- City of Missoula, MT (Missoula, MT)
- Utility and Transportation Engineer Series Print (https://www.governmentjobs.com/careers/missoulacity/jobs/newprint/4717886) Apply Utility and Transportation ... Engineer Series Salary Depends on Qualifications Location Missoula, Montana Job...Under the mentorship of experienced professionals, you will ensure compliance with City, State, and Federal standards while collaborating… more
- PNC (Cleveland, OH)
- …valued and have an opportunity to contribute to the company's success. As a Compliance Program Group Manager, you will be within PNC's first line of defense Risk, ... & Strategy (RCES) organization, and serve as the Chief Compliance Officer for PNC Investments LLC ('PNCI") - a...is required to support critical projects and regulatory examinations. Series 7 and 24 (or equivalent) required. JD preferred.… more
- State of Colorado (Gilpin County, CO)
- COMPLIANCE INVESTIGATOR I - (Gilpin County) Division of Gaming Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/4801773) Apply COMPLIANCE ... investigations into unlicensed and criminal activities within casinos. + Conducting compliance inspections. + Providing educational services to licensees and the… more
- Veterans Affairs, Veterans Health Administration (Montgomery, AL)
- Summary The incumbent will serve as The Integrity and Compliance Officer in the Office of the Director. The purpose of the position is to provide leadership, ... strategic direction, and oversight of the compliance activities for the healthcare system and to ensure...related duties as assigned. Work Schedule: Monday - Friday 8 :00AM - 4:30PM. Work schedule subject to change based… more
- State of Colorado (Denver, CO)
- RN Health Compliance Inspector, Acute Care Section HFEMS - FAA01716 Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/4802210) Apply RN Health ... Compliance Inspector, Acute Care Section HFEMS - FAA01716 Salary...(2) weeks after a second dose in a two-dose series of the COVID-19 vaccine, such as the Pfizer… more
- BMO Financial Group (New York, NY)
- …Rule 15c3-5), desired. + Series 7, 57, 63, 24 preferred. Recognized compliance certificate or equivalent preferred. + Typically 8 + years of relevant ... The US Capital Markets Compliance Team is seeking an Equities Compliance Director with primary accountability for the Firm's Cash Equities & Electronic Trading… more
- Ford Motor Company (Dearborn, MI)
- …establishing policies, strategies and providing independent oversight to ensure vehicle compliance , enhance real world safety and protect the corporate reputation. ... Engineer to assess and validate designs for safety and compliance and will work closely with program management, hardware,...You'll have + Bachelor's Degree in Engineering + Minimum 8 years of experience Even better, you may have… more
- Citizens (Tarrytown, NY)
- …position within Citizens Private Wealth reporting to our Wealth Management Chief Compliance Officer. This newly created role is responsible for creating and ... executing a strategic plan to address evolving compliance and regulatory requirements related to brokerage, investment advisory...in Business, Finance or equivalent Desired Qualifications: + FINRA Series 7, 24 + JD preferred + Certified Regulatory… more
- Vanguard (Malvern, PA)
- …require regulatory license and/or registration (eg FINRA, state). These will be determined by Compliance based on role-specific duties. ( Series 7, 24 or 65, 66). ... In support of our innovative and highly regulated business lines, Vanguard's Compliance Department encounters a wide range of complex and compelling issues while… more
- State of Colorado (Denver, CO)
- RN Health Compliance Inspector, IDD Community Services HFEMS - FAA02312 Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/4793197) Apply RN ... Health Compliance Inspector, IDD Community Services HFEMS - FAA02312 Salary...(2) weeks after a second dose in a two-dose series of the COVID-19 vaccine, such as the Pfizer… more
- PNC (New York, NY)
- …organization, you will be based in New York, NY. Finra licensed required: SIE, Series 7 and 63. Required within 120 days of hire. Preferences: Extensive background ... developing select client relationships. Provides superior client experience. Ensures compliance with risk and regulatory requirements. May assist Senior Leadership… more
- Ventura County (Ventura, CA)
- …functional areas of responsibility include, but are not limited to, compliance review, budgeting, grant accounting, cost accounting and financial analysis/reporting ... clerical staff. DISTINGUISHING CHARACTERISTICS: Each successive level in the Accountant series is distinguished by scope of independence and responsibility. The… more
- Raymond James Financial, Inc. (Columbus, GA)
- …Authority (FINRA), Series 7_GS - Gen Sec Rep - Financial Industry Regulatory Authority (FINRA), Series 8 or Series 9/10 or Series 12_BM - Branch ... branch office. Directs day to day operational functions, ensuring compliance with firm and regulatory policies and procedures. Uses...that an exemption or grandfathering cannot be applied. + Series 7, 9 & 10 required. + Series… more
- Raymond James Financial, Inc. (Kalamazoo, MI)
- …Authority (FINRA), Series 7_TR - Sec Trader - Financial Industry Regulatory Authority (FINRA), Series 8 or Series 9/10_SU - Gen Sec Sales Supervisor - ... maintaining a commitment to excellent service. * Responsible for compliance oversight and ensuring adherence to firm and regulatory...that an exemption or grandfathering cannot be applied. * Series 7 and 9 & 10 (or 8… more
- Bank of America (Los Angeles, CA)
- …AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses + Series 3, 31 licenses, if ... Description:** This job is responsible for a wide variety of delegated compliance , administrative, and business functions to support the Merrill Wealth Management… more
- Bank of America (Grand Rapids, MI)
- …AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses + Series 3, 31 licenses, if ... Description:** This job is responsible for a wide variety of delegated compliance , administrative, and business functions to support the Merrill Wealth Management… more
- Bank of America (Pasadena, CA)
- …AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses and Series 3, 31 licenses, if ... transactions and operations to drive risk management best practices and ensure compliance with policies and procedures, while preparing to effectively manage any… more
- Bank of America (Philadelphia, PA)
- …AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses and Series 3, 31 licenses, if ... transactions and operations to drive risk management best practices and ensure compliance with policies and procedures, while preparing to effectively manage any… more
- Bank of America (Northbrook, IL)
- …AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses + Series 3, 31 licenses, if ... Description:** This job is responsible for a wide variety of delegated compliance , administrative, and business functions to support the Merrill Wealth Management… more
- Bank of America (Miami, FL)
- …AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses + Series 3, 31 licenses, if ... Description:** This job is responsible for a wide variety of delegated compliance , administrative, and business functions to support the Merrill Wealth Management… more