- Unknown (Jersey City, NJ)
- Vice President, Senior Compliance Officer About the Company Recognized banking organization with an international presence Industry Banking Type Privately Held, ... B2B About the Role The Company is seeking a Senior Compliance Officer with a focus on Global Banking...that covers structural banking reform, including CFTC Swap Dealer, SEC Security-Based Swap Dealer, French Banking Law, and the… more
- Unknown (New York, NY)
- …Services Type Privately Held About the Role The Company is in search of a Senior Compliance Officer to join its US compliance team. This pivotal role is dedicated to ... supporting the firm's SEC -registered investment adviser, providing guidance on compliance with US...funds and separately managed accounts. Key responsibilities for the Senior Compliance Officer include overseeing and assisting with regulatory… more
- Unknown (Jacksonville, FL)
- …leader with deep expertise in broker-dealer operations, GAAP accounting, and SEC /FINRA reporting, and will be responsible for driving operational excellence, ... standards. Key responsibilities include partnering with the CEO and senior leadership, identifying and leading operational improvement initiatives, performing P&L… more
- Unknown (Boca Raton, FL)
- …controls, SOX compliance, and audit oversight, ensuring adherence to US GAAP, SEC regulations, and internal policies. This role involves leading the audit process, ... leadership experience, with at least 7 years in a senior management or executive-level role. Strong knowledge of US...management or executive-level role. Strong knowledge of US GAAP, SEC reporting requirements, and SOX compliance is essential, as… more
- Unknown (Omaha, NE)
- …finance and accounting experience, with a background in Big 4 public accounting and SEC reporting for a public company. The role requires at least 5 years' in ... a senior leadership position with direct team management, strong technical...research skills, and extensive knowledge of US GAAP and SEC reporting standards. The ideal candidate will possess excellent… more
- Unknown (Chicago, IL)
- …a high-performing team, and maintaining close engagement with regulators, investors, and senior leadership. Applicants for the CAO position at the company should ... and finance, with at least 5 years in a senior leadership role at a publicly traded company. A...preferred. The ideal candidate will have deep expertise in SEC reporting, SOX compliance, and GAAP, as well as… more
- Unknown (New York, NY)
- …Services Type Privately Held About the Role The Company is in search of a Senior Compliance Officer to take on a pivotal role within its US compliance team. The ... have a minimum of 7 years' of compliance experience in an investment adviser, asset manager , or private funds environment, and a strong working knowledge of SEC … more
- Unknown (Miami, FL)
- …consumer-facing businesses. They should have a proven track record as a CFO or senior finance executive in a company that has gone public, preferably via SPAC, and ... possess a strong knowledge of public company requirements, including SEC compliance, SOX, and capital markets strategy. The role demands a leader with a high EQ,… more
- Unknown (Hempstead, NY)
- …sectors. The ideal candidate will have a proven track record as a CFO or senior finance executive in a publicly traded company, with a preference for those with ... experience in the real estate sector. Deep knowledge of SEC reporting, GAAP, and REIT-specific accounting and tax regulations is essential. The CFO will be expected… more
- Unknown (Durham, NC)
- …and overseeing a comprehensive compliance program across multiple jurisdictions, advising senior leadership and the Board of Directors on compliance risks and ... bodies is a plus. The role requires familiarity with SEC and FINRA requirements for registered products, as well...to fostering a diverse and inclusive work environment. Hiring Manager Title Chief Legal Officer Travel Percent Less than… more
- Unknown (New York, NY)
- …applicable accounting standards, managing regulatory financial reporting (eg, GAAP and SEC requirements), and directing monthly, quarterly and annual close cycles. ... Partnering closely with the CEO and senior leadership, you will provide strategic financial insights, drive process improvements, support budgeting and planning… more
- Unknown (New York, NY)
- …them, and a proven track record of dealing with regulators such as the SEC , FINRA, CFTC, and NFA. Essential skills include in-depth knowledge of fixed income ... candidate should be adept at technical matters, have experience working with senior stakeholders, and be capable of conducting risk assessments and implementing risk… more
- Unknown (New York, NY)
- …The Company is seeking a VP of Finance and Accounting to serve as the senior finance leader and core executor. This hands-on role is pivotal in managing the firm's ... financial activities, ensuring compliance with GAAP, SEC , and FINRA regulations, and being deeply involved in...with a high level of integrity and dependability. Hiring Manager Title CEO Travel Percent Less than 10% Functions… more
- Robert Half Finance & Accounting (New York, NY)
- Description Senior Manager , SEC Reporting & Technical Accounting Role Overview This leader will drive the integrity of external reporting and guide the ... Reporting & Compliance + Lead preparation and review of quarterly and annual SEC filings, including 10-Qs, 10-Ks, 8-Ks, Proxy statements, and related XBRL work +… more
- Edwards Lifesciences (Irvine, CA)
- …over the world. You will ensure correct application of US GAAP, SEC reporting requirements, high-quality financial disclosures, accuracy, quality and compliance of ... and filing of the quarterly and annual financial statement filings with the SEC (10-K, 10-Q, 11-K, 8-K, etc.), including XBRL compliance, and other statutory… more
- MongoDB (Austin, TX)
- **Why This Role Matters** The Senior Manager will ensure accurate and timely SEC filings while providing deep technical accounting expertise for complex ... with our business. **What You'll Do** + Lead preparation and filing of SEC reports (10-K, 10-Q, 8-K, Proxy) including XBRL + Provide technical accounting guidance… more
- Robert Half Finance & Accounting (Chicago, IL)
- …10-K filings + Review disclosures to ensure compliance with US GAAP and SEC reporting requirements + Review new accounting pronouncements issued quarterly and assist ... with implementation as needed + Provide accounting support for complex transactions, including derivatives, acquisitions, and revenue recognition + Oversee and/or participate in special projects as needed Requirements Experience Required: + Bachelor's degree… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …memos and work done by others in the financial reporting department. * Supervises SEC Reporting senior associates and staff. * Manages relationships with, and ... priorities in a fast-paced work environment. * Supervise, instruct and develop SEC Reporting senior associates and staff. * Provide a high level of customer… more
- Lilly (Indianapolis, IN)
- …controls. This position is a highly visible and collaborative role interacting with senior leadership and ultimately serving as a key contributor to our quarterly ... and annual reports for filing with the Securities & Exchange Commission ( SEC ), as a financial controls expert and point person for SOx compliance, and supporting… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …of key business areas within the Bancorp. Complete assigned, periodic SEC filings through independent research of historical filings, gathering information from ... rules or regulations or required disclosures necessary for the filing. Represent SEC reporting in various accounting and finance initiatives. Serve as financial… more
