- M&T Bank (Lincoln, RI)
- …developing and managing a portfolio of auto, boat, and RV dealers/ dealer group(s) with highly complex lending and financial requirements. Establishes/strengths ... relationships with these major large dollar amount dealership/ dealer groups while promoting financial products, services and opportunities intended to improve their… more
- Charles Schwab (Westlake, TX)
- …and (vi) middle and back office operational functions. Reporting to a Director or Senior Manager in the Broker- Dealer /Asset Management enterprise team, the ... testing, identify and draft audit observations for review by the Internal Audit Manager / Senior Manager (and above levels) and subsequent debriefing with… more
- PNC (Raleigh, NC)
- …Bank Secrecy and Anti-Money Laundering Regulations. Prior core business line broker- dealer , broker- dealer related operations , or operations ... the company's success. We are looking to hire an AML Sanctions Group Manager within PNC's Enterprise BSA/AML & Sanctions organization in Independent Risk Management… more
- General Motors (Columbus, OH)
- **Job Description** **The Role:** The Group Program Manager , Dealer Insights & Strategy supports Global Marketing, Dealer Digital Solutions, Sales ... story and tailor delivery to a wide range of stakeholder levels, including senior executives. + Lead and develop a team of strategists, to continually grow… more
- Siebert Williams Shank (New York, NY)
- …or the number two compliance professional for a SEC registered and FINRA member broker- dealer * Have Operations experience including but not limited to TRACE, ... & Co., LLC ("SWS" or the "Firm") (a FINRA-registered broker/ dealer ) is seeking to add a knowledgeable, driven, intellectually...and Oakland. SWS is a perennial leader as a co- manager of investment-grade corporate debt, a national leader in… more
- National Credit Center (Austin, TX)
- …We are looking for individuals who thrive in a high-growth environment. The Dealer Relationship Manager understands each customer and their active services with ... PTO + Medical/Dental/Vision Interview Process: + Recruiter Screen + Video Interview w/Hiring Manager + Video Interview w/ Senior Leadership + Offer About NCC For… more
- M&T Bank (Buffalo, NY)
- …participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two ... vary by department and are assigned by the department manager . The position may be responsible for additional projects...Develop a solid understanding of banking functions, processes, and operations . + Group Projects - Participate in two group… more
- Scotiabank (New York, NY)
- Senior Manager , US Finance & Regulatory Reporting - Audit **Requisition ID:** 208343 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range ... across industries! We work together to drive ambition for every future! **Purpose** The Senior Manager , US Finance & Regulatory Reporting will lead and execute… more
- Scotiabank (New York, NY)
- Senior Manager , Scotia Capital (USA) Inc. Controller **Requisition ID:** 214216 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range ... of preparation of financial reporting and operational accounting for Combined US Operations ("CUSO"). **What You'll Do** + Lead and drive a customer focused… more
- Capital One (New York, NY)
- …within an enterprise-level risk management framework. The Compliance Advisor Senior Manager also assists the Broker Dealer CCO in keeping abreast of ... States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior...Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. This role will support three… more
- Amazon (Austin, TX)
- …fast-paced, dynamic environments and relish the challenge of building something new? If so, this Senior Account Manager role could be a great fit for you. Amazon ... rewarding, role in a start-up-like environment, we encourage you to apply for this Senior Account Manager position on the Amazon Autos team. Key job… more
- T. Rowe Price (Owings Mills, MD)
- …join us and grow your career with us. Role Summary As aT Rowe Price Senior Manager , you will lead trade management and portfolio implementation for discretionary ... on developing operational goals aligned with the department's functional strategy. A Senior Manager is pivotal in maintaining operational excellence, enhancing… more
- Scotiabank (New York, NY)
- …for identifying, analyzing, assessing, measuring, and reporting compliance risks across the Bank's US operations . The Senior Manager will be expected to work ... Senior Manager , Compliance Risk Analytics and...of this position is to ensure that the US operations of The Bank of Nova Scotia, Scotia Capital… more
- SMBC (New York, NY)
- …. + Strong knowledge in US securities laws, rules and regulations and broker dealer operations including Primary Dealer . + Ability to communicate this ... advisory function and is responsible for overseeing the management of the broker dealer 's compliance risk, and is represented by the Chief Compliance Officer as… more
- PNC (Pittsburgh, PA)
- …an opportunity to contribute to the company's success. As an Accounting Specialist Senior within PNC's Capital Markets Finance organization, you will be based in ... field on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Position Overview: The Capital Markets Finance - Broker Dealer… more
- Fun Town RV (Elkhart, IN)
- The General Manager of Service and PDI Operations will oversee all aspects of the corporate PDI operations , including repair, maintenance, warranty services, ... and Pre-Delivery Inspection (PDI) operations . This role is responsible for ensuring high standards...maintaining a safe and compliant work environment. The General Manager will lead a team of PDI technicians, PDI… more
- Amazon (Seattle, WA)
- …and metrics to determine and drive improvements - 5+ years of dealer operations or Finance and Insurace (F&I) Manager experience. - Deep understanding of ... Description We are seeking an experienced Customer Success Program Manager with a strong background in the automotive industry to develop and implement customer… more
- Scotiabank (New York, NY)
- Manager , US Internal Control and Global Wholesale Operations - Audit **Requisition ID:** 206124 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the ... operations and internal control within the US This Manager 's role will focus on Internal Control and COO...work as part of the team and assist the Senior Managers and/or Director, US Internal Control & Global… more
- Citigroup (Jacksonville, FL)
- …ensure appropriate risk mitigation actions are in place and escalate to senior management as appropriate + Provide supervision of Risk Control team's efforts ... identify trends, themes and areas requiring improved controls + Drive Manager 's Control Assessment monitoring, quarterly approvals and improvements required and… more
- TD Bank (New York, NY)
- …evolution of our approach to managing and delivering change in the dealer 's largest cross functional initiatives. The Project Manager has responsibilities ... role. **Job Description:** We are looking for a Project Manager II to join our growing team in New...function enables efficient and effective program delivery of the dealer 's major, cross functional initiatives. TDS Change Delivery reflects… more