- Larson Wealth Partners, LLC (Indianapolis, IN)
- …guidelines. Contribute to the build-out of data tools that connect portfolio performance, risk , and tax impact. Collaboration & Oversight Partner closely with ... About the Role Larson Financial Holdings is seeking a Senior Trader to join our Investment Team and take...speed, and best execution. Manage order flow, allocations, and liquidity across custodial platforms (primarily Schwab). Implement and roll… more
- M&T Bank (Buffalo, NY)
- **Overview:** The Senior Liquidity Risk Oversight Analyst will support, and report, to the Segment Risk Manager responsible for oversight of ... interest rate, market or liquidity risk undertaken in the assigned segment. Incumbent will have...pertinent spreadsheet and database software **Scope of Responsibilities:** The Senior Risk Analyst must be adept at… more
- Ally (Albany, NY)
- …typically aimed at improving oversight activities * Support the broader Market and Liquidity Risk team as needed **The Skills You Bring** * Bachelor's degree ... office. The qualified candidate will support the Market & Liquidity Risk team, a second-line risk...a second-line risk team, with daily market risk reporting, senior /Board level risk … more
- Regions Bank (Birmingham, AL)
- …Risk Management function (MLC Risk Management) and assists in the oversight of first line market, liquidity , and capital management activities primarily ... implementing reporting and/or financial analysis to assist in the Risk team's oversight role. The role participates...field + Two (2) years of experience in market liquidity risk analysis or similar financial analysis… more
- TD Bank (New York, NY)
- …oversight of relevant theory, reporting, methodology, controls and/or systems related to liquidity risk optimization and strategy at TD. Contributes to the ... this role. **Line of Business:** Finance **Job Description:** The Senior Manager, Treasury Liquidity oversees a team...early warning indicators, Intraday risks and Limits for managing Liquidity Risk of the firm + Coordinates… more
- BMO Financial Group (New York, NY)
- …knowledge across all retail, commercial, and trading products. Advises on liquidity and funding risk mitigation, product development, and optimization. ... focus on Capital Market products. This role combines strategic oversight , regulatory engagement, and technical expertise to ensure compliance...Supports the development of liquidity Bank's risk measurement and reporting processes… more
- Scotiabank (New York, NY)
- … Reporting. + Provides preliminary oversight over deliverables by reviewing liquidity reporting with consideration to the Bank's risk appetite, including ... + FBO Tailoring Metrics What You'll Do: + Provides oversight by reviewing daily liquidity reporting with...of experience in financial services, focusing on treasury or liquidity risk . Alternatively, a master's degree with… more
- Scotiabank (New York, NY)
- …needs + Provides preliminary oversight over deliverables by reviewing liquidity reporting with consideration to the Bank's risk appetite, including ... acceptable. + 4+ years of experience in financial services, focusing on treasury or liquidity risk . Alternatively, a master's degree with 3+ years of related… more
- Zions Bancorporation (Salt Lake City, UT)
- …You bring the talent; we bring the opportunity. **We are currently seeking a** ** Risk and Compliance Manager** **within the Market, Liquidity , Wealth Risk ... & Compliance Team.** **Description** Market, Liquidity , and Wealth Risk Management (MLW) Team members work closely with key executives to monitor and manage some… more
- Zions Bancorporation (Salt Lake City, UT)
- …expertise, and innovative thinking necessary to execute the annual compliance testing and risk oversight program and for the specialty areas of Zions ... Risk and Compliance Testing Officer** **within the Market, Liquidity , Wealth Risk & Compliance Team.** **Description**...and verbal). + Ability to present information to regulators, senior management, and/or risk committees in a… more
- M&T Bank (Buffalo, NY)
- …Treasury, including interest rate risk , market risk , and liquidity risk . + Represent IRM on senior committees (CMC, Executive ALCO, MRC) and provide ... model risk compliance. + Chair the Model Risk Oversight Committee (MROC), the Bank's quantitative...**Scope of Responsibilities** + **Team Leadership:** Directly manage 5-7 senior professionals; oversee a broader team of 100+ individuals.… more
- Scotiabank (New York, NY)
- Senior Manager, Business Risk Management US GTB **Requisition ID:** 229447 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is ... committed to results, in an inclusive and high-performing culture. ** Senior Manager, Business Risk Management - US...Groups in supervisory reviews (eg Regulation D, Regulation W, Liquidity Portfolios Risk Review, etc.) through same-day… more
- Charles Schwab (Westlake, TX)
- …mitigate financial risk while driving innovation and business growth. The mandate encompasses liquidity risk , interest rate risk , capital risk and ... the FRM function collaborates with the second line Corporate Risk Management and Model Risk Oversight...years of related work experience. + Knowledge of leading Liquidity Risk Management standards and modelling practices,… more
- Citizens (Boston, MA)
- …team supporting our independent Liquidity Risk Management and Interest Rate Risk Oversight Framework. The successful candidate will report to the Head of ... and grow in a dynamic environment. Core Responsibilities: + Provide independent second-line oversight of liquidity risk management, ensuring adherence to… more
- Neuberger Berman (New York, NY)
- …for reviews with portfolio managers, senior management and the firm's Investment Risk and Liquidity Committees + Solve complex risk management challenges ... group in our New York office, supporting independent risk oversight for the firm's Equity, Fixed...of portfolio management teams. The role also covers regulatory Liquidity Risk monitoring for the firm's 1940-Act… more
- Fannie Mae (Washington, DC)
- …Capital Markets Oversight . The team is part of the broader Market and Liquidity Risk Management division within Corporate Risk and Compliance. *THE ... reviews for the organization, coordinate risk mitigation activities, and provide risk mitigation assistance to other groups. This Senior Associate position… more
- Deloitte (Columbus, OH)
- Financial Services Senior Manager - Regulatory & Financial Risk ...one or more risk domains (eg Credit Risk , Liquidity Risk , Market Risk ... path to value creation. Work You'll Do As a Senior Manager, you will support clients as they respond...Direct working experience related to product management, regulatory compliance, risk management or controls oversight + Direct… more
- J&J Family of Companies (New Brunswick, NJ)
- …Liquidity Trades Processing + Support monthly and ad-hoc rebalancing activities and liquidity trades executed by custodian. + Provide oversight and validation ... and activity for period-end reporting. + Assist in preparing materials for senior leadership and investment oversight meetings. 10. Collaboration and… more
- PNC (Charlotte, NC)
- …This role requires a solid grasp of capital, market, credit, and liquidity frameworks; direct experience in transaction oversight and regulatory engagement; ... in and contribute to all cross-disciplinary projects spanning Market Risk , ALM, Liquidity , and Capital Management. Key...Representation: Represent Market Risk and the broader Risk Management function at key senior committees,… more
- TD Bank (Charlotte, NC)
- …is responsible for providing independent oversight and challenge of the Bank's capital, liquidity , and non-trading market risk (or interest rate risk in ... Team (US NTMR) is a part of the Treasury Risk Oversight second line of defense organization....senior management review + Keeps abreast of new risk management techniques and industry literature + Demonstrates governance,… more
