- Charles Schwab (Vienna, VA)
- …or CFP highly preferred Bachelor's degree highly preferred Required Qualifications Active & valid FINRA Series 7 license Active & valid FINRA Series 66 ... the best outcomes for clients. Exhibits strong culture of compliance , adherence to policy and Schwab's high standards Demonstrates...license Active & valid Life & Health insurance 7 + years financial services industry experience 2+ years Ultra-… more
- Post Holdings Inc. (Lenox, IA)
- …position. 5. Assist in production jobs as needed. 6. Be a team member. 7 . Assume personal responsibility to ensure a safe and healthy workplace for everyone. Adhere ... adversely affect food safety and quality. 9. Ensure regulatory compliance at all times. 10. Perform other duties as...to recognize similarities and differences between words and between series of numbers. Ability to print and speak simple… more
- AeroVironment (Centreville, VA)
- …or equivalent experience/combined education, with 8 years of professional experience; or 7 years of professional experience with a related master's degree + ... eg DAAG, DAAPM, CNSSI 1253, ICD-503, JSIG, and/or NIST SP 800 series + Experience with network/computer architecture and types of Defense Counterintelligence… more
- University of Colorado (Aurora, CO)
- …Family Medicine Centerfield Clinic Open Rank - Senior Instructor Series ** **Description** **University of Colorado Anschutz Medical Campus** **Department:** **School ... Medicine Family Medicine - Centerfield Clinic Open Rank - Senior Instructor Series ** **Position #: 00829204 - Requisition #35687:** **Job Summary:** **Examples of… more
- Raymond James Financial, Inc. (New York, NY)
- …education, and/or training approved by Human Resources. **Licenses/Certifications:** * Appropriate series license (s) for assigned functional area required or the ... all exam findings to branch management, exam managers and compliance leadership + Provide reporting of exam findings and...within an established timeframe. o Required to have a Series 7 , 24 or willing to obtain… more
- Edward Jones (St. Louis, MO)
- …**Qualifications Required in the Job:** + Bachelor's degree or equivalent experience required + Series 7 license required that is currently active and held ... an exciting career opportunity waiting for you in our Compliance Service Department! The Compliance Service Department's...for a minimum of one year + Series 9, 10, 24, and 66 licenses are required… more
- World Insurance Associates, LLC. (Santa Barbara, CA)
- …of Compliance and/or regulatory experience within both RIA and broker-dealer business segments., + Series 7 , 24 (or 26), 63, 65 (or 66), Series 53 (or ... Position Objective, Typical Duties and Responsibilities We're currently seeking a Compliance Specialist to support the firm's Compliance Program. You will report… more
- MetroLink (Los Angeles, CA)
- Environmental Compliance and Station Administrator Print (https://www.governmentjobs.com/careers/scrra/jobs/newprint/5157247) Apply Environmental Compliance ... + Benefits + Questions SUMMARY PURPOSE OF POSITION The Environmental Compliance and Station Administrator is responsible for ensuring that all Metrolink-owned… more
- Skookum Contract Services (Silverdale, PA)
- Environmental Compliance Technician l Location: Silverdale, Washington (Bangor) Type: Non-Exempt Work Schedule: Full-time Compensation: $3 4.96 / hr - $34.96/hr + ... benefits HMG is seeking a reliable and safety-minded Environmental Compliance Technician I . This position primarily handles hazardous waste pickups, processing,… more
- Skookum Contract Services (Silverdale, PA)
- Environmental Compliance Technician ll Location: Silverdale, Washington (Bangor) Type: Non-Exempt Work Schedule: Full-time Compensation: $ 39.60-$39.60 / hr HMG is ... seeking a detail-oriented and compliance -driven Environmental Compliance Technician II. The primary...[HAZWOPR] or similar. + First Aid/CPR Certification and OSHA series of training required . Physical Requirements: Employees must… more
- National Park Service (Luray, VA)
- …prevention measures (Permanone) on exterior of clothing and equipment. Duties for the ( Compliance ) position: This GS- 7 position performs site visits to document ... position appropriate for temporary appointment with the same qualification requirements (5 CFR 316.402[b][ 7 ]), based on series and grade, anywhere in the major… more
- First Horizon Bank (Jonesboro, AR)
- …EQUIPMENT SKILLS** + Proficient Microsoft Office suite **CERTIFICATES, LICENSES, REGISTRATIONS (Ex: CPA, Series 6 or 7 license , etc)** None required **About ... and overseeing an organization's privacy policies and procedures to ensure compliance with data privacy laws and regulations, by monitoring data collection,… more
- First Horizon Bank (Memphis, TN)
- …AND OFFICE EQUIPMENT SKILLS** 1. Microsoft Office suite **CERTIFICATES, LICENSES, REGISTRATIONS (Ex: CPA, Series 6 or 7 license , etc)** None required **About ... site at location listed in job posting **SUMMARY** The Senior Risk Compliance Officer supports First Horizon Bank's internal control framework by designing,… more
- Citigroup (San Francisco, CA)
- …verbal and written communication skills Customer service orientation. + Required: US FINRA Registration: SIE; Series 7 ; Series 63 + Series 65 (or ... the franchise. This includes heads of HR, Legal, Risk, Compliance , ICG, Mortgage, Retail Bank, Commercial Bank, and Capital...Series 66); Series 9 + Series 10 (or Series 24, Series… more
- Wells Fargo (Albuquerque, NM)
- …the business by adhering to policies, procedures and controls and ensuring compliance with applicable laws, rules, and regulations + Collect information directly ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE. Mortgage Licensing Act of 2008 and all related… more
- Sacramento County (Sacramento, CA)
- …pm on: 11/19/25, 12/17/25 (final) Positions in the Building Inspector series review construction plans, and/or inspects all residential, commercial, industrial ... buildings, and other structures in Sacramento County to determine compliance with applicable local, state and national codes. Examples of Knowledge and Abilities… more
- Citizens (Johnston, RI)
- …Education, Certifications, and/or Other Professional Credentials + Required Qualifications + FINRA Licensures: Series 7 & either Series 24 or Series ... the incumbent is responsible for control testing and monitoring, compliance and regulatory oversight, and documentation and reporting. +...63 (or demonstrate the ability to obtain the required Series 63 license within 90 days of… more
- Veterans Affairs, Veterans Health Administration (Eglin AFB, FL)
- …Assures responsibility for overall performance of their work units. Ensures compliance with local and system wide program policy manuals and directives. ... be required to complete pre-employment requirements (https://www.uscis.gov/i-9-central/form-i-9-acceptable-documents). Effective May 7 , 2025, driver's licenses or state-issued dentification cards that… more
- State of Massachusetts (Boston, MA)
- …$75,379.72 paid in bi-weekly amounts of approximately $2,899.22 Grade 18, Step 7 I. HEATING, VENTILATION, AIR CONDITIONING AND REFRIGERATION (HVAC) MECHANIC ... SERIES : * Heating, Ventilation, Air Conditioning and Refrigeration (HVAC)...and review performance through written and verbal reports for compliance with applicable laws, rules and regulations. VIII. SUPERVISION… more
- Wells Fargo (Scottsdale, AZ)
- …through work experience, training, military service, or education. + Successfully completed FINRA Series 7 Series exam to qualify for immediate registration ... (or FINRA recognized equivalents) **Desired Qualifications:** + Successfully completed FINRA Series 63 and 65 (or 66) exams to qualify for immediate registration (or… more
