- TIAA (Portland, OR)
- …long-lasting relationships with affluent clients or equivalent experience; Required FINRA Registrations SRC Indicator: Series 7 ; Series 63; Series 65; ... (Resident State) - Multiple Issuers required Certified Financial Planner ( CFP ) - Certified Financial Planner Board of Standards preferred...Analyst Institute ; If you do not have the CFP or CFA certification, TIAA will cover the cost… more
- Truist (Jupiter, FL)
- …the essential functions. Bachelor's Degree Required FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials ... registration, and applicable NMLS acceptable background check Preferred Qualifications CFP preferred or CTFA, CFA, CPA, JD or MBA...Completion or enrollment in certification programs such as CFA, CFP , CPWA and CPA 5 or more years of… more
- Charles Schwab (Roanoke, TX)
- …Financial Planning-related designation CFP designation is required. Active and valid FINRA Series 7 license required. Active and valid FINRA Series 63/65 ... holistic financial needs. Demonstrate the value and importance of partnering with a CFP professional on an ongoing basis. Partner with clients to create, review and… more
- Charles Schwab (Jersey City, NJ)
- …consider 24 month condition of employment) Bachelor's Degree required Active and valid FINRA Series 7 license required Active and valid FINRA 66 license required ... with extensive financial services experience to share with their team of CFP or CFA investment professionals. Managing change - The Senior Regional Manager… more
- TD Bank (Manchester, NH)
- …degree or related work experience required, MBA or advanced degree preferred 10+ Years of related experience Series 7 , Series 63 & 65 or Series 66 or ... to obtain within licensing & registration timeline Certified Financial Planner ( CFP ) or Certified Financial Analyst (CFA), preferred Documented expertise in… more
- Charles Schwab (Lone Tree, CO)
- …wealth management offer. Throughout the Academy you will : Study and pass FINRA SIE, Series 7 and 66 licenses Learn from our numerous mentors, coaches and ... within the Wealth and Advice Solutions organization. With a series of steps that include learning, on-the-job experience, and...meant for you to study and obtain you SIE, 7 and 66. If you already have 2 of… more
- Bank of America (Paramus, NJ)
- …with other team members Takes on a leadership role on the team and within the business community Series 7 , 63 and 65 (or Series 7 and 66) required (may ... within 90 days of start date) Desired skills: MBA or Post-Graduate Degree preferred CFP , CPA, CFA, CTFA, CFM or JD a significant plus Skills: Business Development… more
- Bank of America (Dallas, TX)
- …with other team members Takes on a leadership role on the team and within the business community Series 7 , 63 and 65 (or Series 7 and 66) required (may ... licenses within 90 days of start date) Desired skills MBA or Post-Graduate Degree preferred CFP , CPA, CFA, CTFA, CFM or JD a significant plus Skills Used in this… more
- City National Bank (Los Angeles, CA)
- …relationship management experience in financial services preferably with high net worth clients. FINRA Series 7 and 63 and 65 or 66 California Insurance License ... has 8 years of financial services experience. May possess CFP , JD/LLM, CIMA or Cannon Certified Wealth Strategist designation....JD/LLM, CIMA or Cannon Certified Wealth Strategist designation. FINRA Series 7 and 63, and 65 or… more
- Charles Schwab (Atlanta, GA)
- … CFP designation or CFA designation Bachelor's degree Active and valid FINRA Series 7 license (May be obtained with a 120-day condition of employment) ... Active and valid FINRA Series 66 license required (May be obtained with a 120-day condition of employment) Five or more years of advisory experience, including… more
- Edward Jones (Minneapolis, MN)
- …in your ability to think critically Passion for new opportunities Candidate qualifications: Series 7 and Series 66 required Experience in financial ... State insurance licenses preferred Preferred additional professional designations such as CFP or CERTIFIED FINANCIAL PLANNER and/or CRPC or Chartered Retirement… more
- JPMorgan Chase (Corte Madera, CA)
- …partners Demonstrated ability and commitment to goals-based planning and advice A valid and active Series 7 A valid and active Series 66 (63/65) license is ... employment Preferred qualifications, capabilities, and skills Certified Financial Planning ( CFP ) certification is preferred Bachelor's degree preferred FEDERAL DEPOSIT… more
- Bank of America (Seattle, WA)
- …on knowledge of client needs and potential product services recommended Required Qualifications Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. ... be extended with the condition that a passing score is received for the missing series within 60 days. Has at least one year experience in the investments industry,… more
- JPMorgan Chase (Irvine, CA)
- …achieve their financial goals. Required qualifications, capabilities, and skills: A valid and active Series 7 A valid and active Series 66 (63/65) license ... experience strongly preferred with focus on financial planning Bachelor's degree preferred CFP preferred FEDERAL DEPOSIT INSURANCE ACT This position is subject to… more
- Bank of America (Zephyrhills, FL)
- …on knowledge of client needs and potential product services recommended Required Qualifications: Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. ... be extended with the condition that a passing score is received for the missing series within 60 days. Has at least one year experience in the investments industry,… more
- Bank of America (Pittsburgh, PA)
- …knowledge of client needs and potential product services recommended Required Qualifications: Currently holds Series 7 and 66 (63 and 65 in lieu of 66) licenses; ... be extended with the condition that a passing score is received for the missing series within 60 days Minimum of one year of experience in the investments industry,… more
- JPMorgan Chase (Seattle, WA)
- …and financial planning Exceptional written skills and strong executive communications experience Series 7 , Series 66 required Preferred qualifications, ... skills, and capabilities: CFP preferred Chase is a leading financial services firm, helping nearly half of America's households and small businesses achieve their financial goals through a broad range of financial products. Our mission is to create… more
- JPMorgan Chase (Atlanta, GA)
- …and achieve their financial goals Required qualifications, capabilities, and skills: A valid and active Series 7 A valid and active Series 66 (63/65) license ... experience strongly preferred with focus on financial planning Bachelor's degree preferred CFP preferred Chase is a leading financial services firm, helping nearly… more
- Bank of America (Cape Coral, FL)
- …services recommended. Schedule Monday - Fridays and rotating Saturdays Required Qualifications: Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses; ... be extended with the condition that a passing score is received for the missing series within 60 days. Minimum of one year of experience in the investments industry,… more
- Truist (Sarasota, FL)
- …bank products for the mass affluent market. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7 , 66 (63 and 65 in lieu of 66) and applicable ... certification programs (preference in rank order): Certified Financial Planner ( CFP ), Chartered Financial Analyst. (CFA), Accredited Asset Management Specialist AAMS… more
