- NatWest Markets (Stamford, CT)
- Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Share: ... proper operations of the department and the business._ Senior Monitoring and Testing Compliance Assurance Officer reportingto the US General Counsel and… more
- JPMorgan Chase (Tampa, FL)
- …box, challenging the status quo and striving to be best-in-class. As a Compliance - Monitoring and Testing Senior Officer - Senior Associate in our ... executed by the lines of business and corporate functions through Monitoring activities and Testing activities to validate compliance with internal policies… more
- Citigroup (Tampa, FL)
- …implemented by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based monitoring of Citi's compliance risks ... Serves as a senior compliance risk analyst for Independent...address reported issues. **Responsibilities:** + Develops, implements, and executes compliance monitoring procedures in accordance with the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to support the firm's compliance monitoring program. Delivers comprehensive Compliance monitoring and testing program reports to Compliance ... in accordance with the program requirements. * Informs Senior Compliance Management about issues that may...and maintenance of the inventory of assurance reports, including compliance testing and monitoring program… more
- SMBC (New York, NY)
- …and ensuring they are appropriately managed and mitigated. + Monitoring and Testing : Oversee the Compliance Monitoring and Testing Program, ... Corporate Compliance . This role is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing , and Regulatory Change… more
- Truist (Charlotte, NC)
- …America) **Please review the following job description:** Perform risk management and compliance monitoring and testing for assigned business unit/corporate ... indicators relative to other risk management tools and regulatory compliance monitoring . Prepare detailed reporting on ...compliance monitoring . Prepare detailed reporting on monitoring and testing results with attention to… more
- CoStar Realty Information, Inc. (Washington, DC)
- Senior Network Monitoring & Automation Engineer Job Description **Overview** CoStar Group (NASDAQ: CSGP) is a leading global provider of commercial and ... Observation and Automation Engineer to join our team and bring our network monitoring and configuration management to the next level. You will play a critical… more
- CBRE (Richardson, TX)
- Senior Manager, Risk Monitoring Job ID 186649 Posted 08-Oct-2024 Service line Corporate Segment Role type Full-time Areas of Interest Accounting/Finance, Legal ... This new role offers a unique opportunity to work cross-functionally with senior leaders across our diverse portfolio of services, which could create additional… more
- Wells Fargo (West Des Moines, IA)
- **About this role:** Wells Fargo is seeking a Senior Independent Testing Specialist in Independent Testing & Validation (IT&V) as part of Corporate Risk. ... programs, risks, and controls according to standards and other applicable policies. The Senior Independent Testing Specialist will lead and support moderate to… more
- Wells Fargo (Minneapolis, MN)
- …and interpersonal communication skills. + Specialized knowledge or prior regulatory compliance testing or review experience + Experience creating, executing, ... **About this role:** Wells Fargo is seeking a Senior Independent Testing Specialist in Independent...and documenting compliance , control, and RCSA testing . + Strong… more
- Comerica (Frisco, TX)
- BRCO Control Testing Senior Analyst The Business Risk and Control Officers (BRCOs) play a pivotal role in guiding the business to identify and understand risk ... lifecycle. The Business Risk and Control Office (BRCO) Control Testing Senior Analyst is responsible for the...effectiveness of the overall control environment, including for SOX compliance . Conducts testing of control design and… more
- City of New York (New York, NY)
- …for requesting and testing expenditures, supporting documents and track monitoring and compliance issues from identification to resolution. - Design ... Job Title: One (1) Assistant Analyst / Analyst / Senior Analyst Control Code: BAW-25-05 Summary: The Mayor's Office...implement compliance strategies. - Assist in planning compliance monitoring reviews and set up management… more
- Vanguard (Chesterbrook, PA)
- Vanguard's Internal Audit & SOX department has an opportunity for an IT Testing Senior Consultant within the SOX (Sarbanes Oxley) Governance Office (SOX GO). SOX ... and enhancing IT controls experience. You will support the control environment by monitoring and testing key IT controls to ensure they are designed… more
- Rock Family of Companies (Detroit, MI)
- …Coordinate with internal counsel and senior leadership to develop and implement compliance testing or auditing procedures + Implement audit / monitoring ... for testing Human Capital Management systems **Job Summary** As an Compliance Monitoring Specialist (Human Resources), you'll be monitoring adherence… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Treasury Analyst to support the production of stress testing analytics and reporting on the Wells Fargo ... the economic environment or the Company's operations. Treasury also provides regulators, senior leaders, and the Board of Directors with key information to support… more
- Citigroup (Tampa, FL)
- …controls implemented by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based monitoring and testing of Citi's ... Serves as a senior compliance risk analyst for Independent...address reported issues. **Responsibilities:** + Develop, implement, and execute compliance monitoring and testing , continuous… more
- Capital One (Wilmington, DE)
- …E, and FCRA. As a Compliance Senior Associate, you will execute Compliance testing based on the line of business, the regulatory risks that business ... 802 Delaware Avenue (18052), United States of America, Wilmington, Delaware Compliance Tester II, Senior Associate The Compliance Tester II ( Senior … more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Testing team responsible for assessing ... Plan. + Performs compliance controls testing , transactional testing , or compliance controls monitoring activities based on the pre-defined testing… more
- University of Michigan (Ann Arbor, MI)
- Senior Corporate Compliance Director - HIPAA Officer Apply Now **Job Summary** The Senior Corporate Compliance Director (? Senior Director?) is ... and oversight of Michigan Medicine?s (?MM?) statewide Corporate HIPAA Compliance Program (?Program?). The Senior Director?s responsibilities include,… more
- Morgan Stanley (Baltimore, MD)
- …external standards, or firm policies. The person in the role will assist the WM Compliance Testing in completing its annual test plan, communicating to senior ... - Developing and executing audits in line with global monitoring and testing standards - Maintaining detailed...5 years of Financial Services Industry Experience - Global Compliance Testing Experience a Plus - Proficient… more