- Wells Fargo (Auburn, WA)
- …partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
- Wells Fargo (Chesapeake, VA)
- …+ Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) to ... Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
- US Bank (Overland, MO)
- …to meet defined referral client and wealth management introductions. Position requires the FINRA SIE, Series 6 (or Series 7) and Series 63 (or ... of experience and commensurate training - FINRA Securities Industry Essentials (SIE), Series 6 , and Series 63 or equivalent FINRA registrations **Preferred… more
- US Bank (Richmond Heights, OH)
- …to meet defined referral client and wealth management introductions. Position requires the FINRA SIE, Series 6 (or Series 7) and Series 63 (or ... and commensurate training - Required to obtain FINRA Securities Industry Essentials (SIE), Series 6 , and Series 63 within six months of program enrollment… more
- BMO Financial Group (Brentwood, CA)
- **This is a licensed position requiring the SIE, Series 6 , 63, Life and Health** _The mission of Premier Services is to help mass affluent clientele make real ... _You belong here!_ + **This is a licensed position requiring the SIE, Series 6 , 63, Life and Health** + Proactively builds and manages an assigned portfolio… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …(as required by FINRA) may be required depending on assigned functional area. Persons holding Series 6 , 7, 17, 37 or 38 or those who hold principal-level ... that an exemption or grandfathering cannot be applied. . Series 99, or ability to obtain within 120 days...registrations: Series 4, 9/10, 14, 16, 23, 24, 26, 27,… more
- Thrivent Financial (Atlanta, GA)
- …holds either a Series 7, and/or Series 66, or both a Series 6 and 63. + Positive, Energetic & Results-Driven + Collaborative and Team-Oriented + ... care about your health) + 401(k) matching up to 6 % & a pension plan (we also care about...background check (criminal and financial) + Successfully complete FINRA Series 7 and 66 (or equivalent) and Life and… more
- Insight Global (Cincinnati, OH)
- …order to assist the external customers If the candidate does not already have a FINRA Series 6 or 7 license, successfully passing the exam is required within the ... first 6 months of employment, and fully obtaining the FINRA Series 6 license is required within the first year from hire. The client will take on the… more
- Thrivent Financial (Ogallala, NE)
- …and Series 7 and 66; Series 7, 65 and 63; or Series 6 and 63 registrations. + Have the flexibility to control your schedule, allowing for work-life ... Performance Motivation + Passionate about Work + Financial Goals + Finance + Series 7 + Investment About Thrivent Thrivent is a diversified financial services… more
- ADP (Louisville, KY)
- …financial transactions, **_they are required to successfully obtain and maintain their series 6 and 63 FINRA securities licenses._** **Job Responsibilities:** + ... with other business units as needed. **Job Qualifications:** + FINRA Series 6 and 63 securities licenses and Securities Industry Essentials **(can be… more
- TIAA (Charlotte, NC)
- …associates up for success. You can even receive funding, coaching and support to pass FINRA Series 6 or 7 and 63 certification exams if you are not currently ... **Work Experience** + No Experience Required **FINRA Registrations** + SRC Indicator: Series 6 or 7; Series 63 **Licenses and Certifications** + Life… more
- Alight (FL)
- …. **Alight is Looking for a Licensed DC Customer Solutions Specialist** **_(FINRA Series 6 or 7 is required)_** This role requires that qualified ... on qualified and non-qualified retirement plan benefits. **Requirements** + Possess FINRA Series 6 or 7. Series 63/65/66 a plus. + Demonstrate Defined… more
- Ascensus (Dresher, PA)
- …Investment Advisors Act of 1940, MSRB, and State regulations as appropriate) + FINRA Series 6 and 26 or equivalent licensing is required. + Municipal securities ... registration ( Series 50, 51/53) and Series 54 registration...(Municipal Advisor Principal Qualification Examination) registrations are required within 6 months of hire. + Self-motivated, proactive, and energetic… more
- Citizens (Rochester, NY)
- …with a minimum 3 or more years industry experience + A combination of Life and Health, Series 6 , and/or Life and Health, SIE licenses required + Must be able to ... and dedicated time and support to successfully pass your Series 7 and 66 exams. The Investment Assistant II...obtain Series 7 and 66 within specific timeframe required Hours… more
- Thrivent Financial (Madison, WI)
- …and Series 7 and 66; Series 7, 65 and 63; or Series 6 and 63 registrations. + Have the flexibility to control your schedule, allowing for work-life ... balance. Desired Characteristics Our culture and our people are special. We're looking for people who are-or want to become-part of the communities where our clients live, work and worship. Whether you're a seasoned financial professional, just entering the… more
- Robert Half Finance & Accounting (Houston, TX)
- …Licenses is a requirement. * Series 65 qualification is necessary. * Must hold a Series 6 license. * Ability to provide excellent client service is a must. * ... Strong communication and interpersonal skills are essential. * Must demonstrate a high level of professionalism and integrity. * Proven ability to work effectively in a team-oriented environment. Robert Half is the world's first and largest specialized talent… more
- Principal Financial Group (Des Moines, IA)
- …as well as an appreciation of product features and market trends is required + **_FINRA Series 6 registration is required or must be acquired within 18 months of ... an appreciation of product features and market trends is required + **_FINRA Series 6 registration or must be acquired within 18 months of employment_** + This… more
- First Horizon Bank (Memphis, TN)
- …software version control systems, such as Git **CERTIFICATES, LICENSES, REGISTRATIONS (Ex: CPA, Series 6 or 7 license, etc)** None required **About Us** **First ... Must have advanced quantitative statistical modeling skills (Regression, Time Series , Survival Analysis, Markov Chain, etc.) + PhD or...Horizon Corp. (NYSE: FHN)** , with $82. 6 billion in assets as of September 30, 2024,… more
- JPMorgan Chase (Columbus, OH)
- …Educate clients about JPMorgan products and valueadd resources. + Work towards and obtain a Series 6 & 63 securities licenses and pass the SIE exam **Required ... + Relationship building and problem solving skills + Attention to detail + Obtain Series 6 & 63 securities licenses and pass SIE Exam within 120 days of starting… more
- BMO Financial Group (Concord, CA)
- …with knowledge of banking products, services, pricing, and profitability. + Required: SIE Exam, Series 6 , Series 63, Life & Health licenses (if licenses ... may be assigned as needed. **Qualifications:** + Typically between 4 - 6 years of relevant experience; post-secondary degree in related field of study… more
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