- Kestra Financial (Baltimore, MD)
- …their needs and inquiries. Qualifications: . 3-5 years of experience in financial services. . CFP designation and Series 7 and 66 or 65 licenses required. ... . Bachelor's degree, preferably with a GPA above 3.3. . Proficiency in financial planning software (eMoney, Money Guide Pro, Morningstar). . Experience with CRM platforms (Redtail or similar), MS365, and Excel. . Strong organizational skills, a team-oriented… more
- Edward Jones (St. Louis, MO)
- …preferred + 6+ years of experience with deep expertise in financial planning and wealth management ( CFP (R)). + Series 7 and 66 required + CFP /ChFC/CFA ... required + Technical knowledge of financial planning and investment management software (MoneyGuide, Portfolio Tools, etc.). + Proven partnership and collaboration skills. + Experience influencing and coaching leaders. + Strong business acumen and critical… more
- Atria Wealth Solutions (Greenville, SC)
- …the following FINRA Registrations in good standing: Series 63, 65 or 66 and Series 7 + LUTCF, CLU, ChFC, CRPC, or CFP designation or working towards the ... completion of one of these programs preferred. If you have a passion for member service and would like to invest in a meaningful career with opportunity for growth, we encourage you to apply to Truliant! As a member of the Truliant family, you will enjoy the… more
- First Horizon Bank (Palm Beach, FL)
- …and works tirelessly on the client's behalf **PREFERRED QUALIFICATIONS** + MBA, JD, CFA, or CFP preferred + Series 7 , 66 and Insurance licenses preferred + ... unlock their full potential with capital and counsel. With $81. 7 billion in assets as of December 31, 2023,...2023, we serve clients through a team of approximately ~ 7 ,300 associates and ~418 banking centers throughout the southeastern… more
- Kestra Financial (Wappingers Falls, NY)
- …independent financial services culture preferred Certificates, Licenses, and/or Registration + Series 7 and 65/66 license required + CFP , CPA, CFA, or ChFC ... preferred (or ability to obtain) more
- Aristotle Capital Management (Denver, CO)
- …university and strong academic background: required + Advanced/Master's degree or professional certificate (CFA, CFP , MBA): desired + Series 7 : required + ... Series 63 or 66: required + Clean U4/5: required + Existing relationships primarily within the Wirehouse - Wealth Management channels: highly desired + Working knowledge of SMA, UMA, mutual funds: required + Proactive phone work: required + Proven track… more
- Charles Schwab (Lone Tree, CO)
- …PowerPoint, and Visio **Preferred Qualifications** + CFP or MBA preferred + Series 7 preferred + Excellent communicator - exceptional written and verbal ... communication skills, ability to effectively present to all levels of the organization, including senior management + Strong relationship management and mediation skills - ability to weigh stakeholder perspectives, gain consensus and influence partners +… more
- TIAA (Salt Lake City, UT)
- …relationships with affluent clients or equivalent experience; Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... State) - Multiple Issuers required + Certified Financial Planner ( CFP ) - Certified Financial Planner Board of Standards preferred...Analyst Institute ; If you do not have the CFP or CFA certification, TIAA will cover the cost… more
- Bank of America (Leawood, KS)
- …registration may result in disciplinary action up to and including termination. Requirements: Either SIE, Series 7 and 66 registrations or SIE, Series 7 , ... Investment Management + Referral Identification **Required Qualifications:** + Either Series 7 and 66 licenses or ...they support + SAFE ACT Registration; ADV-2B Required + CFP (R) or CPWA(R) designation and/or obtain/maintain at least one… more
- Morgan Stanley (New Orleans, LA)
- …field * Current holder of the CFP and/or CPWA designations * Series 7 , 66 licenses required * Exemplary in communication, presentation, time-management and ... As a Financial Planning Director, you will leverage your CFP or CPWA designation, as well as, relevant industry...prospects' financial planning needs * Remain current with all CFP and/or CPWA continuing education requirements * Comply with… more
