- Siebert Williams Shank (New York, NY)
- …build upon those over time. Requirements + 5+ years of experience in Institutional Sales + FINRA Series 7 and 63 registrations required + Established ... more
- Nuveen Investments (Charlotte, NC)
- …5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Physical Requirements** + Physical Requirements: ... more
- Raymond James Financial, Inc. (Boston, MA)
- …analyze market data and provide actionable insights. Licenses/Certifications: * FINRA Series 7 & 63 **Education** Bachelor's: Business Administration, ... more
- US Bank (Salt Lake City, UT)
- …Day One. **Job Description** PFM Asset Management (PFMAM) is currently seeking an Institutional Sales and Relationship Manager to join with other team members ... more
- Fifth Third Bank, NA (TX)
- …experience in banking, accounting or finance. + Securities Industry Essentials (SIE), Series 7 , 63 required. Securities Industry Essentials (SIE), Series ... more
- TD Bank (Burlington, MA)
- …related work experience required, MBA or advanced degree preferred + 10+ Years of related experience + Series 7 , Series 63 & 65 or Series 66 or ability ... more
- Citigroup (San Francisco, CA)
- …control issues with transparency. **Qualifications:** + 10+ years of experience + FINRA Licensed Series 7 , 63/ 66 + Prior Treasury, Commercial or Corp Banking ... more
- JPMorgan Chase (New York, NY)
- …in 2015. The US Institutional ETF business sits within the North America Institutional Sales team and is responsible for leading ETF sales activities ... more
- BlackRock (New York, NY)
- …+ BA/BS degree in related field. + Has, or is willing to obtain, the series 7 , 63, and insurance licenses. **Competencies:** The ideal candidate will possess the ... more
- US Bank (Los Angeles, CA)
- …industry experience preferred - Already holds or has the ability to obtain FINRA SIE, Series 7 , Series 63 and 65/or 66 registrations and life, variable ... more
- Huntington National Bank (Columbus, OH)
- …years experience in the securities industry with no identified regulatory issues. + NASD Series 7 and Series 63 licenses required Preferred Qualifications: + ... more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …provided that an exemption or grandfathering cannot be applied + FINRA Series 7 and 66 * Additional licenses/certifications demonstrating the candidate's ... more
- Principal Financial Group (Los Angeles, CA)
- …of related industry experience required with a strong preference to RIA experience. + FINRA Series 7 & 63 Licenses _required_ with the ability to meet firm ... more
- T. Rowe Price (Baltimore, MD)
- …and relevant experience AND + 5+ years of total relevant work experience + FINRA licenses ( Series 7 and 63) licenses are required and will be supported for this ... more
- PNC (New York, NY)
- …7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... more
- Raymond James Financial, Inc. (New York, NY)
- …+ SIE required provided that an exemption or grandfathering cannot be applied. + FINRA Series 7 , Series 57 and Series 63 Licenses. The ... more
- BlackRock (New York, NY)
- …MBA a plus, but not required. + Role will require candidate to obtain regulatory licenses Series 7 and 63. + Candidate should have a goal to pursue CFA or ... more
- Citigroup (New York, NY)
- …**Licenses:** Series 7 Series 66 **Job Family Group:** Institutional Sales **Job Family:** Investor Sales **Time Type:** Full time **Primary ... more
- Wells Fargo (New York, NY)
- …and prioritizing skills **Job Expectations:** + Up to 10% travel + Registration for FINRA Series 7 must be completed within 180 days of hire date if it ... more
- Aristotle Capital Management (Boston, MA)
- …or client service/ sales support within the financial services industry is highly desired. + Series 63: preferred. + Series 7 required: or the ability to ... more
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