- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) Team responsible ... for assessing compliance with Volcker rule, Swap dealer requirements and significant compliance risks and...activities globally with strong collaboration with global Markets Product Compliance senior management in accordance with CIA)… more
- M&T Bank (Buffalo, NY)
- …participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two ... in banking, communication and leadership, and personalized coaching and feedback. Performance measures may include several objective test scores, peer and sponsor… more
- Truist (Atlanta, GA)
- …**Please review the following job description:** Responsible for conducting and directing compliance risk oversight of Sales & Trading business units such as ... issues of regulatory concern, inappropriate behavior and market manipulation. Executes compliance risk management activities to reasonably ensure compliance with… more
- Scotiabank (New York, NY)
- Senior Manager, US Compliance Risk Assessment **Requisition ID:** 207309 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... industries! We work together to drive ambition for every future! **Purpose** The Senior Manager, US Compliance Risk Assessment contributes to the overall success… more
- Capital One (New York, NY)
- …regulations, within an enterprise-level risk management framework. The Compliance Advisor Senior Manager also assists the Broker Dealer CCO in keeping ... (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance... Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. This role will… more
- PNC (Pittsburgh, PA)
- …an opportunity to contribute to the company's success. As an Accounting Specialist Senior within PNC's Capital Markets Finance organization, you will be based in ... at manager's discretion. Position Overview: The Capital Markets Finance - Broker Dealer Accounting group supports a high growth and strategic business for C&IB… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... compliance , AML/ATF/sanctions and conduct risk. + Champion a high- performance environment and contribute to an inclusive work environment. **What You'll… more
- Volvo Group (Greensboro, NC)
- Senior Warranty Administrator Location: Greensboro, NC, US, 27409 Position Type: Professional Transport is at the core of modern society. Imagine using your ... be a perfect match. **What you will do** The Senior Warranty Administrator is responsible to process claims for...resolution skills to quickly resolve claim disputes. . Provide dealer and internal staff with warranty training daily by… more
- JPMorgan Chase (Jersey City, NJ)
- …**Required qualifications, capabilities, and skills** + 5+ years previous experience in broker- dealer compliance + Knowledge of, or a demonstrated willingness ... advice, guidance, and regulatory support to the JP Morgan Wealth Management Compliance broker- dealer (JP Morgan Securities, LLC) offering + Take the lead… more
- PNC (NY)
- …to contribute to the company's success. As an AML Sanctions Advisor Senior , you will be within PNC's Risk, Change, Experience, Strategy (RCES) organization, ... the First Line of Defense (1st LOD) Financial Crimes Compliance (FCC) team, and working with the Capital Markets...available in all geographic locations. The AML Sanctions Advisor Senior will support coverage of Capital Markets on the… more
- Ankura (Chicago, IL)
- …and growth. Our Audit Advisory Team of professionals includes several former senior officials from the PCAOB, including the Divisions of Enforcement and ... (DEI) and Registrations and Inspections (DRI). In addition, we have former senior officers from the SEC Division of Enforcement, certified public accountants,… more
- International (Lisle, IL)
- …strongly committed in evolving its digital capabilities and ecosystem . International Digital Dealer is part of the digital ecosystem which will be supporting the ... years. We have a great opportunity on our Digital Dealer Team for a Product Owner for Vehicle Health...fault codes rule engine, predictive maintenance, and real-time vehicle performance insights. This position is a hybrid role base… more
- Caterpillar, Inc. (East Peoria, IL)
- …Tubes & Hardware, Hose & Couplings, Fluids and Filters). As the ** Senior Manager, Manufacturing Operations** for the East Peoria Undercarriage facility, you will ... facility by setting direction for the facility using insights and safety performance . + Ensure total manufacturing effort by directing all operation departments. +… more
- Audi (CA)
- …Teams Monitor warranty costs / Develop expense reduction processes. Monitor for dealer compliance with Bentley processes and procedures, providing training and ... whilst maintaining a luxury brand experience in the Americas. Role Responsibilities: Performance Enhancement & Development Work with the senior leadership and… more
- KPMG (Mclean, VA)
- **Business Title:** Director, Markets Compliance **Requisition Number:** 118215 - 97 **Function:** Advisory **Area of Interest:** **State:** VA **City:** McLean ... (https://advisory.kpmg.us/) practice. Responsibilities: + Develop frameworks and methodologies for compliance , supervisory, operational and regulatory risk-management programs + Review… more
- Scotiabank (New York, NY)
- Senior Manager, Regulatory and Business Initiatives Group **Requisition ID:** 210831 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range ... strategic projects and involves strong leadership qualities to partner and influence senior leaders to improve controls and increase operating efficiencies. The role… more
- Capital One (New York, NY)
- …Finance, HealthCare Finance, Real Estate Finance, Treasury, Commercial Card and a Broker Dealer . **The Senior Manager, Senior Counsel will be responsible ... NYC 299 Park Avenue (22957), United States of America, New York, New York Senior Manager, Senior Counsel - Commercial Bank Litigation **The Role and the Team:**… more
- C-4 Analytics (Wakefield, MA)
- Senior AI Integration Engineer: REMOTE - C-4 Analytics PLEASE NOTE: For your candidature to be considered, we kindly request that all sections of the application be ... Analytics is committed to developing innovative solutions for every dealer in every market, and to providing the highest...and customer service. We are currently hiring for a Senior AI Integration Engineer - REMOTE as we look… more
- Securities and Exchange Commission (Chicago, IL)
- Summary The Senior Officer-Associate Regional Director position is in the Chicago Regional Office-Division of Examinations, located in Chicago, IL. This position is ... and support responsible capital formation through risk-focused strategies that: (1) improve compliance ; (2) prevent fraud; (3) monitor risk; and (4) inform policy.… more
- Securities and Exchange Commission (Chicago, IL)
- Summary The Senior Officer-Associate Regional Director position is in the Chicago Regional Office-Division of Examinations, located in Chicago, IL. This position is ... and support responsible capital formation through risk-focused strategies that: (1) improve compliance ; (2) prevent fraud; (3) monitor risk; and (4) inform policy.… more