- Kestra Financial (Baltimore, MD)
- …their needs and inquiries. Qualifications: . 3-5 years of experience in financial services. . CFP designation and Series 7 and 66 or 65 licenses required. ... . Bachelor's degree, preferably with a GPA above 3.3. . Proficiency in financial planning software (eMoney, Money Guide Pro, Morningstar). . Experience with CRM platforms (Redtail or similar), MS365, and Excel. . Strong organizational skills, a team-oriented… more
- Vanguard (Dallas, TX)
- …to grow and develop others and self. Qualifications: + CFP (R) designation required . + Series 7 , 63 or 66 (or ability to acquire within 3 months of assuming ... position). + Minimum of 3 years of advisory experience, specifically in advice planning, book of business management, and relationship management. + Shown experience managing a book of business with a track record of client satisfaction and loyalty. + Apply… more
- Atria Wealth Solutions (Greenville, SC)
- …the following FINRA Registrations in good standing: Series 63, 65 or 66 and Series 7 + LUTCF, CLU, ChFC, CRPC, or CFP designation or working towards the ... completion of one of these programs preferred. If you have a passion for member service and would like to invest in a meaningful career with opportunity for growth, we encourage you to apply to Truliant! As a member of the Truliant family, you will enjoy the… more
- Robert Half Finance & Accounting (San Francisco, CA)
- …you may have. Requirements + 8+ years of wealth management experience. + MUST HAVE CFA, CFP or CIMA. + Series 7 and 66 licenses. + Proven proficiency ... in complex financial planning for high-net-worth clients. + Outstanding collaboration, communication, and teamwork skills. + Bachelor's or Master's degree. Please contact Michelle Espejo via LinkedIn or email for additional info or any questions you may have.… more
- Kestra Financial (Wappingers Falls, NY)
- …independent financial services culture preferred Certificates, Licenses, and/or Registration + Series 7 and 65/66 license required + CFP , CPA, CFA, or ChFC ... preferred (or ability to obtain) more
- First Horizon Bank (Fort Lauderdale, FL)
- …and works tirelessly on the client's behalf **PREFERRED QUALIFICATIONS** + MBA, JD, CFA, or CFP preferred + Series 7 , 66 and Insurance licenses preferred + ... Proactive, takes initiative, and uses critical thinking to solve problems + Dynamic and credible professional who communicates with clarity and has exceptional presentation skills + Demonstrates strong organizational skills and applies a disciplined and… more
- Aristotle Capital Management (Denver, CO)
- …university and strong academic background: required + Advanced/Master's degree or professional certificate (CFA, CFP , MBA): desired + Series 7 : required + ... Series 63 or 66: required + Clean U4/5: required + Existing relationships primarily within the Wirehouse - Wealth Management channels: highly desired + Working knowledge of SMA, UMA, mutual funds: required + Proactive phone work: required + Proven track… more
- Guardian Life (Columbus, OH)
- …alternative investments + Bachelor's degree or equivalent work experience + Series 7 , 65/66 required; professional designations (CIMA, CFP , CPWA) a plus + ... Strong relationship and consultative management skills + Excellent presentation skills, articulate, polite, confident, able to establish relationships with the Field, including GAs, Investment Specialists, FRs, MDs, and Home Office personnel. **Location** + In… more
- TIAA (Bethesda, MD)
- …relationships with affluent clients or equivalent experience; Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... State) - Multiple Issuers required + Certified Financial Planner ( CFP ) - Certified Financial Planner Board of Standards preferred...Analyst Institute ; If you do not have the CFP or CFA certification, TIAA will cover the cost… more
- Coldstream Wealth Management (Bellevue, WA)
- …hybrid work environment - in office Tuesdays, Wednesdays, and Thursdays, 7 :00am - 4:00pm minus lunch. Coldstream is an employee-owned, independently-operated wealth ... to produce financial plans (or if you have the CFP , create financial plans independently) + Client Onboarding: Overseeing...Bachelor's degree (finance or related focus is preferred) + Series 65 license plus the FPQP (paraplanner certification) or… more
- Morgan Stanley (Walnut Creek, CA)
- …field * Current holder of the CFP and/or CPWA designations * Series 7 , 66 licenses required * Exemplary in communication, presentation, time-management and ... As a Financial Planning Director, you will leverage your CFP or CPWA designation, as well as, relevant industry...and proposed financial strategies * Remain current with all CFP and/or CPWA continuing education requirements * Comply with… more
- Morgan Stanley (Atlanta, GA)
- …field * Current holder of the CFP and/or CPWA designations * Series 7 , 66 licenses required * Exemplary in communication, presentation, time-management and ... As a Financial Planning Director, you will leverage your CFP or CPWA designation, as well as, relevant industry...prospects' financial planning needs * Remain current with all CFP and/or CPWA continuing education requirements * Comply with… more
- Truist (Charlotte, NC)
- …essential functions. * Bachelor's Degree Required * FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... * Bachelor's Degree in Business, Finance or Economics * CFP preferred or CTFA, CFA, CPA, JD or MBA...Completion or enrollment in certification programs such as CFA, CFP , CPWA and CPA * 5 or more years… more
- Truist (Boston, MA)
- …essential functions. + Bachelor's Degree Required + FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... + Bachelor's Degree in Business, Finance or Economics + CFP preferred or CTFA, CFA, CPA, JD or MBA...Completion or enrollment in certification programs such as CFA, CFP , CPWA and CPA + 5 or more years… more
- Morgan Stanley (Norwell, MA)
- …required * Advanced degree or professional certification or prior industry experience required * Active Series 7 (GS) and Series 66 (AG/RA) or Series ... and Series 65 (RA) required * If required, obtain, and maintain CFP or CFA designation * Additional product licenses may be required Knowledge/Skills * Strong… more
- Morgan Stanley (Baltimore, MD)
- …required * Advanced degree or professional certification or prior industry experience required * Active Series 7 (GS) and Series 66 (AG/RA) or Series ... and Series 65 (RA) required * If required, obtain, and maintain CFP or CFA designation * Additional product licenses may be required _*Knowledge/Skills*_ *… more
- Charles Schwab (Tampa, FL)
- …Qualifications:** + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active Series ... 66 (63/65) license required + A valid and active Series 9/10 (8) license required (may be obtained within...obtained within a 120 day condition of employment) + CFP (R) designation is preferred + Strong brokerage and industry… more
- TD Bank (Portland, ME)
- …related work experience required, MBA or advanced degree preferred + 10+ Years of related experience + Series 7 , Series 63 & 65 or Series 66 or ability ... to obtain within licensing & registration timeline + Certified Financial Planner ( CFP ) or Certified Financial Analyst (CFA), preferred + Documented expertise in… more
- Financial Partners Credit Union (Long Beach, CA)
- …record in a similar role prior to joining the credit union. **Licenses and Certifications:** + FINRA Series 7 and Series 66 (or Series 63 & 65) licenses. ... and client management. **Preferred Qualifications:** + Certified Financial Planner ( CFP ) or other advanced financial certifications. + Extensive knowledge of… more
- Charles Schwab (Tysons Corner, VA)
- …24 month condition of employment) + Bachelor's Degree required + Active and valid FINRA Series 7 license required + Active and valid FINRA 66 license required ... with extensive financial services experience to share with their team of CFP (R) or CFA(R) investment professionals. **Managing change** - The Senior Regional Manager… more