- Bank of America (Plano, TX)
- Senior Audit Manager - BSA/ AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut; Plano, Texas; Boston, Massachusetts; Wilmington, ... of Business (LOBs) ranging in scale and scope. Key responsibilities include developing BSA/ AML and Sanctions audit plans, assessing issues for impact, assigning… more
- Bank of America (East Hartford, CT)
- Audit Manager , BSA/ AML Sanctions...impact and recommending severity ratings under the supervision of senior team members. The focus of testing will be ... managing test work for complex Line of Business (LOB) audit activities. Key responsibilities include designing and executing ...AML and Sanctions) **Skills:** + Analytical Thinking + Audit Planning + Internal Audit Review +… more
- Scotiabank (New York, NY)
- Senior Audit Manager , Compliance Audit (Non- AML ) **Requisition ID:** 209949 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary ... together to drive ambition for every future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant… more
- TD Bank (Lewiston, ME)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of research, ... to assigned portfolio, business, or function to ensure that strong AML /ATF/Sanctions/ABAC controls and processes are in effect to mitigate inherent associated… more
- Charles Schwab (Westlake, TX)
- …to the Director (PL) of the Bank/ AML Enterprise team, the Internal Audit Senior Specialist will have responsibility for the independent and objective ... Auditor ( Senior Specialist) responsible for Anti-Money Laundering ( AML ) and Fraud audits. The Bank Internal Audit... audit observations for review by the Internal Audit Manager / Senior Manager … more
- Amazon (Seattle, WA)
- …and customer experience initiatives while maintaining an optimal SX as we grow. The AML and Account Compliance Program Manager will be responsible for overseeing ... also emphasizing on best in class customer experience. The manager will work closely with compliance, risk, operations, and...on the performance, initiatives, and ongoing enhancements of the AML program to senior management and the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and resolve complex issues. **Essential Duties and Responsibilities:** + Lead AML governance processes, including enterprise training programs, risk assessments, and ... governance deliverables, while ensuring alignment with FinCEN's AML Effectiveness Rule. + Develop and implement metrics (KRIs/KPIs) to measure program health,… more
- PNC (East Brunswick, NJ)
- …practices. Provides AML and Sanctions advice and critical challenge to senior staff, lines of business and operational execution areas. Demonstrates ability to ... united in delivering the best experience for our customers. As an AML Sanctions Advisor within PNC's Independent Risk Management- Bank Secrecy Act (BSA)/Anti-Money… more
- TD Bank (New York, NY)
- …the Bank's risk appetite and strategic direction. **Depth & Scope:** + Senior specialist with AML /ATF/Sanctions/ABAC expertise, works independently and is ... role. **Line of Business:** Financial Crime Risk Management **Job Description:** The AML Financial Crime Risk Oversight Specialist acts as key business oversight… more
- TD Bank (New York, NY)
- …The team must ensure all of the Regulatory, Compliance, and Internal Audit obligations as identified by TD Securities Technology Risk Management/Information Security ... best practices. Ideally, candidates should have 8+ years of experience in senior software engineering roles, with a history of project commitment, seeing software… more
- M&T Bank (Buffalo, NY)
- …projects as assigned by the department manager or Leadership Development Manager -MDP. Department Description: The BSA/ AML Sanctions Model & Strategy team ... in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on...provides quantitative support for BSA/ AML models used by Compliance Risk that help to… more
- Citigroup (Tampa, FL)
- The Operational Risk Grp Manager is accountable for management of complex/critical/large professional disciplinary areas. Leads and directs a team of professionals. ... required in order to negotiate internally, often at a senior level. Some external communication may be necessary. Accountable...plus - credit, and market. + Experience in Internal Audit or Financial Control would be desirable. + Expertise… more
- Bank of America (Charlotte, NC)
- Sr Operations Control Manager - Global Operations Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help ... leads to both answer and manage the communication with Global Regulators and internal Audit Partners. + Provide regular reporting to senior leadership on status… more
- Capital One (Plano, TX)
- …Experienced Sr . Auditor, FCC/ Corporate Compliance (Hybrid) **Capital One's Audit function is a dedicated group of professionals focused on delivering ... the candidate will focus on engagements involving Corporate Compliance, BSA/ AML , Sanctions, and Fraud Compliance related audit ...audit projects that provide input to the annual audit plan. The Senior Auditor will be… more
- Needham Bank (Wellesley, MA)
- Job Descriptions: The Operational Assurance Sr . Analyst will play a critical role in executing quality assurance reviews to provide oversight and monitoring of ... to due diligence for high-risk customers, Bank Secrecy Act/Anti-Money Laundering (BSA/ AML ), and cannabis banking. The position reports to the Operational Assurance… more
- Charles Schwab (Westlake, TX)
- …issues. Reporting to the Managing Director of the Corporate enterprise team, the Internal Audit Senior Manager will have responsibility for the independent ... Corporate Internal Audit team is seeking a Senior Manager , Internal Audit , Risk...risk models, Investment risk models, Fraud models, Anti-Money Laundering ( AML ) models, and Artificial Intelligence/Machine Learning models. The role… more
- US Bank (Atlanta, GA)
- …what you excel at-all from Day One. **Job Description** The Payments Risk Senior Issue Management Manager is responsible for facilitating the identification, ... help the business line understand and implement the policies. Examples include AML practices and operational loss data collection. + Ensuring the implementation of… more
- Santander US (Trenton, NJ)
- …operations. + Develops, maintains, and strengthens relationships with business partners, Internal Audit , etc. + Project manager for Business Continuity Program ... Sr . Associate, Business Continuity Trenton, United States of...ability to quickly grasp and understand business unit specific AML risks + Strong writing, analytical, and communication skills… more
- Capital One (Mclean, VA)
- Center 1 (19052), United States of America, McLean, Virginia DART Senior Audit Manager . Risk Management Audit (Hybrid) **Capital One's Audit function ... personal growth and professional opportunity.** **Capital One is seeking an energetic, self-motivated Audit Sr . Manager interested in becoming part of our… more
- Scotiabank (New York, NY)
- Senior Audit Manager , US Loan Review **Requisition ID:** 210150 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... We work together to drive ambition for every future! **Purpose** The Audit Manager / Senior Audit Manager supports/leads and oversees the internal … more
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