• USAA (Colorado Springs, CO)
    …Carrier appointments within 90 days of job entry.RETIREMENT INCOME ONLY: Required maintenance of FINRA Series 7 , 66 (or 63 and 65), 24, and 51 (or 53), and/or ... more
    JobGet (03/25/25)
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  • Client Workflow Supervision Supervisory Principal

    Citigroup (San Antonio, TX)
    …process improvement initiatives. + Required Securities Licensure (depending on role select from the following): + Series 7 license ; and + Series 63 and ... more
    Citigroup (01/04/25)
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  • Vice President, Advisor Transitions | St.

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …Professional ( Series 99) without passing the examination.)_ + _Ability to obtain Series 7 License or other FINRA Licenses (as required)._ **Education** ... more
    Raymond James Financial, Inc. (02/11/25)
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  • JP Morgan Wealth Management - Program Manager…

    JPMorgan Chase (New York, NY)
    …Securities Industry Essential (SIE) exam if registered after October 1, 2018. + Valid and active Series 7 license required or must be obtained within 60 days ... more
    JPMorgan Chase (03/13/25)
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  • Financial Analyst

    Robert Half Accountemps (Berkeley, CA)
    …processes, and capital management.We are seeking a skilled and detail-oriented Financial Coordinator with a Series 7 license to join our team. As a Financial ... more
    Robert Half Accountemps (03/26/25)
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  • Assistant Investment Officer(Floater)

    City National Bank (Los Angeles, CA)
    …* Two to five years of Customer Service or Operational experience at a Broker Dealer. * Series 7 license * Series 63 and Series 65 licenses or ... more
    City National Bank (02/22/25)
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  • VP, Active Trader Financial Consultant

    Charles Schwab (Austin, TX)
    …you have** **Required:** + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license is required + A valid and active ... more
    Charles Schwab (03/26/25)
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  • VP, Assistant Branch Manager

    Charles Schwab (Northbrook, IL)
    …**Required Qualifications:** + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active ... more
    Charles Schwab (03/20/25)
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  • Sr. Sales Manager, Advisor Path Team - (Advisor…

    Charles Schwab (Chicago, IL)
    …and lead tracking systems + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license + A valid and active Series 66 ... more
    Charles Schwab (03/12/25)
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  • Investment Consultant

    Charles Schwab (Seattle, WA)
    …Schwab's Investment Consultant role. **What you have** **Required Qualifications:** + A valid and active Series 7 license is required ( license may be ... more
    Charles Schwab (03/26/25)
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  • VP, Senior Wealth Consultant - Ultra High Net…

    Charles Schwab (Westlake, TX)
    …designations/certifications (eg, CFP, CFA, MBA, CHFC, CPWA) highly preferred + Active & valid FINRA Series 7 license required + Active & valid FINRA ... more
    Charles Schwab (03/23/25)
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  • Field Supervision Officer II

    Edward Jones (Tempe, AZ)
    …. Read More About Job Overview **Skills/Requirements** Experience You Need: + Series 7 license that is currently active and ... more
    Edward Jones (03/05/25)
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  • Succession and Acquisition Consultant

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …**Licenses/Certifications:** SIE required provided that an exemption or grandfathering cannot be applied. Series 7 License , or ability to obtain within 6 ... more
    Raymond James Financial, Inc. (02/07/25)
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  • Financial Consultant, Financial Solutions Branch

    Charles Schwab (Phoenix, AZ)
    …quality service and the ability to implement our strategy. Required skills include: + Active FINRA Series 7 license + Series 66 (63/65) license ... more
    Charles Schwab (03/26/25)
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  • Financial Consultant Partner

    Charles Schwab (Santa Barbara, CA)
    …be the role for you. **What you have** **Required Qualifications:** + A valid and active Series 7 license is required ( _license may be obtained under a ... more
    Charles Schwab (03/23/25)
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  • VP, Financial Consultant- Brookfield, WI…

    Charles Schwab (Brookfield, WI)
    …role is for you. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiringFINRA Series ... more
    Charles Schwab (03/26/25)
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  • Investment Consultant

    Charles Schwab (Oklahoma City, OK)
    …skills include: + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active Series ... more
    Charles Schwab (03/19/25)
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  • Brokerage Operations Trade Support Specialist

    Truist (Richmond, VA)
    …Authority (FINRA) Series 7 or ability to obtain the Series 7 license within 120 days of employment **Preferred Qualifications:** + Two year ... more
    Truist (02/12/25)
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  • Senior Financial Advisor

    Broadview FCU (Albany, NY)
    …NYS Life Insurance, NYS Accident & Health Insurance, Series 6 and 63, NASD Series 7 license . + Work towards obtaining advanced financial designation. + ... more
    Broadview FCU (02/07/25)
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  • JP Morgan Wealth Management - Private Client…

    JPMorgan Chase (Columbus, OH)
    …and foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license is required or may be obtained within a ... more
    JPMorgan Chase (03/06/25)
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