- Merck & Co. (Rahway, NJ)
- …scientific research and discovery (R&D) in ophthalmology. Today, we are developing a series of options designed to help people manage and treat eye conditions, with ... Preferred Education: Advanced Degree (MBA) Required Experience and Skills: Minimum of 7 years of progressive experience across marketing, sales, market access or… more
- Citigroup (San Antonio, TX)
- …process improvement initiatives. + Required Securities Licensure (depending on role select from the following): + Series 7 license ; and + Series 63 and ... Series 65 or Series 66; and + Series 8 or Series 9 and Series 10 or Series 24 **Education:** + Bachelor's/University degree or equivalent… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Professional ( Series 99) without passing the examination.)_ * _Ability to obtain Series 7 License or other FINRA Licenses (as required)._ **Education** ... to obtain within 120 days (as required by FINRA),_ **required** _(Persons holding Series 6, 7 , 17, 37 or 38 or those who hold principal-level registrations: … more
- Charles Schwab (Spokane, WA)
- …be the opportunity for you. **What you have** **R** **equired** **qualifications** + Active and valid Series 7 license + Active and valid Series 66 ... be obtained within a 90-day condition of employment) + Active and valid Series 9/10 license required (may be obtained within a 90-day condition of employment) +… more
- City National Bank (Los Angeles, CA)
- …* Two to five years of Customer Service or Operational experience at a Broker Dealer. * Series 7 license * Series 63 and Series 65 licenses or ... Series 66 license *Skills and Knowledge* * Bachelors degree in Business, Finance, or related area or equivalent experience. * Knowledge of SEC and FINRA rules and regulations. * Knowledge of National Financial Systems. * Knowledge of Equities, Mutual… more
- Charles Schwab (Albuquerque, NM)
- …**Required Qualifications:** + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active ... Series 66 (63/65) license required + A valid and active Series 9/10 (8) license required (may be obtained within a 90 day condition of employment) + Since… more
- Huntington National Bank (Columbus, OH)
- … 52 or ability to obtain within 6 months of hire. + If you obtained a FINRA Series 7 license prior to November 7 , 2011 would satisfy the Series 52 ... requirement Preferred Qualifications: + Experience in fixed income securities + Proficient with Bloomberg TOMS and Ipreo Municipal Bookrunning systems + Ability to manage multiple priorities in a fast-paced environment; adaptive to change + Ability to create… more
- Truist (Richmond, VA)
- …Regulatory Authority (FINRA) Series 7 or ability to obtain the Series 7 license within 120 days of employment Preferred Qualifications: 1. Two year ... brokerage industry experience. **General Description of Available Benefits for Eligible Employees of Truist Financial Corporation:** All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though… more
- Charles Schwab (Fort Lauderdale, FL)
- …Schwab's Investment Consultant role. **What you have** **Required Qualifications:** + A valid and active Series 7 license is required ( license may be ... employment through Branch Network Licensing Program) + A valid and active Series 66 (63/65) license required ( license (s) may be obtained under a condition of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Licenses/Certifications:** SIE required provided that an exemption or grandfathering cannot be applied. Series 7 License , or ability to obtain within 6 ... months. We highly prefer candidates that have already obtained series 7 license . . **Education** Bachelor's, Bachelor's: Business Administration, Bachelor's:… more
- Charles Schwab (Orlando, FL)
- …designations/certifications (eg, CFP, CFA, MBA, CHFC, CPWA) highly preferred + Active & valid FINRA Series 7 license required + Active & valid FINRA ... Series 66 (63/65) license required + Active & valid Life & Health...may be obtained within 90 days of employment) + 7 + years industry experience + 2+ years Ultra- HNW… more
- Charles Schwab (Phoenix, AZ)
- …quality service and the ability to implement our strategy. Required skills include: + Active FINRA Series 7 license + Series 66 (63/65) license ... + Life & Health Insurance license ( license (s) may be obtained under a 120 day condition of employment) Preferred: + Minimum of 5 years of financial experience +… more
- Charles Schwab (San Francisco, CA)
- …be the role for you. **What you have** **Required Qualifications:** + A valid and active Series 7 license is required ( _license may be obtained under a ... through Branch Network Licensing Program_ ) + A valid and active Series 66 (63/65) license required ( _license(s) may be obtained under a condition of… more
- Broadview FCU (Albany, NY)
- …NYS Life Insurance, NYS Accident & Health Insurance, Series 6 and 63, NASD Series 7 license . + Work towards obtaining advanced financial designation. + ... of Advisory Services, and/or licensing authorities. Minimum Qualifications: + Preferred college degree with 7 or more years of related experience. Licenses required:… more
- Charles Schwab (Columbus, OH)
- …role is for you. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiring FINRA Series ... consolidation, networking, and earning client referrals. If you currently have your securities license , enjoy working in a team setting, and share our passion for… more
- Charles Schwab (Newport Beach, CA)
- …skills include: + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active Series ... 120 day condition of employment) + A valid and active Life and Health Insurance license is required (may be obtained within a 120 day condition of employment) +… more
- Charles Schwab (Soquel, CA)
- …skills include: + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active Series ... 120 day condition of employment) + A valid and active Life and Health Insurance license is required (may be obtained within a 120 day condition of employment) +… more
- Charles Schwab (Sacramento, CA)
- …and facilitation) skills: leading meetings, influencing others, and inspiring action. + A valid and active Series 7 license is required + A valid and active ... Series 66 (63/65) license required ( license (s) may be obtained under a condition of employment) **Preferred:** + Advanced industry designation from the… more
- JPMorgan Chase (Westerville, OH)
- …and foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license + If you were registered after October 1, ... Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in… more
- Charles Schwab (San Francisco, CA)
- …the opportunity for you. **What you have** **Required** **Qualifications:** + Bachelor's degree + Active FINRA Series 7 license + Active FINRA Series 66 ... license (or may be obtained within the first 120 days) + Three or more years advisory experience + Five or more years in the financial services industry working directly with clients + Ability to fluently speak in Mandarin or Cantonese **Preferred**… more
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