- Truist (Richmond, VA)
- …+ Master's degree in finance or business, or equivalent education and related training. + **FINRA Series 4 , 7, 24, 53, and 66 licenses ( Series 9 &10 can ... be used in lieu of 53, Series 63 & 65 can be used in lieu of Series 66). **Life/Health and Variable Insurance Licensing are strongly preferred + 6-8 + years… more
- Citigroup (Tampa, FL)
- …concurrent large scale projects from ideation through testing and implementation. + Required Licensing/Registration: Series 4 , Series 7, Series 9, ... Series 10, Series 24Series 63, Series 65 **Education:** + Bachelor's/University degree, Master's degree preferred This job description provides a high-level… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Persons holding Series 6, 7, 17, 37 or 38 or those who hold principal-level registrations: Series 4 , 9/10, 14, 16, 23, 24, 26, 27, 28, 51, and 53 would be ... that an exemption or grandfathering cannot be applied. . Series 99, or ability to obtain within 120 days...qualified to register as an Operations Professional ( Series 99) without passing the examination. **Education** **Work Experience**… more
- Principal Financial Group (Des Moines, IA)
- …required.** + FINRA Series 7, 66 and Series 24 registration **required.** FINRA Series 4 and 53 must be acquired within 12 months of hire. FINRA ... Series 99 preferred. + Must possess strong knowledge and understanding of SEC, FINRA and other regulatory frameworks governing BD/IA activities, including knowledge… more
- JPMorgan Chase (New York, NY)
- …open to obtaining Series 7 and Series 24 within 6 months, and Series 4 within 9 months of hire. + Authorized to work in the United States due to security ... license requirements. + Understanding of Equities products and markets, including Listed Options and Securities Lending. + Good judgment and poise for interacting with senior management. + Proficient knowledge of control and risk management concepts. +… more
- Louisiana Department of State Civil Service (Morgan City, LA)
- …the candidate selected. This position provides the opportunity to advance within this job series . 4 vacancies may be filled with this posting The actual starting ... Professional Counselor 1- 4 Print (https://www.governmentjobs.com/careers/louisiana/jobs/newprint/4812303) Apply Professional Counselor 1- 4 Salary $3,186.00 -… more
- CIBC (New York, NY)
- …skills in order to maintain working relationships;. + Excellent verbal and writing skills; + Series 7 preferred ( Series 4 , 57 licenses are a plus); + ... projects including Electronic Blue Sheet Reporting and Employee Registration; and 4 ) maintain procedures to ensure that certain controls are appropriately documented… more
- Bank of America (Las Vegas, NV)
- …+ Has supervisory licenses of an 8 (or 9 and 10 combined) or possesses a Series 4 , 24 and 53, or is able to obtain any/all required licenses within a specified ... Management * Critical Thinking * Result Orientation **Required Qualifications:** + Has Series 7 and 66,or is able to obtain any/all required licenses within… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …obtained as documented in the Fifth Third Securities Licensing Guidelines. Strongly encouraged to obtain Series 4 , 53 and 66, as well as a life and health ... + Bachelors degree in Finance, Economics or related field preferred. + 2 years brokerage or related work experience. + Series 7, 63, and 24 are required to be… more
- City National Bank (New York, NY)
- …sales, communication, and organizational skills * Registered Representative with a FINRA Series 4 and 24 preferred *Compensation* Starting base salary: $87,027 ... securities market * Minimum 5 years of direct client services experience required * FINRA Series 7 and 63 or 66 licenses *Skills and Knowledge* * 5 years experience… more
- Hospice Of San Joaquin (Stockton, CA)
- …care. PRE-EMPLOYMENT REQUIREMENTS: 1. Health Screening 2. TB Screening 3. Hepatitis B Series offered 4 . Background Check 5. Reference Check 6. Drug Screening ... 3. Work with IDT to develop plan of care. 4 . Provide direction for social services, home health aides,...assigned RN Case Manager and Home Health Aide Coordinator. 4 . Makes recommendations to IDT for action/follow-up of newly… more
- Citizens (Olympia, WA)
- …Education, Certifications and/or Other Professional Credentials + Series 7, 63/66 required. Series 24, 4 preferred. + 5+ years of previous experience working ... in the financial services industry, encompassing experience with complex investment products including options, margin and control/restricted stock support. + Proven customer service, client support and problem resolution skills. + Strong technological savvy… more
- Insight Global (Tampa, FL)
- …personality with the ability to maintain positivity in the workplace -Familiarity with Ad Review - Series 53 & 4 registrations null We are a company committed to ... and Requirements -3 years of experience within compliance in a financial environment - Series 7 & 24 registrations -- must be currently active -Bachelor's degree or… more
- Hospice Of San Joaquin (Stockton, CA)
- …providing care. PRE-EMPLOYMENT 1. Health Screening 2. TB Screening 3. Hepatitis B Series offered 4 . Background Check 5. Reference Check 6. Immunizations ... threshold and updates at IDT meeting every 21 days. 4 . Makes recommendations to IDT for actions/follow up if...preferred. 3. Ability to set priorities, organize work independently. 4 . Ability to make independent clinical decisions. 5. Knowledge… more
- Bank of America (Denver, CO)
- …coaching a team + Series 7 & 66 (63 and 65) required and Series 9 & 10 or ( 4 , 24, 53 combination).If Series 9 & 10 not currently held, must be obtained ... within 120 days. + Travel required: Will vary depending on geography **Shift:** 1st shift (United States of America) **Hours Per Week:** 40 Bank of America and its affiliates consider for employment and hire qualified candidates without regard to race,… more
- Bank of America (New York, NY)
- …coaching a team * Series 7 & 66 (63 and 65) required and Series 9 & 10 or ( 4 , 24, 53 combination).If Series 9 & 10 not currently held, must be obtained ... within 120 days. * Travel required: Will vary depending on geography **Shift:** 1st shift (United States of America) **Hours Per Week:** 40 Bank of America and its affiliates consider for employment and hire qualified candidates without regard to race,… more
- Netflix (Los Angeles, CA)
- …services with 278 million paid memberships in over 190 countries enjoying TV series , films and games across a wide variety of genres and languages. Members ... a junior production executive to join our dynamic Animation Series Production Team. As part of the world's leading...experience preferred. + Must be able to work on-site 4 days per week in Hollywood, CA. + Experienced… more
- Netflix (Los Angeles, CA)
- …services with 278 million paid memberships in over 190 countries enjoying TV series , films and games across a wide variety of genres and languages. Members ... seeking a junior production executive on the Preschool/Kids Animation Series Production Team (audience of Preschool through 12 years...level preferred + Must be able to work on-site 4 days per week in Hollywood, CA. + Experienced… more
- Hospice Of San Joaquin (Stockton, CA)
- …State of California. PRE-EMPLOYMENT 1. Health Screening 2. TB Screening 3. Hepatitis B Series offered 4 . Background Check 5. Reference Check 6. Drug Screening ... identified needs, plans reflect a problem-solving approach; defined outcomes are measurable 4 . Utilizes Hospice of San Joaquin electronic medical records systems for… more
- UCLA Fielding School of Public Health (Los Angeles, CA)
- Project Scientist Series Pool Ad - Open Ranks in the Department of Urology Apply now to Project Scientist Series Pool Ad - Open Ranks in the Department of ... rank will be commensurate with qualifications and experience. Application Window Open date: September 4 , 2024 Most recent review date: Friday, Oct 4 , 2024 at… more