• Citizens (Norwell, MA)
    …working with affluent and high net worth clients. A minimum of two licenses required: SIE, Series 6 (or 7), 63 (or 66), and Life and Health, Accident Insurance ... more
    JobGet (03/22/25)
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  • USAA (Colorado Springs, CO)
    …office 5 days per week, with the opportunity to move to a hybrid schedule after 6 months. This position can be based in one of the following locations: San Antonio, ... more
    JobGet (03/24/25)
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  • " Series 7" " Series 63"…

    TEKsystems (Fort Worth, TX)
    Role Responsibilities: MUST HAVE Series 6 , and 63, (or equivalent) 65, and Life and Health certifications required for various levels  Conduct three proactive ... more
    TEKsystems (03/23/25)
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  • Relationship Banker Southwest Suburban

    Wells Fargo (Bloomington, MN)
    …partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... more
    Wells Fargo (03/22/25)
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  • Compliance Associate - FINRA Office Inspection

    TIAA (Dallas, TX)
    …**Work Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 6 or 7; Series 26 or 24 **Physical Requirements** ... more
    TIAA (03/18/25)
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  • Vice President, Advisor Transitions | St.

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …ability to obtain within 120 days (as required by FINRA),_ **required** + _(Persons holding Series 6 , 7, 17, 37 or 38 or those who hold principal-level ... more
    Raymond James Financial, Inc. (02/11/25)
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  • Senior Premier Banker Mansell Road Branch

    Wells Fargo (Roswell, GA)
    …+ Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) to ... more
    Wells Fargo (03/22/25)
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  • Client Relationship Consultant 1-4 (Banker)…

    US Bank (Wentzville, MO)
    …to meet defined referral client and wealth management introductions. Position requires the FINRA SIE, Series 6 (or Series 7) and Series 63 (or ... more
    US Bank (03/04/25)
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  • Member Experience Advisor

    The Walt Disney Company (Lake Buena Vista, FL)
    …L&D Insurance License - Required FINRA 63 - Required FINRA Series 7 - Preferred FINRA Series 6 - Will Be Considered Continued employment for Series 6 ... more
    The Walt Disney Company (03/04/25)
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  • Senior Premier Relationship Banker Licensed

    BMO Financial Group (Albuquerque, NM)
    **This is a licensed position requiring the SIE, Series 6 , 63, Life and Health** Bilingual in English and Spanish Language is preferred **_The mission of Premier ... more
    BMO Financial Group (03/14/25)
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  • Financial Planner

    Access Dubuque (Dubuque, IA)
    …licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6 , 7, and 63. Northwestern Mutual provides ... more
    Access Dubuque (02/20/25)
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  • HFA National Advice Center Service Specialist II

    Huntington National Bank (Minneapolis, MN)
    …+ 1+ years of related experience in investment industry with a focus on service/sales. + FINRA Series 6 and 63 + State Health and Life, Series 7 and ... more
    Huntington National Bank (01/31/25)
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  • FINRA License - Internal Sales Support Specialist

    TEKsystems (Fort Worth, TX)
    …the clients the information. Feeding Data they get to advisors Wholesaling Skills Need Active Licenses Series 6 , Series 63, or Series 65 and Life and ... more
    TEKsystems (03/18/25)
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  • Advisor Support Representative

    TEKsystems (Atlanta, GA)
    …systems such as Salesforce and NetX360 Education/Licenses Bachelor's Degree Preferred in Finance/Business Series 7 or Series 6 License Preferred (Higher ... more
    TEKsystems (03/14/25)
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  • Retirement Service Representative (Finra License…

    ADP (El Paso, TX)
    …financial transactions, **_they are required to successfully obtain and maintain their series 6 and 63 FINRA securities licenses._** **Job Responsibilities:** + ... more
    ADP (02/15/25)
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  • Senior Premier Relationship Manager

    BMO Financial Group (Alhambra, CA)
    + **This is a licensed position requiring the SIE, Series 6 , 63, Life and Health** + Bilingual in **Mandarin** Language is preferred. Proactively builds and ... more
    BMO Financial Group (02/12/25)
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  • EDL - PSA Sales Desk (Annuity Internal Sales…

    Equitable (Charlotte, NC)
    …sales techniques. Concurrent with product training, PSA candidates are required to pass the Series 6 and Series 63 examinations. Once properly licensed, ... more
    Equitable (02/05/25)
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  • Director/ External Wholesaler IBD

    Athene (MD)
    Series 7 and Series 63 licenses. + Must have or obtain FINRA Licensing ( Series 6 ) within 6 months of employment. + Proven ability in growing a region ... more
    Athene (03/19/25)
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  • Inside Sales Senior Associate - RIA Bank

    Aristotle Capital Management (Newport Beach, CA)
    …ability to obtain the Series 7 within 6 months of being hired. + Series 6 , 63, or 66: strongly desired. + CFA, CFP or MBA (or progress towards), desired. ... more
    Aristotle Capital Management (03/14/25)
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  • Broker Dealer Operations Specialist II

    Huntington National Bank (Columbus, OH)
    … 99 + Detail oriented with strong organizational skills + If currently licensed with Series 6 or 7 would not need additional licensing #LI-Hybrid Exempt Status: ... more
    Huntington National Bank (03/13/25)
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