• Citizens (Somerset, MA)
    …with affluent and high net worth clients. A minimum of two licenses are required: SIE, Series 6 (or 7), 63 (or 66), and Life and Health, Accident Insurance ... more
    JobGet (03/22/25)
    - Save Job - Related Jobs - Block Source
  • Retirement Service Representative (Finra License…

    ADP (El Paso, TX)
    …processes financial transactions, **_they are required to successfully obtain and maintain their series 6 and 63 FINRA securities licenses._** **Job ... more
    ADP (02/15/25)
    - Save Job - Related Jobs - Block Source
  • Relationship Manager, Retirement 401 (k) Services

    ADP (San Antonio, TX)
    …**PREFERRED QUALIFICATIONS:** Preference will be given to candidates who have the following: + FINRA Series 6 & 63 securities licenses and Securities ... more
    ADP (03/21/25)
    - Save Job - Related Jobs - Block Source
  • Securities Client Service Administrator…

    Thrivent Financial (Valparaiso, IN)
    …in a business or finance related field + Must have or be interested in attaining securities registered with Series 7 and 66 within 120 days of employment as well ... more
    Thrivent Financial (01/31/25)
    - Save Job - Related Jobs - Block Source
  • Associate - Supervision and Governance, Business…

    TD Bank (New York, NY)
    …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $100,000 - $120,,000 USD TD is committed to providing fair ... more
    TD Bank (03/13/25)
    - Save Job - Related Jobs - Block Source
  • Supervisor, Operations - Series 7 & 66…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …Business Administration, Bachelor's: Finance **Work Experience** General Experience - 3 to 6 years **Certifications** Securities Industry Essentials Exam (SIE) - ... more
    Raymond James Financial, Inc. (01/09/25)
    - Save Job - Related Jobs - Block Source
  • Retirement Education Specialist, Retirement…

    HUB International (Mclean, VA)
    …including scheduling reviews, assembling reports, and driving deliverables from meeting. **Qualifications:** + Securities licenses Series 6 , 7, 63, 65, or 66 ... more
    HUB International (12/27/24)
    - Save Job - Related Jobs - Block Source
  • Concierge/Sales Desk Assistant (Denver)

    Aegon Asset Management (Denver, CO)
    …advisers. Qualifications + High School education or GED equivalent required. + Willing to obtain Series 6 /63 Securities Licenses within 6 months hire. + ... more
    Aegon Asset Management (03/07/25)
    - Save Job - Related Jobs - Block Source
  • Branch Operations Manager

    Raymond James Financial, Inc. (Greenwood, IN)
    …Business Administration, Bachelor's: Finance **Work Experience** General Experience - 3 to 6 years **Certifications** Securities Industry Essentials Exam (SIE) - ... more
    Raymond James Financial, Inc. (03/12/25)
    - Save Job - Related Jobs - Block Source
  • Branch Administrative Manager

    Raymond James Financial, Inc. (Los Angeles, CA)
    …state. **Education** Bachelor's (Required) **Work Experience** General Experience - 3 to 6 years **Certifications** Securities Industry Essentials Exam (SIE) - ... more
    Raymond James Financial, Inc. (02/07/25)
    - Save Job - Related Jobs - Block Source
  • Branch Operations Manager (Columbus, GA)

    Raymond James Financial, Inc. (Columbus, GA)
    …state. **Education** Bachelor's (Required) **Work Experience** General Experience - 3 to 6 years **Certifications** Securities Industry Essentials Exam (SIE) - ... more
    Raymond James Financial, Inc. (01/25/25)
    - Save Job - Related Jobs - Block Source
  • Internal Sales Consultant

    Manulife (Boston, MA)
    …experience, preferably in phone and/or sales type roles. + A commitment to attain the Securities Industry Essentials, Series 6 , 63 plus state insurance and ... more
    Manulife (03/21/25)
    - Save Job - Related Jobs - Block Source
  • Internal Sales Consultant

    Manulife (Atlanta, GA)
    …experience, preferably in phone and/or sales type roles. + A commitment to attain the Securities Industry Essentials, Series 6 , 63 plus state insurance and ... more
    Manulife (03/21/25)
    - Save Job - Related Jobs - Block Source
  • Internal Sales Consultant

    Manulife (Boston, MA)
    …experience, preferably in phone and/or sales type roles. + A commitment to attain the Securities Industry Essentials, Series 6 , 63 plus state insurance and ... more
    Manulife (03/21/25)
    - Save Job - Related Jobs - Block Source
  • Internal Sales Consultant

    Manulife (Boston, MA)
    …experience, preferably in phone and/or sales type roles. + A commitment to attain the Securities Industry Essentials, Series 6 , 63 plus state insurance and ... more
    Manulife (03/21/25)
    - Save Job - Related Jobs - Block Source
  • Internal Sales Consultant

    Manulife (Boston, MA)
    …experience, preferably in phone and/or sales type roles. + A commitment to attain the Securities Industry Essentials, Series 6 , 63 plus state insurance and ... more
    Manulife (03/12/25)
    - Save Job - Related Jobs - Block Source
  • Centralized Brokerage Client Service Associate…

    Truist (Orlando, FL)
    …anticipating the time frame required for presentation and answering of questions. 6 . Maximize sales opportunities by contacting potential investment clients based on ... more
    Truist (03/04/25)
    - Save Job - Related Jobs - Block Source
  • Senior Registered Client Service Associate…

    Raymond James Financial, Inc. (Charlotte, NC)
    …High School (HS) (Required) **Work Experience** General Experience - 3 to 6 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial ... more
    Raymond James Financial, Inc. (03/13/25)
    - Save Job - Related Jobs - Block Source
  • Sr. Registered Client Service Associate

    Raymond James Financial, Inc. (San Francisco, CA)
    …**Education** High School (HS) **Work Experience** General Experience - 4 to 6 months **Certifications** Securities Industry Essentials Exam (SIE) - Financial ... more
    Raymond James Financial, Inc. (03/04/25)
    - Save Job - Related Jobs - Block Source
  • Vice President, Advisor Transitions | St.

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …ability to obtain within 120 days (as required by FINRA),_ **required** + _(Persons holding Series 6 , 7, 17, 37 or 38 or those who hold principal-level ... more
    Raymond James Financial, Inc. (02/11/25)
    - Save Job - Related Jobs - Block Source