- City National Bank (Los Angeles, CA)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Senior Consumer Compliance Officer is responsible for managing and maintaining assigned ... more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* WHAT IS THE OPPORTUNITY? The Senior Compliance Officer will act in a compliance ... more
- JPMorgan Chase (Newark, DE)
- …in the world of compliance ? At JPMorgan Chase, we are seeking a dynamic Compliance Senior Officer to join our team. This role offers the opportunity ... more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... more
- T. Rowe Price (Baltimore, MD)
- …professional to join our North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses, specifically ... more
- Banco Popular Puerto Rico (San Juan, PR)
- …Apr 18, 2025 Location: San Juan, PR Company: Popular Workplace Type: Hybrid Senior Compliance Officer General Description This position requires providing ... more
- Gulfstream (Savannah, GA)
- …[[cusuniqSkills]] Education and Experience Requirements Bachelor's Degree in business, compliance , supply chain, engineering or related field required or equivalent ... more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for ... more
- Honeywell (Washington, DC)
- As a Senior Export Compliance Officer ...questions, or complaints. You will report directly to our Sr Export Compliance Manager, and you'll work ... more
- Texas Health Resources (Arlington, TX)
- …laws and regulations. Reporting directly to the Senior Vice President and Chief Compliance Officer , the Senior Director, Privacy Officer will ... more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) focused on the **Prime Brokerage ... more
- Citigroup (Irving, TX)
- …(including the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management, the Compensation, Performance Management and ... more
- Zurich NA (Schaumburg, IL)
- …or more years of leadership experience Preferred Qualifications: + Experience as a Chief Compliance Officer , Vice President, or Senior Leader within a global ... more
- TD Bank (New York, NY)
- …along with the ability to handle multiple assignments at the same time. The Senior Compliance Office provides advice, guidance and support to business units in ... more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... more
- US Bank (Milwaukee, WI)
- …Regulatory Support Services (RSS) will support Global Fund Services (GFS)' Deputy Chief Compliance Officer and focus on various aspects of GFS' compliance ... more
- Bloomberg (New York, NY)
- …research intended for publication. - A track record of working with and advising senior business people on compliance matters. - Experience of identifying and ... more
- Bloomberg (New York, NY)
- …anywhere else. It's up to you to make it happen. Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around ... more
- Prime Therapeutics (Columbus, OH)
- …prepare, and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, Corporate ... more
- Prime Therapeutics (San Diego, CA)
- …prepare and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, Corporate ... more
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