- Kestra Financial (Baltimore, MD)
- …their needs and inquiries. Qualifications: . 3-5 years of experience in financial services. . CFP designation and Series 7 and 66 or 65 licenses required. ... . Bachelor's degree, preferably with a GPA above 3.3. . Proficiency in financial planning software (eMoney, Money Guide Pro, Morningstar). . Experience with CRM platforms (Redtail or similar), MS365, and Excel. . Strong organizational skills, a team-oriented… more
- Morgan Stanley (Purchase, NY)
- …role of dedicated equity compensation planning at a non Senior level of this role. Licenses: Series 7 & 66 required, CFP required Morgan Stanley's goal is to ... build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all… more
- Charles Schwab (Lone Tree, CO)
- …**What you have** + BA/BS required, Masters desirable. + FINRA Series 7 required. + Industry certifications (CFA/ CFP /DIMA) preferred. + Minimum 10 years in ... SCFR Head of Financial Planning & Wealth Management Research & Advice [Rob Williams, CFP (R), RICP(R), CPWA(R)] and will manage a team of 2 directors and 1 analyst.… more
- Atria Wealth Solutions (Greenville, SC)
- …the following FINRA Registrations in good standing: Series 63, 65 or 66 and Series 7 + LUTCF, CLU, ChFC, CRPC, or CFP designation or working towards the ... completion of one of these programs preferred. If you have a passion for member service and would like to invest in a meaningful career with opportunity for growth, we encourage you to apply to Truliant! As a member of the Truliant family, you will enjoy the… more
- First Horizon Bank (Boca Raton, FL)
- …and works tirelessly on the client's behalf **PREFERRED QUALIFICATIONS** + MBA, JD, CFA, or CFP preferred + Series 7 , 66 and Insurance licenses preferred + ... unlock their full potential with capital and counsel. With $81. 7 billion in assets as of December 31, 2023,...2023, we serve clients through a team of approximately ~ 7 ,300 associates and ~418 banking centers throughout the southeastern… more
- Kestra Financial (Wappingers Falls, NY)
- …independent financial services culture preferred Certificates, Licenses, and/or Registration + Series 7 and 65/66 license required + CFP , CPA, CFA, or ChFC ... preferred (or ability to obtain) more
- Aristotle Capital Management (Denver, CO)
- …university and strong academic background: required + Advanced/Master's degree or professional certificate (CFA, CFP , MBA): desired + Series 7 : required + ... Series 63 or 66: required + Clean U4/5: required + Existing relationships primarily within the Wirehouse - Wealth Management channels: highly desired + Working knowledge of SMA, UMA, mutual funds: required + Proactive phone work: required + Proven track… more
- Insight Global (Hanover, NH)
- …interpersonal skills, including a strong client service orientation Active Series 7 , 66 or 65 license Bachelors Degree CFP Certification CFA Certification ... null We are a company committed to creating diverse and inclusive environments where people can bring their full, authentic selves to work every day. We are an equal employment opportunity/affirmative action employer that believes everyone matters. Qualified… more
- Charles Schwab (Lone Tree, CO)
- …PowerPoint, and Visio **Preferred Qualifications** + CFP or MBA preferred + Series 7 preferred + Excellent communicator - exceptional written and verbal ... communication skills, ability to effectively present to all levels of the organization, including senior management + Strong relationship management and mediation skills - ability to weigh stakeholder perspectives, gain consensus and influence partners +… more
- Robert Half Finance & Accounting (San Francisco, CA)
- …top-tier service and credibility. Requirements + Bachelor's degree or Master's degree + CFA, CIMA, or CFP preferred + Active Series 7 and 66 licenses. + 10+ ... years of experience in wealth management. + Proven expertise with complex financial planning for high-net-worth clients. + Exceptional partnership, communication, and teamwork skills. + Flexibility to travel as needed. Please contact Michelle Espejo via… more
- TIAA (Atlanta, GA)
- …relationships with affluent clients or equivalent experience; Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... State) - Multiple Issuers required + Certified Financial Planner ( CFP ) - Certified Financial Planner Board of Standards preferred...Analyst Institute ; If you do not have the CFP or CFA certification, TIAA will cover the cost… more
- Bank of America (Leawood, KS)
- …registration may result in disciplinary action up to and including termination. Requirements: Either SIE, Series 7 and 66 registrations or SIE, Series 7 , ... Investment Management + Referral Identification **Required Qualifications:** + Either Series 7 and 66 licenses or ...they support + SAFE ACT Registration; ADV-2B Required + CFP (R) or CPWA(R) designation and/or obtain/maintain at least one… more
- Charles Schwab (Westlake, TX)
- …(eg, CFP , CFA, MBA, CHFC, CPWA) highly preferred + Active & valid FINRA Series 7 licenserequired + Active & valid FINRA Series 66 (63/65) license ... & Health insurance (or may be obtained within 90 days of employment) + 7 + years industry experience + 2+ years UHNW experience Pursuant to SAFE Act requirements,… more
- City National Bank (Woodland Hills, CA)
- …of investment related experience + Minimum 3 years experience in investment sales + FINRA Series 7 and 63 and 65 or 66 + California Insurance License **Skills ... MBA and 3-5 years of experience. + May possess CFP , JD/LLM, CIMA or Cannon Certified Wealth Strategist designation....CIMA or Cannon Certified Wealth Strategist designation. + FINRA Series 7 and 63 securities licenses and… more
- Morgan Stanley (San Diego County, CA)
- …field * Current holder of the CFP and/or CPWA designations * Series 7 , 66 licenses required * Exemplary in communication, presentation, time-management and ... As a Financial Planning Director, you will leverage your CFP or CPWA designation, as well as, relevant industry...and proposed financial strategies * Remain current with all CFP and/or CPWA continuing education requirements * Comply with… more
- Morgan Stanley (Chicago, IL)
- …field * Current holder of the CFP and/or CPWA designations * Series 7 , 66 licenses required * Exemplary in communication, presentation, time-management and ... As a Financial Planning Director, you will leverage your CFP or CPWA designation, as well as, relevant industry...prospects' financial planning needs. * Remain current with all CFP and/or CPWA continuing education requirements * Comply with… more
- T. Rowe Price (Baltimore, MD)
- …+ Extensive knowledge of DC industry including DCIO and/or Retirement Plan Sales + FINRA Series 7 and Series 63 licensed + Advanced sales, service, and ... Sales a must. Preferred: + CIMA + MBA + CFP + CFA FINRA Requirements FINRA licenses are required...are required and will be supported for this role: Series 7 and Series 63… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …o SIE required provided that an exemption or grandfathering cannot be applied. o Required to have a Series 7 and 66 o Series 7 and 65 can be used ... instead of the 66 o Applicable designation or CFP can be used instead of the 65 or...or 66 and must be in good standing o Series 9/10 or 24 may also be required o… more
- Navy Federal Credit Union (Reston, VA)
- …working as an adult facilitator, trainer, development coach, and/or internal consultant + FINRA Series 7 and combination of NASAA Series 63/65 or 66 ... and/or Registered Investment Advisory Firm + Willingness to pursue CFP , ChFC, or CLU designation after one year of...related professional experience + In pursuit of designations eg, CFP , ChFC, CLU + Advanced knowledge of Navy Federal's… more
- Truist (Charlotte, NC)
- …essential functions. * Bachelor's Degree Required * FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... * Bachelor's Degree in Business, Finance or Economics * CFP preferred or CTFA, CFA, CPA, JD or MBA...Completion or enrollment in certification programs such as CFA, CFP , CPWA and CPA * 5 or more years… more