• GCO Regional Supervisor-FINRA * Series 4,…

    Truist (Winston Salem, NC)
    …Sales Management. Review of Electronic Correspondence/Social Media Review to ensure compliance with Regulatory requirements as well as current firm policy. + ... the public and clients. + Implement and enforce internal compliance related procedures, training and identification of potential harmful...to learn and adapt to change and competing priorities. 6 . Strong written and verbal skills. 7. Uses judgment… more
    Truist (10/26/24)
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  • Open Rank Professor Series

    University of Colorado (Aurora, CO)
    **Open Rank Professor Series ** Open Rank Professor Series - 23487 Faculty **Description** **University of Colorado | CU Anschutz Medical Campus** **School of ... Medicine Department of Emergency Medicine** **Open Rank Professor Series ** * Applications are accepted electronically ONLY at www.cu.edu/cu-careers * The University… more
    University of Colorado (09/07/24)
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  • Engineer I, II, III & IV ( Series )

    TXNM Energy (Albuquerque, NM)
    Engineer I, II, III & IV ( Series ) Location: Albuquerque, NM, United States Job ID: 6088105 Date Posted:Aug 6 , 2024 **POSTING DEADLINE** This position is posted ... committed to providing reasonable accommodations for qualified individuals with disabilities in compliance with the ADA. If you require assistance with the job… more
    TXNM Energy (08/15/24)
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  • Examination Specialist ( Compliance

    Federal Deposit Insurance Corporation (Washington, DC)
    …This position is located in the Division of Depositor and Consumer Protection, Compliance & CRA Examinations Branch, Headquarters Office in Washington, DC of the ... is responsible for the oversight of examination programs for compliance with consumer protection and civil rights laws and...management needs. THIS IS A TEMPORARY ASSIGNMENT FOR SIX ( 6 ) MONTHS. The selectee will be given a temporary… more
    Federal Deposit Insurance Corporation (10/20/24)
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  • Senior Compliance Examiner, CG-0570-13…

    Federal Deposit Insurance Corporation (Columbus, OH)
    …field territory representative responsible for planning and conducting comprehensive compliance and Community Reinvestment Act (CRA) examinations of institutions of ... comparable to his or her permanent position (ie, same series , grade, and duty location) in the same or...Federal service. Specialized experience is defined as a Commissioned Compliance Examiner at the FDIC or another organization with… more
    Federal Deposit Insurance Corporation (11/02/24)
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  • Production Operator in Training, 1st shift…

    Harmac Medical Products (Buffalo, NY)
    Production Operator in Training, 1st shift ( 6 :30 AM- 2:30PM) About the Organization Harmac Medical Products, Inc, based in Buffalo, NY is a leading, award-winning ... standard rates per hour, including visual inspection of product to ensure compliance to quality standards, reporting any variances to designated personnel (Leads,… more
    Harmac Medical Products (10/10/24)
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  • Contract Specialist ( 6 Month Register)

    Defense Logistics Agency (Whitehall, OH)
    …in the DLA Pathways to Career Excellence (PaCE) Program performing a series of progressively responsible Contract Specialist functions, along with formal and ... and amendments for adequacy and completeness. Monitoring vendor performance for compliance with terms and conditions of the award. Requirements Conditions of… more
    Defense Logistics Agency (10/17/24)
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  • Fhnf Compliance Officer Sr

    First Horizon Bank (Memphis, TN)
    …Business + Minimum 5 yrs. experience in broker-dealer Compliance or equivalent in legal, compliance or audit + Series 7 and 63 licenses required + Series ... **Description** FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance surveillance, reporting, and guidance for all… more
    First Horizon Bank (10/25/24)
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  • Federal Compliance Specialist

    California Energy Commission (Sacramento, CA)
    Federal Compliance Specialist ENERGY COMMISSION SPECIALIST I (TECH EVALUATION AND DEVELOPMENT) $ 6 ,707.00 - $8,579.00 per Month Final Filing Date: 11/12/2024 Job ... Act. These programs require assistance with the administrative monitoring, reporting, compliance , and auditing support requirements applicable to each program. Under… more
    California Energy Commission (10/22/24)
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  • Compliance Director (Private Funds)

