- TD Bank (Mount Laurel, NJ)
- …more specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of ... + Ability to contribute to strategic direction of the audit function and provide advice to senior ...initiatives and demand in order to develop annual strategic audit plan **Preferred Job Requirements:** + Wealth … more
- City National Bank (Los Angeles, CA)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... II- WEALTH * WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership...synthesizes results of testing performed, effectively communicates results to senior management to affect change, and delivers well written… more
- Truist (Charlotte, NC)
- …1st shift (United States of America) **Please review the following job description:** Truist Senior Audit Manager is responsible for providing a leadership ... objective risk-based internal audit assurance and advisory services. The Senior Audit Manager further develops and maintains specialization and expertise… more
- JPMorgan Chase (New York, NY)
- …to offer the best investment solutions to meet their financial needs. As a ** Senior Associate** on the **Chase Wealth Management (CWM) Project Management Team** ... and enhancements as necessary. You will work closely with senior team members and management across the Firm to...Capabilities, and Skills** + 3+ years of experience in wealth management, risk and controls, compliance, or audit… more
- Citigroup (Jacksonville, FL)
- The Head of US Citigold/Citi Private Client Wealth Supervision manages a team of over 50 FINRA-licensed colleagues responsible for the supervisory oversight of ... investments sales activity and client suitability across Wealth 's Citigold/Citi Private Client Retail Branch Network. Candidate is responsible for establishing,… more
- JPMorgan Chase (Newark, DE)
- …to solve real-world challenges that impact our company, customers and communities. As a Senior Associate in the Risk Management - Asset & Wealth Management Risk ... review preparation and remediation efforts for Regulatory, Second Line and Internal Audit exams / reviews, providing control oversight and guidance to business… more
- M&T Bank (Bridgeport, CT)
- …As the manager for a book of client relationships, the Wealth Advisor is responsible and accountable for coordinating activities of the relationship team ... and coordinates on the delivery of solutions for a comprehensive wealth management strategy for individuals, business owners, and/or families. **Primary… more
- Bank of America (Los Angeles, CA)
- …the market and manages the market expenses. The MPWCRM partners closely with the Senior Private Wealth Client Relationship Manager (SPWCRM) to support the ... Merrill Private Wealth Market Client Relationship Manager Los...Management + Workforce Planning + Due Diligence + Internal Audit Review + Leadership Development + Recruiting + Risk… more
- Morgan Stanley (Alpharetta, GA)
- …and Readiness, and Regulatory Compliance. The team partners with individual Wealth Management business lines, Legal/Risk/Compliance, and senior Firm leadership ... Wealth Management - Business Transformation Services - Project Manager * **Location:** *Georgia-Alpharetta* **Requisition ID:** *3261524* **Other Locations:** *Americas-United… more
- Citigroup (New York, NY)
- The Client Development Manager is a strategic professional who will be primarily responsible for driving cross-division collaboration and business development with ... that will be accomplished through building internal relationships, especially with senior bankers, to drive deeper relationships with their clients and prospects.… more
- Manulife (Boston, MA)
- …management group. We embrace innovative ideas to deliver efficient, effective, and insightful audit results. The Senior Manager is accountable for planning, ... wealth and retirement related business functions. The Senior Manager may have direct responsibility for... audit work to complete the project. The Senior Manager reports to the Audit… more
- M&T Bank (Los Angeles, CA)
- …participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two ... vary by department and are assigned by the department manager . The position may be responsible for additional projects...our clients need financial services outside of their core wealth management solutions, we have the resources to help.… more
- Scotiabank (New York, NY)
- Senior Audit Manager , US Loan Review **Requisition ID:** 210150 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... ambition for every future! **Purpose** The Audit Manager / Senior Audit Manager ...advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking,… more
- Scotiabank (New York, NY)
- …Regulatory Reporting will lead and execute Financial and Regulatory Reporting related audits. Senior Manager leads and oversees audit coverage and ... Senior Manager , US Finance & Regulatory Reporting - Audit **Requisition ID:** 208343 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary… more
- Citigroup (New York, NY)
- …partnering with the audit teams responsible for Markets, Services, USPB & Wealth coverage, and also supporting the global QA team across all regions. **Key ... Citi's Internal Audit (IA) division provides independent assessments of the...environment for key stakeholders including the Board of Directors, senior management and Citi's numerous regulators globally. IA is… more
- Scotiabank (New York, NY)
- Senior Audit Manager , Compliance Audit (Non-AML) **Requisition ID:** 209949 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range ... We work together to drive ambition for every future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with… more
- Capital One (Mclean, VA)
- Center 1 (19052), United States of America, McLean, Virginia DART Senior Audit Manager . Risk Management Audit (Hybrid) **Capital One's Audit function ... growth and professional opportunity.** **Capital One is seeking an energetic, self-motivated Audit Sr. Manager interested in becoming part of our Dynamic… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Executive - Global Wealth and Investment Management Front Lines New York, New York;Charlotte, North Carolina; Pennington, New Jersey **Job ... a difference. Join us! The Global Financial Crime ("GFC") Executive - Global Wealth and Investment Management "GWIM" contributes to the direction and drives the… more
- M&T Bank (Clanton, AL)
- …and other compliance officers to confirm validity of issues; make recommendations to Senior Compliance Testing Manager regarding the appropriate tier rating of ... This position would support the testing of M&T Securities, Institutional Services & Wealth Management Marketing, The Volcker Rule and other regulations covered under… more
- Plante Moran (Southfield, MI)
- Risk Internal Audit and Internal Controls Senior Manager or Principal + Location: United States, Michigan, Southfield + Location: United States, Illinois, ... Our difference. On the surface, we're one of the nation's largest audit , tax, consulting, and wealth management firms. But dig a little deeper, and you'll see… more
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