- Citigroup (Fort Lauderdale, FL)
- …work experience Series 7 license; and Series 63 and Series 65 or Series 66; and Series 8 or Series 9 and Series 10 or Series 24 ... dispositions, email surveillance quality (45-50 hours) + Surveillance Policy governance ( 8 -10 hours) + Manage consistency in disciplinary escalations to policy… more
- Citigroup (San Antonio, TX)
- …Licensure: + Series 7 license; and + Series 63 and Series 65 or Series 66; and + Series 8 or Series 9 and Series 10 or Series 24, 4 ... and 53 **Responsibilities:** + Ensure timely review of work items to meet team SLAs + Build partnerships with supported Line of Business operations, Registered Reps, Sales Managers and Supervisory partners. + Execute on projects and initiatives within agreed… more
- Bank of America (Frisco, TX)
- … 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses and Series 3, 31 licenses, if warranted + ... . View the LA County Fair Chance Ordinance (https://dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final- 8 .30.2024.pdf) . Bank of America aims to create… more
- Bank of America (Davenport, IA)
- … 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses + Series 3, 31 licenses, if warranted + Minimum ... . View the LA County Fair Chance Ordinance (https://dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final- 8 .30.2024.pdf) . Bank of America aims to create… more
- Bank of America (Miamisburg, OH)
- … 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses and Series 3, 31 licenses, if warranted + ... . View the LA County Fair Chance Ordinance (https://dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final- 8 .30.2024.pdf) . Bank of America aims to create… more
- Bank of America (Florham Park, NJ)
- … 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses and Series 3, 31 licenses, if warranted + ... . View the LA County Fair Chance Ordinance (https://dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final- 8 .30.2024.pdf) . Bank of America aims to create… more
- Bank of America (Northbrook, IL)
- … 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses + Series 3, 31 licenses, if warranted + Minimum ... . View the LA County Fair Chance Ordinance (https://dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final- 8 .30.2024.pdf) . Bank of America aims to create… more
- Bank of America (Los Angeles, CA)
- … 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses + Series 3, 31 licenses, if warranted + Minimum ... . View the LA County Fair Chance Ordinance (https://dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final- 8 .30.2024.pdf) . Bank of America aims to create… more
- Bank of America (San Jose, CA)
- … 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses,and Series 3 or 31 license (If warranted). . ... . View the LA County Fair Chance Ordinance (https://dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final- 8 .30.2024.pdf) . Bank of America aims to create… more
- Bank of America (Memphis, TN)
- … 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses,and Series 3 or 31 license (If warranted). + ... . View the LA County Fair Chance Ordinance (https://dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final- 8 .30.2024.pdf) . Bank of America aims to create… more
- Bank of America (Atlanta, GA)
- … 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses + Series 3, 31 licenses, if warranted + Minimum ... . View the LA County Fair Chance Ordinance (https://dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final- 8 .30.2024.pdf) . Bank of America aims to create… more
- Bank of America (Chicago, IL)
- … Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) equivalent licenses + Minimum 5+ years professional experience required + Current ... . View the LA County Fair Chance Ordinance (https://dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final- 8 .30.2024.pdf) . Bank of America aims to create… more
- Charles Schwab (Atlanta, GA)
- …A valid and active Series 66 (63/65) license required + A valid and active Series 9/10 ( 8 ) license required (may be obtained within a 90 day condition of ... for you. **What you have** **Required Qualifications:** + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required +… more
- Bank of America (Jacksonville, FL)
- …centers ability to handle and resolve complaints. **Required Qualifications** : Prefer candidates holding FINRA Series 7, 8 or 9/10, 63/65 or 66 (in lieu of the ... 8 or 9/10 we could consider candidates holding all of...24 and 53) Would consider candidates with only the Series 7 and 63/65 or 66; however candidate must be… more
- MicroVention, Inc. (Aliso Viejo, CA)
- …electro-mechanical medical device and associated test requirements (eg, IEC 60601 standards series ). 8 . Proficient computer skills, including MS Word, Excel, ... active implantable devices and knowledge of associated requirements (eg, ISO 14708). 8 . Experience developing and testing mobile applications for medical devices. 9.… more
- Morgan Stanley (Portland, OR)
- …product area or management experience * Bachelor's Degree required *Licenses and Registrations:* * Active Series 7, 8 (or 9 and 10), 66 (or 63 and 65) and ... 3 registrations ( Series 31 acceptable if Branch conducts managed futures business only) * Other licenses as required for role or by management *Skills:* * Effective… more
- Morgan Stanley (Portsmouth, NH)
- …demonstrated success managing a substantial branch office or equivalent. *L**icenses and Registrations* . Active Series 7, 8 (or 9 and 10), 66 (or 63 and 65) and ... 3 registrations ( Series 31 acceptable if branch conducts managed futures business_o__nly_) . Other licenses as required for role or by management *S**k**ill**s* .… more
- Morgan Stanley (New York, NY)
- …product area or management experience * Bachelor's Degree required *Licenses and Registrations:* * Active Series 7, 8 (or 9 and 10), 66 (or 63 and 65) and ... 3 registrations ( Series 31 acceptable if Branch conducts managed futures business only) * Other licenses as required for role or by management *Skills:* * Effective… more
- Morgan Stanley (Fargo, ND)
- …record) or comparable branch management or product area experience *L**icenses and Registrations* . Active Series 7, 8 (or 9 and 10), 66 (or 63 and 65) and ... 3 registrations ( Series 31 acceptable if branch conducts managed futures business only) . Other licenses as required for role or by management *S**k**ill**s* .… more
- Morgan Stanley (Peachtree City, GA)
- …record), or equivalent branch management or industry experience. *Li**ce**n**ses and Registrations* . Active Series 7, 8 (or 9 and 10), 66 (or 63 and 65) ... and 3 registrations ( Series 31 acceptable if branch conducts managed futures business_only_) . Other licenses as required for role or by management * * *Skill**s* .… more
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