- JPMorgan Chase (Newark, DE)
- …within the Corporate and Investment Bank. **Job responsibilities** + Working with the trading desk, clients, counsel and operations to settle complex secondary ... aging profile + Identifying and escalating issues to the Trading Assistants & traders, in-house legal counsel ...escalated issues using appropriate workflow tools + Reporting to senior management for open trades and trading … more
- Dell Technologies (Austin, TX)
- ** Senior Legal Counsel - Corporate Securities and Governance** From commercial contracts to cyber security, IP to ethical practices - Legal teams at Dell ... your career and make a profound social impact as Senior Legal Counsel - Corporate Securities and...'33 Act, NYSE listing requirements, Regulation FD and insider trading rules + Prepare and review SEC filings, including… more
- SMBC (New York, NY)
- …value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... portfolio of benefits to its employees. **Role Description** The Director and Counsel for Sumitomo Mitsui Banking Corporation will work within the Legal Department… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange… more
- NextEra Energy (Juno Beach, FL)
- …partners, NEE Corporate Responsibility Office (CRO), Federal Regulatory Affairs (FRA), other Trading Risk Management groups and commercial groups + Develop ... portfolio in North America. We also provide marketing and trading services to electric and gas utilities, municipalities, cooperatives...in gathering and analyzing compliance metrics and reporting to senior management + As needed, work with IT to… more
- SitusAMC (New York, NY)
- …market making business, dealing in Asset Backed Securities (ABS), Commercial Mortgage-Backed Securities (CMBS), Agency and Non-Agency Residential Mortgage-Backed ... Securities (RMBS), Commercial Mortgage Back Securities Index (CMBX) and Collateralized Loan...Securities Index (CMBX) and Collateralized Loan Obligations (CLO) Secondary Trading . Securitized Products also has a significant financing footprint,… more
- Scotiabank (New York, NY)
- Senior Manager, Enterprise Anti-Bribery & Anti-Corruption **Requisition ID:** 206608 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range ... financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange… more
- Citigroup (Jacksonville, FL)
- …in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and ... understanding of how own area integrates within IT testing and has basic commercial awareness. + Makes evaluative judgments based on analysis of factual information… more
- Custom Truck One Source (Kansas City, MO)
- …ability to work directly with internal clients. This person will report to the General Counsel and will work closely with Senior Management and all of Custom ... and Responsibilities** + Assist in preparing and reviewing corporate documents, commercial contracts, leases, and purchase agreements. + Support governance matters… more
- Citigroup (New York, NY)
- …including leading critical control remediation projects to mitigate risk in Trading , Financial Crimes and Conduct while ensuring strong governance to measure, ... authority for an area within the business. Requires basic commercial awareness. There are typically multiple people within the...on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the… more
- BMO Financial Group (Brookfield, WI)
- …things as potential conflicts of interest, safeguarding of customer information, trading in securities, anti-money laundering, privacy, and disclosure of outside ... activities. + Provides information/communication/solutions (both written and verbal) to senior team members and/or management. + Provides advice to internal… more
- Citigroup (Miami, FL)
- …Recognized technical authority for an area within the business. Requires basic commercial awareness. There are typically multiple people within the business that ... Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts… more
- Scotiabank (New York, NY)
- …and Rates). + Developing and maintaining effective industry relationships with legal counsel , external parties, clients (in collaboration with senior coverage ... financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange… more
- Citigroup (Tampa, FL)
- …growth. The Markets Risk & Control Financial Crimes team supports a Sales and Trading environment and is looking for a highly energized, dynamic professional who is ... authority for an area within the business. Requires basic commercial awareness. There are typically multiple people within the...on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the… more
- Scotiabank (Houston, TX)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... on live transactions and participating in business development under the guidance of senior group members. Contribute to the overall success of the team ensuring… more