- Citigroup (New York, NY)
- The Senior Audit Manager is a senior level...role focusing on coordinating the assurance coverage of the Broker Dealer - Citi Global Markets Inc. This ... and manage a budget. + Manage coverage of US broker dealer entity (CGMI) by working collaboratively...Coordinating with Head of Internal Audit and Markets Chief Auditor for presentation of key management information related to… more
- Charles Schwab (Lone Tree, CO)
- …ability to develop talent **What you'll do:** + Gain exposure to broker - dealer , bank, and corporate processes through robust risk assessments, varied ... assets with Schwab. The SCO is looking for a Senior Team Manager to support the Information Technology (IT)...SCO's BP and integrated control teammates, management, Schwab's external auditor , and other Schwab testing programs to enhance Schwab's… more
- City National Bank (Los Angeles, CA)
- …Management Compliance roles, experience with a financial institution such as a broker / dealer and/or registered investment adviser. + For Wealth Management ... and aggregate front line risk assessments and report results/recommendations to senior management. + Manage assigned staff and conduct appropriate coaching to… more
- MUFG (New York, NY)
- …with experience in Technology auditor . + Preferably worked in the Broker - Dealer world and handled multiple projects concurrently, dealt simultaneously with ... day. A member of our recruitment team will provide more details. Senior Technology Auditing, Compliance, & Governance Manager will ensure the integrity,… more
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