- Citigroup (Irving, TX)
- The Compliance Anti-Money Laundering ( AML ) Risk Management Senior Officer is a senior level position within the US Personal Bank Cards line of ... risk management policy and strategic direction + Maintain AML compliance program for the business including...related to AML risk assessments + Monitor AML related issues and escalations with senior … more
- JPMorgan Chase (Columbus, OH)
- …emphasizes innovative thinking, challenging the status quo, and striving to be best-in-class. As an AML /KYC Officer II, Senior Associate in the AML /KYC ... Join JPMorgan Chase and bring your expertise to our Anti-Money Laundering ( AML ) / Know-Your-Customer (KYC) Governance and Oversight team. You'll play a crucial role… more
- Citigroup (Jersey City, NJ)
- The Compliance Anti-Money Laundering ( AML ) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures ... risk management policy and strategic direction + Maintain AML compliance program for the business including...related to AML risk assessments + Monitor AML related issues and escalations with senior … more
- Citigroup (Jersey City, NJ)
- The Compliance Anti Money Laundering Risk Management Officer is a senior professional level role responsible for establishing internal procedures to prevent ... AML related issues and escalations + Develop and implement AML Compliance Risk Management (ACRM) standards and policies + Appropriately assess risk when… more
- Citigroup (Fort Lauderdale, FL)
- The Compliance AML Intel Officer is...summary on the findings of the investigation to advise senior management on next steps. + Make recommendations to ... senior management on next course of action - either...duties may be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** AML Intelligence… more
- Citigroup (Tampa, FL)
- The Compliance AML Execution Lead Analyst is senior professional responsible for performing risk and compliance reviews in coordination with the broader ... clear and concise findings of the investigations + Advise senior management on next steps and provide recommendations on...duties may be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** AML Execution… more
- Scotiabank (New York, NY)
- Senior Audit Manager, Compliance Audit (Non- AML ) **Requisition ID:** 209949 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range ... drive ambition for every future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance ...and procedures. **What You'll Do** + Acts primarily as Officer in Charge (OIC) and leads the planning, execution… more
- NBT Bank (Lakeville, CT)
- Pay Range: $26.81 - $35.79 The Senior Fraud/ AML Investigator will work fraud and money laundering cases as assigned by the BSA Officer and Security ... Manager. + 5% Other duties as assigned. + 5% Review and verify OFAC compliance reports from FiServ transaction, time, loan, safe deposit and iCIF systems shareholder… more
- JPMorgan Chase (Tampa, FL)
- …quo and striving to be best-in-class. As a Compliance - Monitoring and Testing Senior Officer - Senior Associate in our global/regional Compliance ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...+ Understanding/experience of Know Your Customer (KYC), Anti-money Laundering ( AML ), OFAC and Sanctions preferred but not required +… more
- Citigroup (Irving, TX)
- …States Personal Banking - Issue Management Design Team Governance & Control - Compliance Business Control Officer is a strategic professional responsible for ... The Compl Bus Control Officer is a strategic professional who stays abreast...and strategies to strengthen and enhance the Bank's Global AML Monitoring program. + Provides guidance to AML… more
- Thrivent Financial (Salt Lake City, UT)
- …that will help them live the life they want today-and tomorrow. Job Summary The Chief Compliance & CRA Officer reports to the Chief Risk Officer of Thrivent ... Bank's Community Reinvesment Act Program as well as broad Compliance activities, Compliance Assurance Testing, BSA/ AML...Bank's Compliance Management Systems (CMS). The Chief Compliance & CRA Officer will be a… more
- Citigroup (Washington, DC)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... from across the firm and work with contacts in the Business and Compliance to ensure consistent and effective application and implementation of, and controls to… more
- Tradeweb (New York, NY)
- …of written supervisory procedures, policies, training, annual testing, transaction monitoring and AML compliance + Manage the Firms' FINRA Gateway filings (ie, ... as necessary + Manage all aspects of the Firm's AML compliance program, as outlined in FINRA...firm in the role of a CCO or similar senior role supporting a broker dealer. + Strong understanding… more
- Citigroup (Washington, DC)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... risk management policy as well as the strategic ICRM direction; maintaining the AML compliance program for the businesses (assessment of risks, development of… more
- SMBC (Jersey City, NJ)
- …employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the Compliance Department ... Director, Head of Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President, this role will...respective legal entities. Note: the CRA excludes financial crimes ( AML , Sanctions, Fraud, and Bribery) risks as those risks… more
- Morgan Stanley (Baltimore, MD)
- …financial crime prevention efforts. GFC includes several legal and compliance disciplines and has responsibility for governance, oversight and execution ... of the Firm's Anti-Money Laundering ( AML ), Economic Sanctions, Anti-Corruption and Government...), Economic Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. GFC also develops and/or assists in the… more
- Wells Fargo (West Des Moines, IA)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer within Independent Testing & Validation (IT&V) Commercial Banking and Corporate & ... risk management testing function for financial crimes risk disciplines including BSA/ AML , Sanctions, OFAC, and Anti-Bribery and Corruption (ABC). The FC IT&V… more
- US Bank (Charlotte, NC)
- …you excel at-all from Day One. **Job Description** The Chief Model Risk Officer is responsible for developing and maintaining the bank's model risk governance ... review and validation activities, monitoring model quality and performance, ensuring compliance with risk management requirements and regulatory standards, as well… more
- Citigroup (Queens, NY)
- The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their ... ensure satisfactory quality of records prior to business and AML approval + Assess L1 reviewer Sanction Quality Assurance...of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. + Appropriately… more
- JPMorgan Chase (Chicago, IL)
- …the firm's Anti-money laundering, Sanctions, and Anti-corruption programs and is led by the BSA/ AML Officer and the AML Operations Executive. A successful ... maintaining our resilience by anticipating emerging risks. As a Senior Associate in the Global Financial Crimes Compliance... Senior Associate in the Global Financial Crimes Compliance (GFCC) organization, you'll work with a global team… more
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