- Vanguard (Dallas, TX)
- …approach + Ability to adapt quickly to technology and process changes What you'll need: + CFP required + Series 7 , 63 or 66 (or ability to obtain ... given a chance to succeed - and that starts with you. As a Senior CFP Financial Advisor, you'll develop tailored strategies that will help our clients achieve their… more
- Morgan Stanley (Purchase, NY)
- …compensation planning experience with experience in advanced equity planning software. Series 7 & 66 licenses required. CFP required. We will also consider ... planning at a non Senior level of this role. Series 7 & 66 licenses required. CFP required. Morgan Stanley's goal is to build and maintain a workforce that… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* SIE required provided that an exemption or grandfathering cannot be applied * Required: Series 7 * Preferred: CAIA, CFP , CFA, or MBA **Job:** Business ... Development **Primary Location:** US-FL-St. Petersburg-Saint Petersburg **Organization** Private Client Group **Schedule** Full-time **Job Shift** Day Job **Travel** Yes, 25 % of the Time **Req ID:** 2401761 more
- JPMorgan Chase (Metairie, LA)
- …effectively - namely related to the financial plan and investment solutions + Series 7 , Series 66 required + CFP preferred Chase is a leading financial ... services firm, helping nearly half of America's households and small businesses achieve their financial goals through a broad range of financial products. Our mission is to create engaged, lifelong relationships and put our customers at the heart of everything… more
- Morgan Stanley (Purchase, NY)
- …input data as a primary function, and someone who could attain their Series 7 within 6 months and CFP within two years. Qualifications: * Bachelor's degree ... management skills * Strong computer and data entry skills * Series 7 license within 6 months of start date * CFP within two years of start date * This will… more
- Atria Wealth Solutions (Greenville, SC)
- …the following FINRA Registrations in good standing: Series 63, 65 or 66 and Series 7 + LUTCF, CLU, ChFC, CRPC, or CFP designation or working towards the ... completion of one of these programs preferred. If you have a passion for member service and would like to invest in a meaningful career with opportunity for growth, we encourage you to apply to Truliant! As a member of the Truliant family, you will enjoy the… more
- First Horizon Bank (Fort Lauderdale, FL)
- …and works tirelessly on the client's behalf **PREFERRED QUALIFICATIONS** + MBA, JD, CFA, or CFP preferred + Series 7 , 66 and Insurance licenses preferred + ... unlock their full potential with capital and counsel. With $81. 7 billion in assets as of December 31, 2023,...2023, we serve clients through a team of approximately ~ 7 ,300 associates and ~418 banking centers throughout the southeastern… more
- Robert Half Finance & Accounting (Indianapolis, IN)
- …transactions, and financial plans. Requirements + Bachelor's degree. + Series 7 and 66 licenses required. + CFP certification preferred. + Proven ... track record in financial services sales, wealth management, or related fields. + Strong analytical skills with the ability to interpret complex financial data. + Excellent communication, presentation, and interpersonal skills. + Knowledge of investment… more
- Kestra Financial (Wappingers Falls, NY)
- …independent financial services culture preferred Certificates, Licenses, and/or Registration + Series 7 and 65/66 license required + CFP , CPA, CFA, or ChFC ... preferred (or ability to obtain) more
- Fort Pitt Capital Group, LLC (Harrisburg, PA)
- …65 or Series 7 & Series 66 or CERTIFIED FINANCIAL PLANNER (TM) ( CFP...65 or Series 7 & Series 66 or CERTIFIED FINANCIAL PLANNER (TM) ( CFP ... with other like-minded advisors What You'll Bring + Active Series 65 or Series 7 ...to candidates who hold the CERTIFIED FINANCIAL PLANNER (TM) ( CFP (R)), Chartered Financial Consultant(R) (ChFC(R)) designation, or Chartered Financial… more
- Fort Pitt Capital Group, LLC (Pittsburgh, PA)
