• Senior Premier Banker

    Wells Fargo (Beaverton, OR)
    …+ Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) to ... Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
    Wells Fargo (11/05/24)
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  • Relationship Banker LP Prestonwood Town Center

    Wells Fargo (Dallas, TX)
    …partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
    Wells Fargo (11/02/24)
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  • Sr. Premier Relationship Manager Licensed

    BMO Financial Group (Aurora, CO)
    **This is a licensed position requiring the SIE, Series 6 , 63, Life and Health** **Bilingual in English and Spanish Language is preferred** _The mission of ... _You belong here!_ + **This is a licensed position requiring the SIE, Series 6 , 63, Life and Health** + Proactively builds and manages an assigned portfolio… more
    BMO Financial Group (10/31/24)
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  • HFA - National Advice Center Service Specialist II

    Huntington National Bank (Columbus, OH)
    …+ 1+ years of related experience in investment industry with a focus on service/sales. + FINRA Series 6 and 63 + State Health and Life, Series 7 and ... commitment to excellence in service and follow up + State Health and Life, Series 7, and Series 66 or 63/65 Exempt Status: (Yes = not eligible for overtime pay)… more
    Huntington National Bank (10/08/24)
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  • Supervisor, Operations | Customer Accounts Dept.…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …(as required by FINRA) may be required depending on assigned functional area. Persons holding Series 6 , 7, 17, 37 or 38 or those who hold principal-level ... that an exemption or grandfathering cannot be applied. * Series 99, or ability to obtain within 120 days...registrations: Series 4, 9/10, 14, 16, 23, 24, 26, 27,… more
    Raymond James Financial, Inc. (10/31/24)
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  • Financial Consultant

    M&T Bank (Schenectady, NY)
    …including a minimum of 3 years' previous sales, sales administration, or retail banking experience FINRA Series 6 or Series 7 and Series 63 licenses ... Life/Variable Insurance (LAH) licenses **Education and Experience Preferred:** FINRA Series 7 license FINRA Series 65 or 66 licenses as appropriate M&T Bank is… more
    M&T Bank (10/10/24)
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  • Education Savings Consultants

    TIAA (Champaign, IL)
    …Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 6 or 7; Series 63 **Physical Requirements** + Physical ... skills and the ability to interact effectively with high-level stakeholders. + SRC Indicator: Series 6 or 7; Series 63 or within 120 days + Prefer candidates… more
    TIAA (11/02/24)
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  • Relationship Manager II

    TIAA (Columbia, MD)
    …Experience** + 5+ Years Required; 7+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 6 or 7; Series 63 **Physical Requirements** + Physical ... Level** 8IC Required: + 5 + years of Financial Services Experience + Series 6 or 7; Series 63 Preferred: + 7 + years of Financial Services Experience +… more
    TIAA (10/25/24)
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  • Virtual Financial Advisor - Denver

    Thrivent Financial (CO)
    …holds either a Series 7, and/or Series 66, or both a Series 6 and 63. + Positive, Energetic & Results-Driven + Collaborative and Team-Oriented + ... care about your health) + 401(k) matching up to 6 % & a pension plan (we also care about...background check (criminal and financial) + Successfully complete FINRA Series 7 and 66 (or equivalent) and Life and… more
    Thrivent Financial (10/16/24)
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  • Senior Branch Premier Banker- Chapel Hill…

    Wells Fargo (Chapel Hill, NC)
    …Authority (FINRA) license(s) is required for ongoing employment in this position. FINRA Series 6 and 63 examinations, or equivalent must be completed within ... to complex client needs + May study and test for additional licenses ( Series 7 and Series 66) once the minimum licensing requirements are met + This SAFE… more
    Wells Fargo (10/30/24)
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  • NCC Team Manager

    TIAA (Dallas, TX)
    …Preferred **Work Experience** + 3+ Years Required; 5+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 6 or 7; Series 63; Series 26 or 24 ... contact center teams. + Experience in financial services industry. + Must obtain your Series 24 or 26 within 120 days. **Preferred Skills:** + Problem solving skills… more
    TIAA (10/28/24)
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  • Shareholder Services Representative - Analyst

