- Capital One (Plano, TX)
- …related audit projects that provide input to the annual audit plan. The Senior Auditor will be responsible for maintaining all organizational and professional ... Plano 3 (31063), United States of America, Plano, Texas DART Experienced Sr . Auditor , FCC/ Corporate Compliance (Hybrid) **Capital One's Audit function is a… more
- Bank of America (Charlotte, NC)
- Senior Audit Manager - BSA/ AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut; Plano, Texas; Boston, Massachusetts; Wilmington, ... Description:** This job is responsible for auditing Financial Crimes and Anti-Money Laundering ( AML ) Risk within Lines of Business (LOBs) ranging in scale and scope.… more
- Bank of America (Dallas, TX)
- IT Audit Senior Audit Manager - AML /Economic Sanctions/Fraud New York, New York;Dallas, Texas; Charlotte, North Carolina **Job Description:** At Bank of America, ... As a member of the Corporate Audit - Global Technology Audit Team, the Senior Audit Manager will oversee and manage assigned areas of technology audit work,… more
- Bank of America (Newark, DE)
- Senior Audit Manager - (BSA/ AML including Sanctions) Charlotte, North Carolina;Newark, Delaware; East Hartford, Connecticut; Boston, Massachusetts; Wilmington, ... + Workforce Diversity Management **Responsibilities** + Subject matter expertise of BSA/ AML and Fraud related risks and a solid business understanding of… more
- Bank of America (Boston, MA)
- Quality Assurance Manager - AML /GFC Charlotte, North Carolina;New York, New York; Stamford, Connecticut; Atlanta, Georgia; Dallas, Texas; Boston, Massachusetts; ... overseeing assigned areas of audit work acting as an Auditor -in-Charge (AIC), and executing on the audit strategy for...are not limited to: + Subject matter expertise of BSA/ AML and Fraud related risks with a focus on… more
- Federal Reserve Bank (New York, NY)
- …services industry; auditor ; or bank examiner. + Demonstrated knowledge of BSA/ AML and sanctions compliance risk management programs and controls in relation to ... to other examination, analytical, and policy work in collaboration with senior supervisors and FRS management, legal staff, and policymakers across agencies.… more
- Capital One (Mclean, VA)
- Center 1 (19052), United States of America, McLean, Virginia Senior Auditor , Financial Crimes Compliance (Hybrid) Capital One's Audit function is a dedicated ... growth and professional opportunity. Capital One is seeking an energetic, self-motivated Senior Auditor interested in becoming part of our Financial Crimes… more
- Charles Schwab (Lone Tree, CO)
- …and internal controls. The Broker-Dealer/Asset Management enterprise team is seeking a Senior Auditor ( Senior Specialist). The Broker-Dealer/Asset Management ... Manager in the Broker-Dealer/Asset Management enterprise team, the Senior Auditor will have responsibility for assisting...on industry and regulatory issues and standard methodologies for AML ; imparts this knowledge to the team and the… more
- Bank of America (Wilmington, DE)
- Senior Auditor - Economic Sanctions Wilmington, Delaware;Stamford, Connecticut; East Hartford, Connecticut; Charlotte, North Carolina; Dallas, Texas; Providence, ... for business impact and recommending severity ratings under the supervision of senior team members. **Responsibilities:** + Executes audit strategy for the sound… more
- Umpqua Bank (Liberty Lake, WA)
- Senior Auditor III Audit and Loan Review Hillsboro, Oregon Greenwood Village, Colorado Tacoma, Washington Liberty Lake, Washington Irvine, California ... FDIC, FRB, CFPB, FINRA, etc. + Audit/risk management experience within Treasury, BSA/ AML , or Commercial Lending highly desired. + Strong project management skills… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …sales assistants) and acts as a liaison between department associates and Legal, AML , and Compliance departments. * Identifies and directs the review of complex ... a point of contact for internal/external audits and provides demonstrations to auditor and visiting branch/home office staff. * Performs other duties, special… more
- Capital One (Plano, TX)
- Plano 3 (31063), United States of America, Plano, Texas DART Senior Audit Manager. FCC/Compliance Audit (Hybrid) **Capital One's Audit function is a dedicated group ... and professional opportunity.** **Capital One is seeking an energetic, self-motivated Audit Sr . Manager interested in becoming part of our Dynamic Audit Resourcing… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Independent Testing Specialist in Financial Crimes Independent Testing & Validation (IT&V) group within the ... risk management testing function for financial crimes risk disciplines including BSA/ AML , Sanctions, OFAC, and Anti-Bribery and Corruption (ABC). The TRACE team… more
- Capital One (Mclean, VA)
- …testing strategy to ensure the quality of Consumer and Commercial Compliance risks, AML , Sanctions and Fraud risk management is effective across all lines of ... ensure the team maintains a comprehensive understanding of the AML , Sanctions, Fraud and broader Compliance risk profile of...innovation, and technology will only make you a better auditor . This will require leveraging the power of data… more
- City National Bank (Los Angeles, CA)
- …THE OPPORTUNITY?** The Audit Manager I position is a leadership role as an auditor -in-charge to guide a team of auditors to assess risks, develop detail audit ... of testing performed, and effectively communicate audit results to the Audit Senior Manager/Director and senior management in meetings, presentations, and/or… more
- City National Bank (Los Angeles, CA)
- …THE OPPORTUNITY?** The Audit Manager II position is a leadership role as an auditor -in-charge to guide a team of auditors to assess risks, develop detail audit ... of testing performed, and effectively communicate audit results to the Audit Senior Manager/Director and senior management in meetings, presentations, and/or… more
- Bank of America (Dallas, TX)
- …is responsible for overseeing assigned areas of audit work acting as an Auditor -in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs). ... skills and possesses product, business and technical expertise to execute assigned AML QA reviews. + Independently executes assigned QA review and demonstrates sound… more