• VP, External Investment Management - Public…

    FM (Waltham, MA)
    …closely with the Portfolio Manager, External Investment Management - Public Markets, Senior PM's, Chief Investment Officer (CIO), and other senior ... roles. This is a senior role, working...across asset classes, with a primary focus on public Fixed Income investments with our external investment management… more
    FM (07/19/24)
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  • Fixed Income Compliance Officer

    SMBC (New York, NY)
    …as the New Product, Underwriting, Risk Management, Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various… more
    SMBC (08/02/24)
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  • Senior Compliance Officer

    Wellington (Boston, MA)
    **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our ... investment solutions, tailored to the unique return and risk...the role is to work with the Chief Compliance Officer to build-out, manage and execute the compliance infrastructure… more
    Wellington (07/16/24)
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  • Senior Manager, Markets Compliance…

    Scotiabank (New York, NY)
    Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... Markets** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America,… more
    Scotiabank (09/12/24)
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  • Senior Compliance Officer - Public…

    SMBC (New York, NY)
    …as the New Product, Underwriting, Risk Management, Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various… more
    SMBC (08/28/24)
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  • Senior Business Development Officer

    PNC (Louisville, KY)
    …and have an opportunity to contribute to the company's success. As a Senior Business Development Officer within the PNC Institutional Asset Management ... needs and provide solutions including PNC's OCIO, 401(k), Custody and proprietary fixed income solutions. Prospects include nonprofits, corporations and both DB and… more
    PNC (09/21/24)
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  • Risk Management - Lead Credit Officer

    JPMorgan Chase (New York, NY)
    …credit analysis for various Treasury/Chief Investment Office investments across the fixed income spectrum. Engage with senior members of Treasury/Chief ... and striving to be best-in-class. As a Lead Credit Officer within the Risk Management team, you would be...and delivering high quality credit analysis of our Treasury/Chief Investment Office's fixed income portfolio which includes… more
    JPMorgan Chase (08/25/24)
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  • Chief Compliance Officer & Associate…

    Neuberger Berman (New York, NY)
    …years' experience in role of senior lawyer with compliance responsibilities, or senior compliance officer (or CCO) for registered funds + Strong knowledge of ... Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and… more
    Neuberger Berman (08/22/24)
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  • Compliance Officer , Americas

    Wellington (Boston, MA)
    **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our ... investment solutions, tailored to the unique return and risk...those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, focusing on… more
    Wellington (08/27/24)
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  • Officer , Americas Core Compliance

    Wellington (Boston, MA)
    …those of our clients. **About the Role** **Core Regulatory Compliance Officer ** company overview Wellington Management offers comprehensive investment management ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments...$1.2 trillion in public investments. Position overview The Compliance Officer will be a member of the Legal, Compliance… more
    Wellington (08/08/24)
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  • Institutional Business Development Officer

    Commerce Bank (Kansas City, MO)
    …staff at Commerce Bank and through outside contacts and sources + Market proprietary fixed income strategies and investment advisory services to reach annual new ... the best version of yourself. Because our number one investment is you. Creating an award-winning culture doesn't come...Bank. About This Job As an Institutional Business Development Officer for Commerce Trust, you will work closely with… more
    Commerce Bank (07/16/24)
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  • Asset Management - Investment Risk…

    JPMorgan Chase (New York, NY)
    …Managementhas one of the industry's most comprehensive and well-regarded alternative investment businesses, with more than $170 billion in Assets Under Management ... (AUM) and diversified alpha engines across Hedge Funds, Absolute Return Fixed Income, Private Equity, Private Credit and Real Assets, which includes Real Estate,… more
    JPMorgan Chase (08/12/24)
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  • Investment Analyst

    Hackensack Meridian Health (Edison, NJ)
    …and serve as a leader of positive change. Working closely with the SVP, Chief Investment Officer and other team members, the ** Investment Analyst** will play ... an instrumental role supporting the investment activities of Hackensack Meridian Health's (HMH) multiple ...working across asset classes (including hedge funds, global equities, fixed income, private equity, venture capital and real assets)… more
    Hackensack Meridian Health (09/27/24)
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  • Executive Compliance Officer - Marex…

    Marex (New York, NY)
    …and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency and Execution. It has a major franchise in many ... (http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory position will provide compliance advisory… more
    Marex (09/15/24)
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  • Compliance Advisor Senior Manager

    Capital One (New York, NY)
    …Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager will report directly to ... the Commercial Broker Dealer Chief Compliance Officer . This role will support three institutional FINRA registered broker dealers and provide compliance support to… more
    Capital One (08/30/24)
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  • Financial Economist / Senior Financial…

    Federal Reserve Bank (Philadelphia, PA)
    …Reserve Bank of Philadelphia is seeking to fill a Financial Economist or Senior Financial Economist position in the Risk Assessment, Data Analysis and Research ... of large banking organizations in the areas of retail credit risk and fixed income, with particular emphasis on quantitative risk analysis. RADAR is the leader… more
    Federal Reserve Bank (09/20/24)
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  • Senior Manager, Head of Volcker Compliance

    Scotiabank (New York, NY)
    Senior Manager, Head of Volcker Compliance **Requisition ID:** 206763 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... Markets** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America,… more
    Scotiabank (09/26/24)
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  • Senior Analyst, US Finance & Regulatory…

    Scotiabank (New York, NY)
    Senior Analyst, US Finance & Regulatory Reporting, New York Agency - Audit **Requisition ID:** 205496 **Salary Range:** 67,400.00 - 125,200.00 _Please note that the ... Markets** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America,… more
    Scotiabank (08/21/24)
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  • Senior Director, Offering Management (IA…

    Honeywell (Houston, TX)
    …models for new and current offering, quantifying and balancing expected revenue against investment and ongoing fixed and variable costs to estimate projected ... As a Senior Director of Offering Management, IA here at...executives to maximize the growth, development, and return on investment of the organization's product portfolio today and in… more
    Honeywell (08/10/24)
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  • Associate, Front-Office Transformation

    BlackRock (San Francisco, CA)
    …+ Collaborate closely with the Client's senior management team (eg Chief Investment Officer , Chief Risk Officer , Head Portfolio Managers, Head of ... Investment Operations, Chief Technology Officer ) and provide strong leadership throughout the Aladdin implementation + Work directly with the Client to create… more
    BlackRock (09/25/24)
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