- Mizuho Corporate Bank (New York, NY)
- …to add value and improve Mizuho Bank's US operations including the derivatives and broker dealer businesses. Based in the New York Metro area, IADA staff ... IADA leadership with interacting with supervisory authorities, audit committees, and senior audit leadership including metrics reporting to such parties. +… more
- Citigroup (New York, NY)
- The Senior Audit Manager is a senior level...role focusing on coordinating the assurance coverage of the Broker Dealer - Citi Global Markets Inc. This ... and manage a budget. + Manage coverage of US broker dealer entity (CGMI) by working collaboratively...Coordinating with Head of Internal Audit and Markets Chief Auditor for presentation of key management information related to… more
- MUFG (New York, NY)
- …A member of our recruitment team will provide more details. **Job Summary:** The Senior Auditor I role within Internal Audit is responsible for leading ... end-to-end audit process (eg planning, fieldwork testing, reporting, issues validation, etc.). The Senior Auditor I also establish direction for staff on more… more
- Tradeweb (New York, NY)
- …an understanding of the associated risks and regulatory landscape, specific FinTech / Broker Dealer experience a plus + Professional certifications such as ... for a cutting-edge financial services company, including working with senior leadership and the business, technology and corporate teams...Certified Internal Auditor (CIA), Certified… more
- MUFG (New York, NY)
- …Sales and Trading, Interest Rate Derivatives, equities, credit, securitized products) and Swap Dealer / Broker Dealer regulation are highly desirable, ... years of relevant experience performing operational risk analysis as a risk analyst, auditor , regulator, or similar capacity in the financial services industry + The… more
- MUFG (New York, NY)
- …with experience in Technology auditor . + Preferably worked in the Broker - Dealer world and handled multiple projects concurrently, dealt simultaneously with ... day. A member of our recruitment team will provide more details. Senior Technology Auditing, Compliance, & Governance Manager will ensure the integrity,… more
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