- Fidelity Investments (Jersey City, NJ)
- …Bachelor's degree in computer science or related field requiredAt least 6 years of software engineering experienceExtensive experience with core Java ... Technologies.Working knowledge of relational and time series databasesExperience with designing APIs, distributed systems.Experience with asynchronous workers and… more
- ADP (El Paso, TX)
- …processes financial transactions, **_they are required to successfully obtain and maintain their series 6 and 63 FINRA securities licenses._** **Job ... units as needed. **Job Requirements:** + Bilingual (English / Spanish) + FINRA Series 6 and 63 securities licenses and Securities Industry Essentials… more
- JPMorgan Chase (Columbus, OH)
- …+ Educate clients about JPMorgan products and valueadd resources. + Work towards and obtain a Series 6 & 63 securities licenses and pass the SIE exam ... skills + Relationship building and problem solving skills + Attention to detail + Obtain Series 6 & 63 securities licenses and pass SIE Exam within 120 days… more
- Thrivent Financial (Valparaiso, IN)
- …in a business or finance related field + Must have or be interested in attaining securities registered with Series 7 and 66 within 120 days of employment as well ... which is a faith-based, not-for-profit financial services organization with approximately 2. 6 million members. Position Summary: Maar Financial Group is looking for… more
- ADP (Louisville, KY)
- …and developed in the same or similar role. **TO SUCCEED IN THIS ROLE:** + NASD Series 6 and 63 Securities Licenses + Strong leadership qualities and ... demonstrated success in managing, training, motivating, and retaining investment professionals. + Expertise in selecting highly competitive investment products and effective monitoring and reporting of investment products. + Expertise in communicating… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Business Administration, Bachelor's: Finance **Work Experience** General Experience - 3 to 6 years **Certifications** Securities Industry Essentials Exam (SIE) - ... IRAs, entity accounts, usufruct accounts, 529 accounts, etc. + ** Securities Trading:** Advanced knowledge of trading stocks, options, mutual...provided that an exemption or grandfathering cannot be applied Series 7 and 63/65 or 66 Required - must… more
- Truist (Winston Salem, NC)
- …for supervising the daily transactions including but not limited to securities , mutual funds, UITs, Structured Products and marketing requests. This position ... to learn and adapt to change and competing priorities. 6 . Strong written and verbal skills. 7. Uses judgment...business, or equivalent education and related training. + FINRA Series 4, 7, 24, 53, and 66 licenses (… more
- HUB International (Mclean, VA)
- …including scheduling reviews, assembling reports, and driving deliverables from meeting. **Qualifications:** + Securities licenses Series 6 , 7, 63, 65, or 66 ... HUB International employee engagement content. + Participation in HUB Camp quarterly series . + Revenue generation by cross-selling and converting clients to retail.… more
- Aegon Asset Management (Denver, CO)
- …advisers. Qualifications + High School education or GED equivalent required. + Willing to obtain Series 6 /63 Securities Licenses within 6 months hire. + ... Willing to obtain resident state Life Insurance License within 6 months hire. + Resourceful and well organized. + Participate in proactive team efforts to achieve… more
- Raymond James Financial, Inc. (Los Angeles, CA)
- …state. **Education** Bachelor's (Required) **Work Experience** General Experience - 3 to 6 years **Certifications** Securities Industry Essentials Exam (SIE) - ... * Investment concepts, practices and procedures used in the securities industry. * Financial markets and products. * Human...that an exemption or grandfathering cannot be applied. * Series 7 required. * Series 9 &… more
- Raymond James Financial, Inc. (Kirkland, WA)
- …Business Administration, Bachelor's: Finance **Work Experience** General Experience - 3 to 6 years **Certifications** Securities Industry Essentials Exam (SIE) - ... + Investment concepts, practices and procedures used in the securities industry. + Financial markets and products. + Human...that an exemption or grandfathering cannot be applied. + Series 7 required. + Series 9 &… more
- Raymond James Financial, Inc. (Columbus, GA)
- …state. **Education** Bachelor's (Required) **Work Experience** General Experience - 3 to 6 years **Certifications** Securities Industry Essentials Exam (SIE) - ... + Investment concepts, practices and procedures used in the securities industry. + Financial markets and products. + Human...that an exemption or grandfathering cannot be applied. + Series 7, 9 & 10 required. + Series… more
- Manulife (Atlanta, GA)
- …experience, preferably in phone and/or sales type roles. + A commitment to attain the Securities Industry Essentials, Series 6 , 63 plus state insurance and ... variable licenses within 4 months of hire + Passion for growing a territory with a positive mindset + Excellent relationship building, communication, presentation and negotiation skills + Superior business acumen especially with retirement plan products and… more
- Thrivent Financial (Ottawa, IL)
- …Qualifications + Previous administrative/secretarial experience desired + Must be securities registered ( series 7 & 66 or 6 & 63). + Must be insurance ... Financial computer systems and programs in support of client relations, supports securities and insurance related tasks and other administrative tasks as assigned.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …resolve these concerns. * Monitors and keeps up to date with securities /advisory regulations and applies them accordingly. * Interprets, applies and recommends ... practices, procedures, and methods. * Concepts, practices and procedures of securities industry and/or banking compliance, including suitability and other compliance… more
- Raymond James Financial, Inc. (Chicago, IL)
- …**Education** High School (HS) **Work Experience** General Experience - 3 to 6 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial ... * Investment concepts, practices and procedures used in the securities industry. * Financial markets, products and industry regulations....that an exemption or grandfathering cannot be applied. * Series 7 required. * Series 63, 65… more
- Thrivent Financial (Fargo, ND)
- …Qualifications + Securities or insurance industry experience preferred. + Must be securities registered ( series 6 /63, 7/63, 7/63/65 or 7/66). + Must ... Financial is a faith-based, not-for-profit financial services organization with approximately 2. 6 million clients. As the nation's largest fraternal benefit society,… more
- Thrivent Financial (Seattle, WA)
- …Qualifications + Previous administrative/secretarial experience desired + Must be securities registered ( series 7 & 66 or 6 & 63). + Must be insurance ... Financial computer systems and programs in support of client relations, supports securities and insurance related tasks and other administrative tasks as assigned.… more
- Raymond James Financial, Inc. (Salt Lake City, UT)
- …**Education** High School (HS) **Work Experience** General Experience - 3 to 6 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial ... Advanced investment concepts, practices and procedures used in the securities industry. * Financial markets, products and industry regulations....that an exemption or grandfathering cannot be applied. * Series 7 required. * Series 63, 65… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …_or ability to obtain within 120 days (as required by FINRA),_ **required** _(Persons holding Series 6 , 7, 17, 37 or 38 or those who hold principal-level ... in a sponsorship role. * Principles of finance and securities industry operations. * Financial markets and products. *...registrations: Series 4, 9/10, 14, 16, 23, 24, 26, 27,… more
