- Siebert Williams Shank (New York, NY)
- …build upon those over time. Requirements + 5+ years of experience in Institutional Sales + FINRA Series 7 and 63 registrations required + Established ... more
- Nuveen Investments (Charlotte, NC)
- …5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Physical Requirements** + Physical Requirements: ... more
- US Bank (Atlanta, GA)
- …relationship management with institutional clients (Business to Business environment) + Must be FINRA series 7 or 6; and 63 licensed or complete 7 , 63 ... more
- US Bank (Dallas, TX)
- …(PFMAM), a division of US Bancorp Asset Management, Inc. is currently seeking an Institutional Sales and Relationship Manager to join with other team members in ... more
- US Bank (Charlotte, NC)
- …management with institutional clients (Business to Business environment) - Must be FINRA series 7 and 63 licensed or complete 7 ,63 testing within 120 ... more
- Citigroup (San Francisco, CA)
- …control issues with transparency. **Qualifications:** + 10+ years of experience + FINRA Licensed Series 7 , 63/ 66 + Prior Treasury, Commercial or Corp Banking ... more
- JPMorgan Chase (New York, NY)
- …in 2015. The US Institutional ETF business sits within the North America Institutional Sales team and is responsible for leading ETF sales activities ... more
- T. Rowe Price (San Francisco, CA)
- …record of integrity and service excellence; self-starter, entrepreneurial, and goal oriented. + FINRA Series 7 , 63 and/or 6 Preferred: + CFA, CAIA, CFP, and/or ... more
- BlackRock (San Francisco, CA)
- …designations such as CFA Charter preferred + Has, or is willing to obtain, the Series 7 , 63, and 3 licenses **Competencies:** The ideal candidate will possess ... more
- T. Rowe Price (Baltimore, MD)
- …and relevant experience AND + 2+ years of total relevant work experience + FINRA licenses ( Series 7 and 63) licenses are required and will be supported for this ... more
- Huntington National Bank (Columbus, OH)
- …years experience in the securities industry with no identified regulatory issues. + NASD Series 7 and Series 63 licenses required Preferred Qualifications: + ... more
- Nuveen Investments (Charlotte, NC)
- …5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Physical Requirements** + Physical Requirements: ... more
- Nuveen Investments (Boston, MA)
- …+ 5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Career Level** 9PL **Position:** Head of Income ... more
- TIAA (Princeton, NJ)
- **Retention Sales Director** The Institutional Sales ...7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 6 or 7 ; Series 63 ... more
- Raymond James Financial, Inc. (New York, NY)
- …+ SIE required provided that an exemption or grandfathering cannot be applied. + FINRA Series 7 , Series 57 and Series 63 Licenses. The ... more
- Citigroup (New York, NY)
- …**Licenses:** Series 7 Series 66 **Job Family Group:** Institutional Sales **Job Family:** Investor Sales **Time Type:** Full time **Primary ... more
- Aristotle Capital Management (Newport Beach, CA)
- …specifically RIA, required. + Bachelor's degree from an accredited college or university, preferred. + Series 7 required: or the ability to obtain the Series ... more
- Citigroup (New York, NY)
- …additional languages preferred + Must be able to obtain the following licenses: Series 7 , 63 **Education:** + Bachelor's degree/University degree or equivalent ... more
- Citigroup (New York, NY)
- …63. **Education:** + Bachelor's/University degree, Master's degree preferred. **Job Family Group:** Institutional Sales **Job Family:** Investor Sales **Time ... more
- Tradeweb (New York, NY)
- …results driven, and have a strong client focus + Completed or ability to complete Series 7 and 63 within first 3 months of employment **Additional Information** ... more
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