- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Background** This position reports into the Vice -President of Change Management Department and will work with other ... improvement projects + 7 years of experience in financial services ; 5 years of regulatory reporting experience...finance, or a related field + Experience in Banking, Regulatory Reporting and Risk Management projects +… more
- JPMorgan Chase (Jersey City, NJ)
- … President within the Practices Audit team, you will support Internal Audit's Regulatory Engagement and Exam Management Team, including assisting in driving ... + Develop and prepare internal reporting/metrics and ongoing analyses of all global regulatory activities for Senior Management , as applicable + Market available… more
- SMBC (Jersey City, NJ)
- …and monitoring and evaluating work. This position works closely with Director of Regulatory Reporting Change Management Department to ensure proper review of all ... and this position reports into the Director of Change Management Department. You will work with other teams within...design, and operational improvement projects. + 5+ years of regulatory reporting experience at a financial services … more
- JPMorgan Chase (New York, NY)
- … regulatory insight. As a Wealth Management Financial Products and Regulatory Attorney - Vice President, Assistant General Counsel within our Wealth ... team, you will provide critical analysis and discussion of wealth management -specific regulatory issues, ongoing support of investment products distribution… more
- TD Bank (New York, NY)
- …updates and contribute to internal reporting and tracking related to examinations and regulatory findings. + Execute issues management process for tracking ... leadership and communication (oral and written) skills. + Client service skills - the candidate must demonstrate the judgment...detail, solid judgment, and the ability to evaluate complex regulatory business issues. + Project management skills… more
- Morgan Stanley (Purchase, NY)
- Morgan Stanley Wealth Management is seeking a dynamic and organized Vice President to join our Regulatory Change Management Program (RCMP) team. The goal ... similar role within the financial services industry. * Knowledge of wealth management and regulatory environments. * Proven track record of managing complex… more
- TD Bank (New York, NY)
- …you more specific details for this role **Job Description:** **Job Overview:** Regulatory and Supervisory Management proactively supports TD Securities' Global ... and escalating exceptions in accordance with TD Securities policies and procedures. Regulatory and Supervisory Management (RSM) drives a strong culture of… more
- LifePoint Health (Brentwood, TN)
- * Vice President, Senior Regulatory and Enterprise Risk Counsel* *Who we are:* At Lifepoint Health, we provide quality healthcare to rural communities. As a ... employees find purpose and fulfillment. *What you'll do:* As a* Vice President, Senior Regulatory and Enterprise Risk...Management team working to identify and remediate critical regulatory and other risks for the organization. * Responsible… more
- Morgan Stanley (New York, NY)
- …Association (MSPBNA) and Morgan Stanley Bank, NA (MSBNA) (together, the Banks) - provide cash management and lending products and services in support of WM & ISG ... Exam Support:* * Provide support & guidance to management to prepare them for regulatory examinations...*Experience:* * 10 years of professional experience in financial services with focus on audit or regulatory … more
- JPMorgan Chase (Columbus, OH)
- …reporting function handles the oversight of the financial statements and management reporting, ensuring a sound control environment; understands and applies the ... accounting treatments and ensures compliance with appropriate corporate and regulatory requirements; coordinates the preparation of quarterly regulatory … more
- JPMorgan Chase (Columbus, OH)
- …of financial service experience in controls, audit, quality assurance, risk management , or compliance + Proficient knowledge of control and risk management ... growth and skill development in a market-leading company. As a Control Manager Vice President within our risk assessment team, you will lead the development and… more
- SMBC (Jersey City, NJ)
- … Services + 4+ years of experience within Banking or Financial Services Regulatory Compliance, Governance, Legal, or related department, preferably with a ... history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer...Description** The Regulatory Officer works with the Regulatory Change Management Team as a Subject… more
- MUFG (New York, NY)
- … management and strong project management skills supporting exams and regulatory projects for the financial services industry. + Proficient in organizing ... process and submit all requested MIS to regulators. + Support end-to-end regulatory exam management , including meeting scheduling, organization of document… more
- Citigroup (Washington, DC)
- …potential solutions and drive effective resolution within permissible statutory and regulatory frameworks. + Interacting with Management to raise awareness ... experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a… more
- SMBC (Jersey City, NJ)
- …a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. The Group ... in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client… more
- MUFG (Tempe, AZ)
- … services industry experience with related work experience in liquidity regulatory reporting; three plus years of management /supervisory experience. *In depth ... recruitment team will provide more details. **Job Summary:** The Liquidity Regulatory Reporting Manager is responsible for the end-to-end production and submission… more
- Citigroup (New York, NY)
- …and communications. **About the Role** The Finance Regulatory Engagement, Management of Information and Communications Vice President is a strategic ... necessary forums and frameworks to establish and govern processes for Finance Regulatory Engagement & Oversight, including exam management , regulatory … more
- Raymond James Financial, Inc. (Memphis, TN)
- …group management to identify and implement solutions. + Monitors regulatory compliance with internal and external groups including auditors, FINRA, IRS, SEC ... Lead others in providing a high level of customer service + Establish and maintain effective working relationships at...related field and eight (8) years experience in financial services , including five (5) years in a management… more
- Marrakech, Inc. (West Haven, CT)
- … Vice President of Residential Services The responsibility of the Vice President is to oversee all service provisions for individuals enrolled in ... Vice President of Residential Services West...contracts, billing, and attendance records, and they will ensure regulatory and certification requirements ESSENTIAL DUTIES AND RESPONSIBILITIES include… more
- HCA Healthcare (Asheville, NC)
- …of care in 21 states and the United Kingdom. We are looking for a Vice President Emergency Services for our Mission Hospital team where excellence creates ... to be an influencer in healthcare? **Apply for our Vice President Emergency Services role today!** **Job...Collaborates with administrative team and physicians to enhance existing services or develop new service offerings. +… more