    Principal Financial Group (Des Moines, IA)
    **What You'll Do** As a Director of Compliance within Principal Global Investors you'll support Private Funds. This person will primarily support the private funds ... compliance program with both broker dealer and investment adviser...FINRA licensing is required including the SIE or equivalent, series 7 and series 24. If not… more
    Principal Financial Group (09/11/24)
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  • Senior Contract & Compliance Administrator

    MetroLink (Los Angeles, CA)
    …immediately. DISTINGUSUING CHARATCHERICS This is the senior level of the Contract & Compliance Administrator series . At this level, work may be performed under ... Senior Contract & Compliance Administrator Print (https://www.governmentjobs.com/careers/scrra/jobs/newprint/4642379) Apply  Senior Contract...as follows: 0-4 years of service - 25 days 5- 6 years of service - 30 days 7th year… more
    MetroLink (10/21/24)
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  • Compliance Officer Of The Housing Authority…

    City of Long Beach (Long Beach, CA)
    COMPLIANCE OFFICER OF THE HOUSING AUTHORITY (SPECIAL PROJECTS OFFICER) Print (https://www.governmentjobs.com/careers/longbeach/jobs/newprint/4675728) Apply  ... COMPLIANCE OFFICER OF THE HOUSING AUTHORITY (SPECIAL PROJECTS OFFICER)...Beach, California (population 470,000) is frequently described as a series of strong, diverse interwoven smaller communities within a… more
    City of Long Beach (10/11/24)
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  • Compliance Testing Advisor - M&T Securities…

    M&T Bank (Clanton, AL)
    …to obtain within 6 months)** + Bachelor's Degree in related field. + 6 years' experience in compliance , legal, audit, risk or other relevant function, + ... combined minimum 10 years higher education and/or work experience, including 6 years in compliance , legal, audit, risk or other relevant function + Demonstrated… more
    M&T Bank (08/08/24)
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  • Compliance /Enforcement Investigator 3

    State of Nevada (NV)
    COMPLIANCE /ENFORCEMENT INVESTIGATOR 3 APPROXIMATE ANNUAL SALARY - $83,666.16 to $125,760.24 PAY GRADE: 41 For more information on benefit and retirement programs, ... Permanent, full time vacancy Department: Motor Vehicles (http://www.dmvnv.com/index.htm) Division: Compliance Enforcement Location: Las Vegas, Boulder City, Indian Springs,… more
    State of Nevada (11/02/24)
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  • Compliance Manager- Regulatory Change…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …* Bachelor's Degree (BA/BS) in a related discipline and a minimum of six ( 6 ) years of experience in Compliance and/or the financial services industry. ~or~ ... **Essential Duties and Responsibilities** * Collaborates frequently across business unit Compliance teams. * Helps support oversight and review of work efforts… more
    Raymond James Financial, Inc. (10/29/24)
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  • Environmental Compliance Specialist…

    State of Georgia (Clayton, GA)
    Environmental Compliance Specialist District Offices Georgia - Clayton - Forest Park (https://careers.georgia.gov/jobs/37107/other-jobs-matching/location-only) Hot ▾ ... 6 additional locations Georgia - Clarke - Athens Georgia...Environmental Protection Division engages in continuous recruitment for Environmental Compliance Specialists. The Environmental Protection Division (EPD) protects and… more
    State of Georgia (10/16/24)
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  • Senior Compliance Specialist (Financial…

    Principal Financial Group (Des Moines, IA)
    …looking for someone with:** + Degree, Associate / Bachelor's or equivalent experience + 6 + years of direct compliance experience + Proficient with analyzing data ... You'll Do** Join Principal Financial Group as a Senior Compliance Specialist and advance your career in financial crimes...and procedures + ACAMS certification strongly preferred. + FINRA series 7 a plus. **Successful candidate will have the… more
    Principal Financial Group (11/05/24)
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