- …65 or Series 7 & Series 66 or CERTIFIED FINANCIAL PLANNER (TM) ( CFP...65 or Series 7 & Series 66 or CERTIFIED FINANCIAL PLANNER (TM) ( CFP ... to create referral opportunities What You'll Bring + Active Series 65 or Series 7 ...to candidates who hold the CERTIFIED FINANCIAL PLANNER (TM) ( CFP (R)), Chartered Financial Consultant(R) (ChFC(R)) designation, or Chartered Financial… more
- TIAA (Overland Park, KS)
- …relationships with affluent clients or equivalent experience; Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... State) - Multiple Issuers required + Certified Financial Planner ( CFP ) - Certified Financial Planner Board of Standards preferred...Analyst Institute ; If you do not have the CFP or CFA certification, TIAA will cover the cost… more
- Atria Wealth Solutions (Traverse City, MI)
- …institutions in the country. Qualified candidates must have: + Licenses and Registrations: FINRA Series 7 , 63 (65 or 66 preferred) and Insurance license + Clean ... or credit union + Certified Financial Planner designation preferred ( CFP ) CUSO Financial Services, LP offers our Advisors a...Planning, 401k, Life and Casualty, Asset Management, Wealth Management, Series 7 , Series 6 Powered… more
- Aegon Asset Management (MI)
- …Qualifications + Bachelor's degree in a related field or equivalent business experience. + FINRA Series 6 or 7 . + FINRA Series 63 or obtain within ... companies employ over 2 1,500 people and have approximately 31. 7 million customers . * For more information, visit...(CRPC), or obtain within 12 months. Higher certification (eg CFP , CRC, CEBS, ChFC, CIMA, CRPS) acceptable in lieu… more
- Charles Schwab (Pasadena, CA)
- …designations/certifications (eg, CFP , CFA, MBA, CHFC, CPWA) preferred + Active & valid FINRA Series 7 license required + Active & valid FINRA Series 66 ... & Health insurance (or may be obtained within 90 days of employment) + 7 + years industry experience Pursuant to SAFE Act requirements, all employees engaged in… more
- Morgan Stanley (Naples, FL)
- …field * Current holder of the CFP and/or CPWA designations * Series 7 , 66 licenses required * Exemplary in communication, presentation, time-management and ... As a Financial Planning Director, you will leverage your CFP or CPWA designation, as well as, relevant industry...and proposed financial strategies * Remain current with all CFP and/or CPWA continuing education requirements * Comply with… more
- Navy Federal Credit Union (San Antonio, TX)
- …working as an adult facilitator, trainer, development coach, and/or internal consultant + FINRA Series 7 and combination of NASAA Series 63/65 or 66 ... and/or Registered Investment Advisory Firm + Willingness to pursue CFP , ChFC, or CLU designation after one year of...related professional experience + In pursuit of designations eg, CFP , ChFC, CLU + Advanced knowledge of Navy Federal's… more
- Atria Wealth Solutions (Fredericksburg, VA)
- …working as an adult facilitator, trainer, development coach, and/or internal consultant + FINRA Series 7 and combination of NASAA Series 63/65 or 66 ... and/or Registered Investment Advisory Firm + Willingness to pursue CFP , ChFC, or CLU designation after one year of...related professional experience + In pursuit of designations eg, CFP , ChFC, CLU + Advanced knowledge of Navy Federal's… more
- Truist (Charlotte, NC)
- …essential functions. * Bachelor's Degree Required * FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... * Bachelor's Degree in Business, Finance or Economics * CFP preferred or CTFA, CFA, CPA, JD or MBA...Completion or enrollment in certification programs such as CFA, CFP , CPWA and CPA * 5 or more years… more
- Atria Wealth Solutions (Brandywine, MD)
- …working as an adult facilitator, trainer, development coach, and/or internal consultant + FINRA Series 7 and combination of NASAA Series 63/65 or 66 ... and/or Registered Investment Advisory Firm + Willingness to pursue CFP , ChFC, or CLU designation after one year of...and organizational objectives + In pursuit of designations eg, CFP , ChFC, CLU Hours: Monday - Friday, 9:00AM -… more