• GCO Risk Advisor - FINRA - Series 4

    Truist (Richmond, VA)
    …+ Master's degree in finance or business, or equivalent education and related training. + **FINRA Series 4 , 7, 24, 53, and 66 licenses ( Series 9 &10 can ... more
    Truist (01/31/25)
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  • Stock Loan Sales Associate

    Raymond James Financial, Inc. (NJ)
    …(Persons holding Series 6, 7, 17, 37 or 38 or those who hold principal-level registrations: Series 4 , 9/10, 14, 16, 23, 24, 26, 27, 28, 51, and 53 would be ... more
    Raymond James Financial, Inc. (04/11/25)
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  • Wealth Supervisory Control Manager (RSO Lead)

    Citizens (Johnston, RI)
    …a team, provide effective feedback and coaching to staff. + Insurance licensure and Series 4 preferred. + Strong verbal and written communication skills + Strong ... more
    Citizens (03/28/25)
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  • Compliance Representative

    US Bank (Cincinnati, OH)
    Series 63 or Series 66 are required and must be willing to obtain Series 4 , Series 52, and Series 53 within 180 days of hire. - Considerable ... more
    US Bank (03/13/25)
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  • Vice President, Advisor Transitions | St.

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …_(Persons holding Series 6, 7, 17, 37 or 38 or those who hold principal-level registrations: Series 4 , 9/10, 14, 16, 23, 24, 26, 27, 28, 51, and 53 would be ... more
    Raymond James Financial, Inc. (02/11/25)
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  • Governance & Controls - Risk Advisory Specialist…

    Truist (Atlanta, GA)
    …(FRM)/Certified Financial Analyst (CFA) or equivalent advanced risk certification 5 FINRA Series 4 license **General Description of Available Benefits for ... more
    Truist (03/21/25)
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  • SVP Regulatory Risk Group Manager - Hybrid

    Citigroup (Tampa, FL)
    …concurrent large scale projects from ideation through testing and implementation. + Required Licensing/Registration: Series 4 , Series 7, Series 9, ... more
    Citigroup (04/09/25)
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  • Supervisory Control Specialist

    Wells Fargo (St. Louis, MO)
    Series 9/10 (or FINRA recognized equivalents) + FINRA registration including Series 4 (or FINRA recognized equivalents) **Job Expectations:** + Ability to ... more
    Wells Fargo (04/05/25)
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  • Sr. Reconciliation Specialist | NonFinancial…

    Raymond James Financial, Inc. (Memphis, TN)
    …Persons holding Series 6, 7, 17, 37 or 38 or those who hold principal-level registrations: Series 4 , 9/10, 14, 16, 23, 24, 26, 27, 28, 51, and 53 would be ... more
    Raymond James Financial, Inc. (04/02/25)
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  • Supervisor, Operations | Advisory & Managed New…

    Raymond James Financial, Inc. (Memphis, TN)
    …Persons holding Series 6, 7, 17, 37 or 38 or those who hold principal-level registrations: Series 4 , 9/10, 14, 16, 23, 24, 26, 27, 28, 51, and 53 would be ... more
    Raymond James Financial, Inc. (04/01/25)
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  • Asset & Wealth Management - Vice President…

    JPMorgan Chase (Tampa, FL)
    …duties associated with the role: FINRA SIE, Series 7, 66 (63/65), 9/10 ( 4 ,24,53) + A valid Series 4 is required or must be obtained within 90 days of ... more
    JPMorgan Chase (03/29/25)
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  • Branch Manager

    Equitable (Wellesley, MA)
    …roles **Preferred Qualifications** + CLU, ChFC and/or CFP a big plus + FINRA Series 4 registration is encouraged + Strong professional work history in the ... more
    Equitable (04/10/25)
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  • Consumer Investments Market Leader - Southwest…

    Bank of America (Tucson, AZ)
    …+ Has supervisory licenses of an 8 (or 9 and 10 combined) or possesses a Series 4 , 24 and 53, or is able to obtain any/all required licenses within a specified ... more
    Bank of America (03/28/25)
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  • Consumer Investments Market Leader - Expansion…

    Bank of America (Greenwood Village, CO)
    …+ Has supervisory licenses of an 8 (or 9 and 10 combined) or possesses a Series 4 , 24 and 53, or is able to obtain any/all required licenses within a specified ... more
    Bank of America (03/21/25)
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  • JPMorgan Wealth Management - Vice President…

    JPMorgan Chase (San Francisco, CA)
    4 ,24,53), appropriate State Life & Health Insurance license + A valid and active Series 4 and appropriate State Insurance licenses are required or must be ... more
    JPMorgan Chase (03/07/25)
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  • Sr. Consultant, Supervision (remote consideration)

    Lincoln Financial Group (Columbus, OH)
    …items and on-boarding. **What we're looking for** * Upon Hire Certifications/Licensures: ( Series License-6, Series License-26) * 4 Year/Bachelor's degree ... more
    Lincoln Financial Group (03/26/25)
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  • RN Admissions

    Hospice Of San Joaquin (Stockton, CA)
    …care. PRE-EMPLOYMENT REQUIREMENTS: 1. Health Screening 2. TB Screening 3. Hepatitis B Series offered 4 . Background Check 5. Reference Check 6. Drug Screening ... more
    Hospice Of San Joaquin (01/28/25)
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  • REMOTE Compliance Associate

    Insight Global (Tampa, FL)
    …personality with the ability to maintain positivity in the workplace -Familiarity with Ad Review - Series 53 & 4 registrations null We are a company committed to ... more
    Insight Global (01/14/25)
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  • Market Leader - Advisor Development Program

    Bank of America (Atlanta, GA)
    …coaching a team + Series 7 & 66 (63 and 65) required and Series 9 & 10 or ( 4 , 24, 53 combination).If Series 9 & 10 not currently held, must be obtained ... more
    Bank of America (04/11/25)
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  • Hospice House RN - Per Diem

    Hospice Of San Joaquin (Stockton, CA)
    …PRE-EMPLOYMENT REQUIREMENTS: 1. Health Screening 2. TB Screening 3. Hepatitis B Series offered 4 . Background Check 5. Reference Check JOB QUALIFICATIONS: ... more
    Hospice Of San Joaquin (03/19/25)
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