- Citigroup (Tampa, FL)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- First Horizon Bank (Memphis, TN)
- …CCPA, HIPAA). + ** Risk Assessments:** Performs initial and periodic privacy risk assessments and conducts related ongoing compliance monitoring activities in ... (4-year college) degree and 4-6 years of Financial Institution experience required. Risk management and/or compliance background required (2-4 years). Background… more
- First Horizon Bank (Memphis, TN)
- …(4-year college) degree 2. Financial Institution experience required (4-6 years). Risk Management and/or compliance background preferred (2-4 years). Background ... of all Products and Services to all applicable regulations in which Corporate Compliance has oversight responsibility, with a primary focus on Wealth Management and… more
- Citigroup (Tampa, FL)
- Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing and implementing ... risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for US Personal Banking Operations - Customer Service - Branded Cards Independent Compliance Risk ... by existing and potential customers. These interactions may present compliance risk and are usually covered by...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing ... design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (Tampa, FL)
- …Head of the Office of Privacy and Responsible Information Management (OPRIM). Serves as a senior compliance risk officer for Independent Compliance ... The Operations Officer drives the overall administrative activities of the...equivalent experience + Master's degree preferred **Job Family Group:** Compliance **Job Family:** Compliance Risk … more
- Citigroup (New York, NY)
- …(ICRM) program. The individual will serve as a senior swap dealer compliance risk officer for (ICRM) responsible for establishing internal strategies, ... The Swap Dealer Compliance Senior Vice President will serve...with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance… more
- City National Bank (Charlotte, NC)
- …or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of ... ensures business continuity. What you will do * Reviews/challenges compliance risk assessments, analyzing the Bank's ...line of business to remediation plans. * Works with Senior Compliance Officer , Compliance… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- City National Bank (New York, NY)
- …or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of ... relevant to various conflict of interest functions * Review/challenge compliance risk assessments, analyze the Bank's ...line of business QA testing results. * Work with Senior Compliance Officer , Compliance… more
- Citigroup (Wilmington, DE)
- Serves as a senior function/business/product compliance risk officer for US Personal Banking Operations - Customer Service - Citi Retail Services (CRS) ... Independent Compliance Risk Management (ICRM) responsible for establishing...the impact of new and complex regulatory developments across senior function/business/product, including cross-border impact. + Advising ICRM and… more
- Citigroup (Jersey City, NJ)
- Serves as a senior **_CitiDirect & CitiConnect_** product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- Citigroup (Tampa, FL)
- …cyber risks are managed, mitigated, and aligned with our risk appetite. The Technical Compliance Risk Senior Officer is part of the Business ... the bank. In line with the Operational Risk Management (ORM) and Independent Compliance Risk Management (ICRM) frameworks, we aim to ensure that the internal… more
- Citigroup (Tampa, FL)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Credit Risk & Approval Officer within the Investment Portfolio Risk Oversight (IPRO) team. This ... Finance Risk Management, reporting to the Group Senior Credit Officer . The position covers credit...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Zions Bancorporation (Salt Lake City, UT)
- …exposed to the broad scope of the bank and its operations. Essential Functions The Risk Officer is responsible for working with team members to support control ... Risk Support team oversees bank-wide programs to help senior management in identifying, assessing, and monitoring key risks...(RCSAs), validating management control testing, and performing ad hoc risk projects. The Risk Officer … more
- Citigroup (Irving, TX)
- The Risk Policy Sr Officer II / Director manages a senior team credit risk professionals within the Customer Credit Engagement Oversight (CCEO) function ... for US Personal Banking retail lending, reporting conclusions to senior management, seniors in line risk and...first line of defense processes and controls to identify risk exposures and non- compliance with Retail Credit… more
- Citigroup (New York, NY)
- The Credit Risk Senior Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job ... and trends for senior management and/or the Senior Credit Officer + Monitor an assigned...approvals, underwriting, and portfolio functions in consultation with Independent Risk and senior business leaders + Assist… more
- Huntington National Bank (Columbus, OH)
- Description Summary: Huntington Bank's Commercial Business Risk Officer , Senior will have responsibility for driving and overseeing key risk activities ... management strategy, execution model, and culture for the organization. Additionally, the Business Risk Officer , Senior will support and manage a team of… more
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