- ADP (Dallas, TX)
- …processes financial transactions, **_they are required to successfully obtain and maintain their series 6 and 63 FINRA securities licenses._** **Job ... opportunities with other business units as needed. **Job Qualifications:** + FINRA Series 6 and 63 securities licenses and Securities Industry… more
- Huntington National Bank (Columbus, OH)
- …of 5 years of experience in a sales support role + Series 6 or Series 7 securities licenses + Additional License Requirements upon hire: Series ... 24 or Series 26 and Series 63 (or Series 65/66) securities licenses required to be obtained within 120 days of hire Preferred Qualifications: +… more
- JPMorgan Chase (Columbus, OH)
- …+ Educate clients about JPMorgan products and valueadd resources. + Work towards and obtain a Series 6 & 63 securities licenses and pass the SIE exam ... skills + Relationship building and problem solving skills + Attention to detail + Obtain Series 6 & 63 securities licenses and pass SIE Exam within 120 days… more
- DXC Technology (Des Moines, IA)
- …Office products experience + Ability to follow oral and written directions + FINRA Series 6 Securities License **Work Environment** + Home office environment ... + May require shift work + This position offers a schedule of 9 - 5:30pm CST + Applicants for employment in the US must have work authorization that does not now or in the future require sponsorship of a visa for employment authorization in the United States +… more
- Thrivent Financial (Valparaiso, IN)
- …in a business or finance related field + Must have or be interested in attaining securities registered with Series 7 and 66 within 120 days of employment as well ... which is a faith-based, not-for-profit financial services organization with approximately 2. 6 million members. Position Summary: Maar Financial Group is looking for… more
- ADP (Louisville, KY)
- …and developed in the same or similar role. **TO SUCCEED IN THIS ROLE:** + NASD Series 6 and 63 Securities Licenses + Strong leadership qualities and ... demonstrated success in managing, training, motivating, and retaining investment professionals. + Expertise in selecting highly competitive investment products and effective monitoring and reporting of investment products. + Expertise in communicating… more
- JPMorgan Chase (New York, NY)
- … Series 7, Series 63 licenses (can be obtained within first 6 months of employment) + Bachelor's degree, or equivalent, required JPMorganChase, one of the ... As a Product Management Associate within JPMorgan US Securities Services Off-Balance Sheet Liquidity Product team, you'll assist in managing client solutions across… more
- HUB International (Mclean, VA)
- …including scheduling reviews, assembling reports, and driving deliverables from meeting. **Qualifications:** + Securities licenses Series 6 , 7, 63, 65, or 66 ... HUB International employee engagement content. + Participation in HUB Camp quarterly series . + Revenue generation by cross-selling and converting clients to retail.… more
- Aegon Asset Management (Denver, CO)
- …advisers. Qualifications + High School education or GED equivalent required. + Willing to obtain Series 6 /63 Securities Licenses within 6 months hire. + ... Willing to obtain resident state Life Insurance License within 6 months hire. + Resourceful and well organized. + Participate in proactive team efforts to achieve… more
- Raymond James Financial, Inc. (FL)
- …Science, Bachelor's: Applied Mathematics **Work Experience** General Experience - 3 to 6 years **Certifications** Securities Industry Essentials Exam (SIE) - ... and skills obtained through experience, specialized training and/or certification in securities and/or banking industry to ensure compliance with all securities… more
- Thrivent Financial (Green Bay, WI)
- …Position Qualifications + Insurance and securities licensing is required: + Securities registered ( series 7 & 66 or 6 & 63) or be willing to do so within ... Financial computer systems and programs in support of client relations, supports securities and insurance related tasks and other administrative tasks as assigned.… more
- Thrivent Financial (Ottawa, IL)
- …Qualifications + Previous administrative/secretarial experience desired + Must be securities registered ( series 7 & 66 or 6 & 63). + Must be insurance ... Financial computer systems and programs in support of client relations, supports securities and insurance related tasks and other administrative tasks as assigned.… more
- Truist (Orlando, FL)
- …anticipating the time frame required for presentation and answering of questions. 6 . Maximize sales opportunities by contacting potential investment clients based on ... degree or equivalent experience and related training. 2. Experience in the securities industry and/or a sales assistant role. 3. Knowledge of securities… more
- Huntington National Bank (Cincinnati, OH)
- …operations or comparable experience + Must be able to obtain FINRA SIE and Series 99 within 6 months of hire Preferred Qualifications: + Collaborate with ... Description Summary: The Huntington Securities , Inc. (HSI) Broker Dealer Operations Analyst II...well in a team environment + FINRA SIE and Series 7 + Detail oriented with strong organizational skills… more
- Thrivent Financial (White Bear Lake, MN)
- …is a non-selling positing. Position Qualifications + Must be securities and insurance registered ( series 7 & 66 or 6 & 63 along with life, health insurance) ... relations, identifying and helping improve operational effectiveness and efficiency, supports securities and insurance related tasks and other misc. tasks as… more
- Internal Revenue Service (Washington, DC)
- …and any specialized fields of finance required such as public finance, securities , international finance, money and securities markets, investments, and banking, ... specialized fields of finance required such as public finance, securities , international finance, money and securities markets,...have previously held, a position in the same job series with the IRS, there is no need to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …(as required by FINRA) may be required depending on assigned functional area. Persons holding Series 6 , 7, 17, 37 or 38 or those who hold principal-level ... . Investment concepts, practices and procedures used in the securities industry . Financial markets and products . Wire...that an exemption or grandfathering cannot be applied. . Series 99, or ability to obtain within 120 days… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Business Administration, Bachelor's: Finance **Work Experience** General Experience - 3 to 6 years **Certifications** Securities Industry Essentials Exam (SIE) - ... Skills, and Abilities** + Concepts, practices and procedures of securities and banking industry. + Fundamental investment concepts, practices...an exemption or grandfathering cannot be applied. + FINRA Series 7 required. + FINRA Series 66… more
- Wells Fargo (Tampa, FL)
- …Z (LO) outlined in the job expectations below **Required Qualifications:** + 6 + years of Financial Advisory experience, or equivalent demonstrated through one or ... experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9, 10, and 63 examinations (or FINRA recognized equivalents)… more
- Thrivent Financial (Spokane, WA)
- …non-business hours. Position Requirements: + Bachelor's degree preferred + Must have or attain securities Series 7 and 66 within six months of employment as well ... which is a faith-based, not-for-profit financial services organization with approximately 2. 6 million members. Position Summary: Lakeview Financial Group is looking… more