annual strategic audit plan **Preferred Job Requirements:** + Wealth … more
- City National Bank (Jersey City, NJ)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... II- WEALTH * WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership...synthesizes results of testing performed, effectively communicates results to senior management to affect change, and delivers well written… more
- Citigroup (Jacksonville, FL)
- The Head of US Citigold/Citi Private Client Wealth Supervision manages a team of over 50 FINRA-licensed colleagues responsible for the supervisory oversight of ... investments sales activity and client suitability across Wealth 's Citigold/Citi Private Client Retail Branch Network. Candidate is responsible for establishing,… more
- City National Bank (Los Angeles, CA)
- *SPECIALTY WEALTH ASSET OFFICER SENIOR * WHAT IS THE OPPORTUNITY? Provides investment/asset management services for Specialty Wealth Assets (real estate, ... as an underlying asset, Mineral/Oil/Gas interests), held in fiduciary accounts on the Wealth Management platform of CNB and RBC. Functions as an asset and investment… more
- JPMorgan Chase (Newark, DE)
- …to solve real-world challenges that impact our company, customers and communities. As a Senior Associate in the Risk Management - Asset & Wealth Management Risk ... review preparation and remediation efforts for Regulatory, Second Line and Internal Audit exams / reviews, providing control oversight and guidance to business… more
- M&T Bank (West Hartford, CT)
- …As the manager for a book of client relationships, the Wealth Advisor is responsible and accountable for coordinating activities of the relationship team ... and coordinates on the delivery of solutions for a comprehensive wealth management strategy for individuals, business owners, and/or families. **Primary… more
- Citigroup (New York, NY)
- The Client Development Manager is a strategic professional who will be primarily responsible for driving cross-division collaboration and business development with ... that will be accomplished through building internal relationships, especially with senior bankers, to drive deeper relationships with their clients and prospects.… more
- M&T Bank (Rochester, NY)
- …assigned staff in the completion of timely and accurate tax returns for wealth clients. + Provide guidance and training to less experienced personnel. + Participate ... of the department. + Exercise usual authority of a manager concerning staffing, performance appraisals, promotions, salary recommendations, performance management… more
- M&T Bank (Radnor, PA)
- …assigned staff in the completion of timely and accurate tax returns for wealth clients. + Provide guidance and training to less experienced personnel. + Participate ... of the department. + Exercise usual authority of a manager concerning staffing, performance appraisals, promotions, salary recommendations, performance management… more
- M&T Bank (Los Angeles, CA)
- …participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two ... vary by department and are assigned by the department manager . The position may be responsible for additional projects...our clients need financial services outside of their core wealth management solutions, we have the resources to help.… more
- US Bank (Milwaukee, WI)
- …you excel at-all from Day One. **Job Description** The Corporate Audit Services Senior Audit Manager supports internal audit leadership, in providing ... wholly owned subsidiaries and entities where USB owns a majority (controlling) interest. The Senior Audit Manager supports the assessment of the Company's… more
- Scotiabank (New York, NY)
- Senior Audit Manager , US Loan Review **Requisition ID:** 210150 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... ambition for every future! **Purpose** The Audit Manager / Senior Audit Manager ...advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking,… more
- Scotiabank (New York, NY)
- …Regulatory Reporting will lead and execute Financial and Regulatory Reporting related audits. Senior Manager leads and oversees audit coverage and ... Senior Manager , US Finance & Regulatory Reporting - Audit **Requisition ID:** 208343 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary… more
- M&T Bank (Wilmington, DE)
- …as assigned by the department manager or Leadership Development Manager -MDP. **Department Descriptions:** Wilmington Trust's Family Wealth platform provides ... participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two… more
- Citigroup (New York, NY)
- …partnering with the audit teams responsible for Markets, Services, USPB & Wealth coverage, and also supporting the global QA team across all regions. **Key ... Citi's Internal Audit (IA) division provides independent assessments of the...environment for key stakeholders including the Board of Directors, senior management and Citi's numerous regulators globally. IA is… more
- Capital One (Mclean, VA)
- DART Senior Audit Manager . Risk Management Audit (Hybrid) **Capital One's Audit function is a dedicated group of professionals focused on delivering ... growth and professional opportunity.** **Capital One is seeking an energetic, self-motivated Audit Sr. Manager interested in becoming part of our Dynamic… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …a Compliance Officer II (COII) you will conduct compliance testing for the Wealth and Asset Management (W&AM) business and be responsible for testing strategy, ... prior to issuing the report. - Develops and report's findings to Senior Management regarding their business lines. - Execute increasingly complex testing… more
- M&T Bank (Wilmington, DE)
- …and operational support under guidance of a manager or more senior analyst. **Institutional Services Wealth Management (ISWM) Overview:** Shared Services ... regulatory, and strategic support to the businesses in the Institutional Services Wealth Management (ISWM). Those businesses include Wealth Management, Global… more
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