- Morgan Stanley (Cleveland, OH)
- …field * Current holder of the CFP and/or CPWA designations * Series 7 , 66 licenses required * Exemplary in communication, presentation, time-management and ... As a Financial Planning Director, you will leverage your CFP or CPWA designation, as well as, relevant industry...and proposed financial strategies * Remain current with all CFP and/or CPWA continuing education requirements * Comply with… more
- City National Bank (Las Vegas, NV)
- …of investment related experience * Minimum 3 years experience in investment sales * FINRA Series 7 and 63 and 65 or 66 * California Insurance License *Skills ... MBA and 3-5 years of experience. * May possess CFP , JD/LLM, CIMA or Cannon Certified Wealth Strategist designation....CIMA or Cannon Certified Wealth Strategist designation. * FINRA Series 7 and 63 securities licenses and… more
- Charles Schwab (Orlando, FL)
- …(eg, CFP , CFA, MBA, CHFC, CPWA) highly preferred + Active & valid FINRA Series 7 license required + Active & valid FINRA Series 66 (63/65) ... & Health insurance (or may be obtained within 90 days of employment) + 7 + years industry experience + 2+ years UHNW experience Pursuant to SAFE Act requirements,… more
- Truist (Mclean, VA)
- …essential functions. * Bachelor's Degree Required * FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... * Bachelor's Degree in Business, Finance or Economics * CFP preferred or CTFA, CFA, CPA, JD or MBA...Completion or enrollment in certification programs such as CFA, CFP , CPWA and CPA * 5 or more years… more
- Navy Federal Credit Union (Vienna, VA)
- …working as an adult facilitator, trainer, development coach, and/or internal consultant + FINRA Series 7 and combination of NASAA Series 63/65 or 66 ... and/or Registered Investment Advisory Firm + Willingness to pursue CFP , ChFC, or CLU designation after one year of...employment + Desired : In pursuit of designations eg, CFP , ChFC, CLU + Strong analytical, decision-making, problem-solving and… more
- Truist (Greenwich, CT)
- …essential functions. + Bachelor's Degree Required + FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... + Bachelor's Degree in Business, Finance or Economics + CFP preferred or CTFA, CFA, CPA, JD or MBA...Completion or enrollment in certification programs such as CFA, CFP , CPWA and CPA + 5 or more years… more
- T. Rowe Price (Baltimore, MD)
- …+ Extensive knowledge of DC industry including DCIO and/or Retirement Plan Sales + FINRA Series 7 and Series 63 licensed + Advanced sales, service, and ... Sales a must. Preferred: + CIMA + MBA + CFP + CFA FINRA Requirements FINRA licenses are required...are required and will be supported for this role: Series 7 and Series 63… more
- Charles Schwab (Orlando, FL)
- …+ Bachelor's degree or equivalent or equivalent work related experience + Active and valid FINRA Series 7 license is required + Active and valid FINRA Series ... 9/10 license is required + Active and valid FINRA Series 66 (63/65) license is required + Active and... 24 is preferred + Additional designations are preferred: CFP , CFA, CIMA, and/or AAMS + Demonstrated leadership, management… more
- Morgan Stanley (Baltimore, MD)
- …required * Advanced degree or professional certification or prior industry experience required * Active Series 7 (GS) and Series 66 (AG/RA) or Series ... and Series 65 (RA) required * If required, obtain, and maintain CFP or CFA designation * Additional product licenses may be required _*Knowledge/Skills*_ *… more
- Morgan Stanley (New Orleans, LA)
- …required * Advanced degree or professional certification or prior industry experience required * Active Series 7 (GS) and Series 66 (AG/RA) or Series ... and Series 65 (RA) required * If required, obtain, and maintain CFP or CFA designation * Additional product licenses may be required Knowledge/Skills * Strong… more