- Citigroup (Irving, TX)
- …widely available to all. **POSITION OBJECTIVE** Reporting to the 2nd Line Independent Senior Operational Risk Officer who has responsibility for oversight of US ... Personal Banking and Mortgage coverage, this position works closely with 1st Line...as well as Independent Risk and other control functions ( Compliance , Legal) in carrying out job responsibilities. The Operational… more
- M&T Bank (Bridgeport, CT)
- …closing a transaction, from the customer, broker, correspondent, settlement agent, loan officer , post-closing, loan delivery, mortgage servicing, mortgage ... of the file to ensure the loan is in compliance with State and Federal guidelines. This also includes...with expansion of departmental instructional manual/materials. + Serve as senior member of staff to support Team Lead in… more
- City National Bank (Melville, NY)
- *CLIENT OFFICER SENIOR * WHAT IS THE OPPORTUNITY? Assists the Client Manager in supervising and participates in the operations, client service, and internal sales ... of the branch. Monitors and maintains operations procedures for compliance to regulations; plans and administers colleague schedules and...good standing under "The Secure and Fair Enforcement for Mortgage Licensing Act of 2008" (Safe Act) and must… more
- Thrivent Financial (Salt Lake City, UT)
- …that will help them live the life they want today-and tomorrow. Job Summary The Chief Compliance & CRA Officer reports to the Chief Risk Officer of Thrivent ... Bank's Compliance Management Systems (CMS). The Chief Compliance & CRA Officer will be a...pragmatic risk-reward perspective that allows for effective partnership with senior management in reaching business goals. This includes being… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …logical and critical thought processes when developing and recommending solutions. #LI-GM1 Compliance Officer I LOCATION -- Cincinnati, Ohio 45227 Fifth Third ... of risks, and the execution of procedures to evaluate the Bancorp's compliance with laws, regulations and industry standards. Develops and executes strategies for… more
- Citigroup (Tampa, FL)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Citigroup (Irving, TX)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... across lines of business including credit cards, retail bank and mortgage . Responsibilities include reviewing targeting, segmentation and suppression criteria across… more
- JPMorgan Chase (Chicago, IL)
- Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...and striving to be best-in-class. As a Lead Credit Officer - Vice President on the Specialty Finance Risk… more
- Flatirons Bank (Boulder, CO)
- …off (PTO) + Paid parking REPORTING Supervision Received Directly: SVP, Chief Banking Officer Indirectly: SVP, Senior Credit Officer Supervision Exercised ... VP, Business Development Officer -Boulder Job Details Job Location Boulder - Boulder,...and Business Banking services, Professional Services Banking, Treasury Management, Mortgage Lending, and Commercial Real Estate Lending solutions. Flatirons… more
- Capital One (New York, NY)
- …Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer . This role will support three institutional FINRA registered ... (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance... Manager will work independently from the CBD Chief Compliance Officer to interact with and advise… more
- Citigroup (Los Angeles, CA)
- …wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to our ... Citigold(R) and Citigold(R) Private Client segments. Senior Wealth Advisors have access to Wealth's leading investment...but not limited to Small Business Partners, Home Lending Officer , etc.) . Acquire new clients through converting referral… more
- Citigroup (Greenburgh, NY)
- …wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to our ... Citigold(R) and Citigold(R) Private Client segments. Senior Wealth Advisors have access to Wealth's leading investment...but not limited to Small Business Partners, Home Lending Officer , etc.) + Acquire new clients through converting referral… more
- City National Bank (Beverly Hills, CA)
- *ACCOUNT MANAGER SENIOR ENT* WHAT IS THE OPPORTUNITY? This person is responsible for the day-to-day interaction with customers of the Entertainment Division. They ... As the operational expert for the client, the Account Officer /Manager is positioned to proactively execute on the concepts...good standing under "The Secure and Fair Enforcement for Mortgage Licensing Act of 2008" (Safe Act) and must… more
- Citigroup (Arlington Heights, IL)
- …limited to Senior Wealth Advisor, Small Business Partners, Home Lending Officer , etc.) + Acquire new clients through converting referral leads. + Manage client ... follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and...This position requires the employee to register as a mortgage loan originator with the Nationwide Mortgage … more
- JPMorgan Chase (Columbus, OH)
- …actionable insights that inform strategic business decisions and offer perspectives to senior leadership, including the Chief Risk Officer (CRO) and functional ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...status quo and striving to be best-in-class. As a Senior Associate for Auto Risk Insights within the Consumer… more
- Citigroup (O'Fallon, MO)
- The Business Risk and Control Officer - Senior Issue Manager is a strategic professional who stays abreast of developments within own field and contributes to ... consideration for the firm's reputation, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Indy Gov (Indianapolis, IN)
- …and presentation to the Indianapolis Housing Agency. The position is a senior executive team member who reports administratively to the Chief Executive Director, ... The incumbent will serve as a member of the senior Executive Team, providing insight and assistance with implementing...policy functions. The incumbent will also serve as Ethics Officer for the agency, with primary responsibility for ensuring… more
- Citigroup (Jacksonville, FL)
- …not limited to Senior Wealth Advisor, Small Business Partners, Home Lending Officer , Digital Wealth Solutions, etc.) + Manage client follow-up and adhere to all ... Regulatory and Compliance operating procedures...This position requires the employee to register as a mortgage loan originator with the Nationwide Mortgage … more
- Wells Fargo (Leesburg, VA)
- …taking an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related ... grow your career" in the US **About this role:** Wells Fargo is seeking a Senior Branch Network Management Trainee (SAFE) for National Branch Network as part of the… more
- Wells Fargo (San Jose, CA)
- …taking an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related ... grow your career" in the US **About this role:** Wells Fargo is seeking a Senior Branch Network Management Trainee (SAFE) for National Branch Network as part of the… more
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