- Capital One (Mclean, VA)
- Center 2 (19050), United States of America, McLean, Virginia Compliance Advisor Manager The Compliance Advisor Manager performs a compliance support ... covering Fair Lending, Sales Practices, UDAAP, and Complaints. The Compliance Advisor Manager works under the direction...+ Produce results within a team and support more senior and junior advisors. + Actively participate on complex… more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager ... TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will...New York City (Hybrid On-Site): $172,900 - $197,300 for Compliance Advisor Sr . Manager Candidates… more
- LA Care Health Plan (Los Angeles, CA)
- Compliance Advisor II Job Category: Administrative, HR, Business Professionals Department: Compliance Location: Los Angeles, CA, US, 90017 Position Type: ... net required to achieve that purpose. Job Summary The Compliance Advisor II ensures LA Care business...to state/federal sanctions and fines- communicate required action to senior management/Board of Governor (BoG), Plan Partner staff. 2.… more
- Capital One (Mclean, VA)
- …regulations. While working within the Compliance Management Program framework, the Compliance Advisor Senior Manager is responsible for delivering ... within the Compliance Management Program framework, the Compliance Advisor Senior Manager is...New York City (Hybrid On-Site): $172,900 - $197,300 for Compliance Advisor Sr . Manager Candidates… more
- Capital One (Mclean, VA)
- Center 2 (19050), United States of America, McLean, Virginia Compliance Advisor Senior Manager - US Card The Compliance Advisor Senior Manager ... within the Compliance Management Program framework, the Compliance Advisor Senior Manager is...regularly worked. Illinois (Hybrid On-Site): $161,200 - $184,000 for Compliance Advisor Sr . Manager Candidates… more
- M&T Bank (Clanton, AL)
- **Overview:** The Compliance Advisor in the Compliance Risk Management ("CRM") organization will take on a key leadership role in identifying, assessing, and ... Diligence, suspicious activity, OFAC and regulatory reporting. **Scope of Responsibilities:** The Compliance Advisor works under general supervision of the … more
- Vanguard (Scottsdale, AZ)
- The Senior Compliance Advisor supports the development, implementation, and maintenance of compliance processes, as well as compliance monitoring ... compliance team. This role serves as a trusted advisor to the business, provides guidance and oversight of...organization, and everyone shares accountability for our progress-from our senior leaders who lay the foundation and set the… more
- Capital One (Mclean, VA)
- Center 2 (19050), United States of America, McLean, Virginia Compliance Advisor Senior Manager - Capital One Software Ever since our first credit card ... forward. We are seeking top tier talent to join Compliance to support Capital One Software. You will be...advisor to ensure business activities are performed in compliance with laws and regulations. While working within the… more
- Wright-Patt Credit Union Inc. (Beavercreek, OH)
- The Lending Compliance Advisor is responsible for supporting WPCU's Compliance program's daily activities to promote compliance with appropriate laws and ... weaknesses in business unit processes. Provide support to the Senior Manager, Lending Compliance in scheduling and...and employees as needed. (5%) Required Skills The Lending Compliance Advisor has comprehensive knowledge of … more
- Capital One (Mclean, VA)
- Center 2 (19050), United States of America, McLean, Virginia Privacy Compliance Advisor , Manager (Enterprise Services) Capital One's technology transformation ... opportunity to usher in leading edge, innovative approaches to compliance risk management in close partnership with our business...an Advisory Manager who will serve as a dedicated advisor to support the Enterprise Services line of business… more
- Edward Jones (St. Louis, MO)
- …trading and operational functions. This department seeks a qualified individual to serve as a Senior HQ Compliance Advisor , located in the St. Louis office, ... talk. **Job Overview** **Position Schedule:** Full-Time Capital Markets and Operations Compliance is responsible for providing regulatory and compliance guidance… more
- CIBC (Chicago, IL)
- …To learn more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Compliance Advisor will be instrumental in supporting the execution ... Reinvestment Act (CRA) and Fair Lending expertise. This role involves monitoring compliance with key Fair and Responsible Banking regulations including CRA, Fair… more
- M&T Bank (Clanton, AL)
- … compliance officers to confirm validity of issues; make recommendations to Senior Compliance Testing Manager regarding the appropriate tier rating of ... **Overview:** The Compliance Testing Advisor is responsible for...timeframes, and/or provide early escalation of anticipated delays to senior management. + Draft and communicate substantive testing findings… more
- Vanguard (Malvern, PA)
- Responsibilities: + Serves as an experienced advisor to the business, and interfaces regularly with business unit stakeholders and internal risk and compliance ... inquiries, and investigations within the business. Provides guidance to mitigate compliance risks and control gaps. + Oversees the design, implementation, execution,… more
- CIBC (New York, NY)
- …CIBC become a strong, innovative and relationship-oriented bank for a modern world. The Senior Compliance Officer will support CIBC Bank USA and CIBC Inc. ... that the Bank adheres to all applicable laws, regulations, and internal policies. The Senior Compliance Officer reports to the Deputy Chief Compliance … more
- PNC (Pittsburgh, PA)
- …prevent illegal, unethical, or improper business practices. + Serves as a trusted advisor to business leadership on compliance matters. Provides resolutions to ... policies and procedures to ensure alignment. + Communicates and socializes compliance program objectives to senior business partners. Independently challenges… more
- UNC Health Care (Rocky Mount, NC)
- …will make a lasting impact on our community's health and wellbeing. Summary: The Senior Human Resources Advisor serves as the primary interface between Human ... as an agent for the Hospital relative to employment law and HR compliance . The Advisor provides support across the full spectrum of HR issues, providing feedback… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … compliance monitoring in accordance with the program requirements. * Informs Senior Compliance Management about issues that may involve rule violations or ... certification in securities and/or banking industry to support the firm's compliance monitoring program. Delivers comprehensive Compliance monitoring and testing… more
- Capital One (New Orleans, LA)
- …of experience testing or compliance monitoring + 3+ years of experience as a compliance advisor in a compliance department + Proficient in Google Suite ... Charles (37701), United States of America, New Orleans, Louisiana Sr . Associate, Compliance Tester II Capital One...make Capital One a great company. Job Description: The Compliance Tester II ( Senior Associate) performs a… more
- Capital One (Richmond, VA)
- …Card Fraud & Merchant Disputes_** **Level:** Sr Manager **Job Description:** The Compliance Advisor Senior Manager performs a key risk management role ... While working within the Compliance Management Program framework, the Compliance Advisor Senior Manager is responsible for delivering quality results,… more
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