- S&P Global (New York, NY)
- …the ability to manage complex relationships. Expertise in Regulatory Trade and Transaction Reporting (EMIR, Mifid, SFTR, SEC , CFTC, Canada) is a plus. Expertise ... sales business development and account management for our Regulatory trade and transaction Reporting global service. This position will be in New York with a focus… more
- L3Harris (Salt Lake City, UT)
- Job Title: Senior Specialist , Financial Planning & Analysis Job ID: 19011 Job Location: Salt Lake City, UT Job Schedule: 9/80, On-Site Job Description: L3Harris ... Sector (BCS) has an opening for a Balance Sheet Financial Planning & Analysis Sr. Specialist in...UT. In this position, you will assist with the financial performance, analysis and reporting of key… more
- Comerica (Farmington Hills, MI)
- …products to be utilized by the * Financial Reporting group in reporting to the bank regulatory agencies, SEC , and other users (eg, Call/FR Y-9 Reports ... Specialist The Global Capital Markets (GCM) Accounting Specialist role will assist with accounting and reporting...projects and initiatives as requested by management for Accounting, Financial Reporting , Treasury and other GCM groups,… more
- PNC (Pittsburgh, PA)
- …not limited to: * Support the group's scope of responsibilities including regulatory reporting , SEC reporting , corporate accounting, and funding and treasury ... of a business function or business unit. + Provides specialized accounting, financial reporting , accounting research and control oversight for the company.… more
- Wells Fargo (Charlotte, NC)
- …business/regional reporting , Treasury support activities, SEC and regulatory reporting , and internal control frameworks for financial reporting . **In ... understand direction and escalate issues, where necessary + Exposure to bank financial reporting requirements, such as familiarity with CCAR related processes… more
- US Bank (Charlotte, NC)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... you excel at-all from Day One. **Job Description** The Investment Compliance Specialist will provide investment compliance risk oversight and credible challenge from… more
- Bank of America (Northbrook, IL)
- Wealth Management Specialist - NPD Northbrook, Illinois **Job Description:** Merrill Wealth Management is a leading provider of comprehensive wealth management and ... legacy, and other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the… more
- CIBC (New York, NY)
- …Reserve's Bank Holding Company Act/Regulation Y; FDIC Annual Independent Audit and Reporting Requirements; SEC Net Capital Requirements for Brokers or Dealers; ... Head of US Compliance Examination Program, the Compliance Examination Specialist is accountable for execution of the US Compliance...FINRA 4100 Financial Condition; FFIEC Call Reporting Federal and… more
- Wells Fargo (Bloomington, IL)
- **About this role:** Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Client Relationship Group within Wealth and Investment Management. ... regulatory, compliance and legal requirements. The Senior Supervisory Control Specialist understands the complexity, partnership needs and customer service… more
- Bio-Techne (Minneapolis, MN)
- …and prevent disease worldwide.** Pay Range: $78,100.00 - $128,500.00 The Specialist , ESG Data Analytics will lead the administration, configuration, management, and ... and functions to support strategic planning, goals tracking and internal/external reporting . _Responsibilities_ **Serve as lead systems admin of Bio-Techne's carbon… more
- UIC Government Services and the Bowhead Family of Companies (Charleston, SC)
- **Overview** SENIOR CONFIGURATION MANAGEMENT SPECIALIST (BSAD) Bowhead seeks a Sr. Configuration Managment Specialist to support our upcoming contract located in ... guidance. + Proficient with utilizing Git and DevOps tools for automation, reporting , and CM (Ansible, Chef, Puppet, or Similar). + Demonstrated experience… more
- PPL Corporation (Providence, RI)
- …controls over financial reporting . 5. Provides consultation on complex SEC financial reporting matters. 6. Provides functional advice or training ... of Microsoft Office applications; use of excel/word is required. ** Specialist Level** : + Bachelor's Degree in business discipline... reporting . 5. Provides consultation on complex SEC financial reporting matters. 6.… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …appetite, achieves results by consistently identifying, assessing, managing, monitoring, and reporting risks of all types. ESSENTIAL DUTIES AND RESPONSIBILITIES: + ... Bonds, Municipal Bonds, Brokerage CD's and Options preferred. + Knowledge of FINRA, SEC , MSRB and State Securities rules and regulations. + Familiarity with National… more
- Edward Jones (St. Louis, MO)
- …and regulations including, but not limited to BSA, USA Patriot Act, FINRA, SEC , OFAC, OFSI to support a strong anti- financial crime program (AML, ... reporting requirements and procedures, education and awareness of financial crimes + Expected to conduct comprehensive analysis of escalations or… more
- Huntington National Bank (Columbus, OH)
- …and annual reporting required by the FDIC Call Report and SEC Regulation S-X requirements. Responsible for maintenance of relationship indicators in the Bank's ... policies and operating procedures, assistance with Board and Management level reporting , performing Regulation O reporting and recordkeeping requirements and… more
- Robert Half Finance & Accounting (San Mateo County, CA)
- …via LinkedIn or email for immediate consideration and additional info. An SEC -registered investment adviser, overseeing more than $2 billion in capital across five ... innovative venture capital funds and their SPVs. Reporting directly to the CFO and VP of Finance,...play an essential role in managing the firm's valuations, financial operations, and investor communications. Responsibilities: + Lead valuations… more
- Robert Half Finance & Accounting (Glendora, CA)
- …with annual audited financial statements is required * Familiarity with annual financial reporting is necessary * Skills in consolidated financial ... , you will be responsible for reviewing and analyzing financial reports, budgets, and SEC filings, responding... SEC regulations is crucial * Familiarity with SEC reporting is a plus. Robert Half… more
- Raymond James Financial, Inc. (Bethesda, MD)
- …Rep - Financial Industry Regulatory Authority (FINRA), Series 7_GS - Gen Sec Rep - Financial Industry Regulatory Authority (FINRA) **Travel** Less than 25% ... **Job Description** Responsibilities: Define, deliver, and adapt specialized financial products that meet customer needs by selecting the best possible approaches… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Rep - Financial Industry Regulatory Authority (FINRA), Series 7_GS - Gen Sec Rep - Financial Industry Regulatory Authority (FINRA) **Travel** Less than 25% ... areas requiring further information or explanation. Define, deliver, and adapt specialized financial products that meet customer needs by selecting the best possible… more
- ManpowerGroup (Racine, WI)
- …manufacturing company experience preferred + Extensive knowledge of the financial reporting process, US GAAP technical accounting, SEC compliance, and ... implementation of new accounting and disclosure standards. + Ensuring adherence to financial accounting and reporting standards within the company. + Offering… more
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