    Neuberger Berman (New York, NY)
    …work both independently and within a group + Has or willing to obtain the SIE, Series 6 and Series 63 licenses within 90 days of employment, required + Has ... or willing additionally to obtain the Series 65 or 66 and the Series 7, highly encouraged Compensation Details The salary range for this role is $50,000-$70,000.… more
    Neuberger Berman (10/13/24)
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  • Financial Advisor

    Thrivent Financial (Ogallala, NE)
    …and Series 7 and 66; Series 7, 65 and 63; or Series 6 and 63 registrations. + Have the flexibility to control your schedule, allowing for work-life ... Performance Motivation + Passionate about Work + Financial Goals + Finance + Series 7 + Investment About Thrivent Thrivent is a diversified financial services… more
    Thrivent Financial (09/28/24)
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  • Vice President, Operations | Non-Financial…

    Raymond James Financial, Inc. (Memphis, TN)
    …ability to obtain within 120 days (as required by FINRA),_ **required** + _(Persons holding Series 6 , 7, 17, 37 or 38 or those who hold principal-level ... registrations: Series 4, 9/10, 14, 16, 23, 24, 26, 27,...would be qualified to register as an Operations Professional ( Series 99) without passing the examination.)_ **Job:** Operations **Primary… more
    Raymond James Financial, Inc. (09/14/24)
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  • Financial Services Consultant - Non Registered…

    TIAA (Frisco, TX)
    …associates up for success. You can even receive funding, coaching and support to pass FINRA Series 6 or 7 and 63 certification exams if you are not currently ... **Work Experience** + No Experience Required **FINRA Registrations** + SRC Indicator: Series 6 or 7; Series 63 **Licenses and Certifications** + Life… more
    TIAA (11/02/24)
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  • Relationship Banker

    Wells Fargo (Warminster, PA)
    …experience, education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... to Wells Fargo sales practices risk management culture + For certain states, FINRA Series 65 (or equivalent) will also be required to be attempted within a specified… more
    Wells Fargo (11/02/24)
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  • Financial Advisor - Vogel Group

    Thrivent Financial (Racine, WI)
    …and Series 7 and 66; Series 7, 65 and 63; or Series 6 and 63 registrations. + Have the flexibility to control your schedule, allowing for work-life ... balance. Desired Characteristics Our culture and our people are special. We're looking for people who are-or want to become-part of the communities where our clients live, work and worship. Whether you're a seasoned financial professional, just entering the… more
    Thrivent Financial (10/30/24)
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  • Financial Consultant I

    Principal Financial Group (Dallas, TX)
    …degree or equivalent plus 2+ years' experience, preferably in the financial services industry. + SIE, Series 6 or 7 and Series 63 & 65 or Series ... 66. Additional licensing may be required upon starting. + Successfully being approved as a registered representative by all 50 States and Washington DC. + Excellent verbal and written communication skills and the ability to establish trust and rapport easily… more
    Principal Financial Group (10/29/24)
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  • Client Services Associate

    Kelly Services (Baton Rouge, LA)
    …Experience:** NETX360, AMP, Albridge, Redtail, eMoney, MorningStar, etc. + **Licensures (preferable)** **:** Series 6 , Series 7, and Series 65/66 ... **Requirements** + Must be at least 18 years old + Must be able to pass a background screening & fingerprinting + Familiarity with Microsoft or Google applications including but not limited to Outlook/Mail, Document, and Excel/Sheets + Excellent verbal and… more
    Kelly Services (10/10/24)
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  • Asset Management - Shareholder Services - Analyst

    JPMorgan Chase (Columbus, OH)
    …Educate clients about JPMorgan products and valueadd resources. + Work towards and obtain a Series 6 & 63 securities licenses and pass the SIE exam **Required ... + Relationship building and problem solving skills + Attention to detail + Obtain Series 6 & 63 securities licenses and pass SIE Exam within 120 days of starting… more
    JPMorgan Chase (08/17/24)
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