- AON (New York, NY)
- Account Executive/ Broker II - New York (hybrid) Provide detailed support to Senior Vice-President/Practice Leaders on complex Professional Liability, Employment ... more
- Truist (Charlotte, NC)
- …Role is responsible for providing legal and regulatory advice to retail broker -dealer and investment adviser affiliates related to the regulation of securities ... more
- Charles Schwab (Westlake, TX)
- …financial services industry, ideally in a regulatory compliance role at a regulated Broker Dealer, FCM, FDM, exchange or regulatory agency. + Prior experience ... more
- Charles Schwab (Westlake, TX)
- …regulatory agency (ie, SEC or FINRA). + 10+ years experience in the broker -dealer industry with regulatory risk experience. + Prior experience assessing and ... more
- SMBC (Jersey City, NJ)
- …in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico, ... more
- Charles Schwab (Westlake, TX)
- …planning across the corporation and its subsidiaries, including our bank and broker -dealers. We monitor and ensure adherence to regulatory ratios including the ... more
- Centene Corporation (Sacramento, CA)
- …to new group sales in respective sales area. + Cultivates and maintains broker relationships. Assists brokers with presentations at point of sale, educates broker ... more
- Applied Materials (Austin, TX)
- …in using SAP GTS. Certified Export Specialist, CUSECO or Licensed Customs Broker preferred. Prior experience managing a mid-to-large sized team preferred. ... more
- Walmart (Bentonville, AR)
- …are familiar with global special trade provisions (eg. de minimus). + You have prior work experience with freight forwarding or express carriers. + You have the ... more
- Herbalife (Torrance, CA)
- …shipment within the required time frame when new bookings are received. + File Prior Notice as the need arises for any import of food products (dietary supplements, ... more
- CVS Health (Harrisburg, PA)
- …benefit challenges using customized self-funded solutions. You will work through the external broker community to promote and develop the Meritain brand in the local ... more
- NVR (Richmond, VA)
- …mortgage loan files + Ensure accuracy and completeness of each loan file processed prior to passing to the closing department + Follow up on submitted loans and/or ... more
- US Bank (St. Paul, MN)
- …repo trade settlement. + Overnight Funding and intraday liquidity Management for the Broker Dealer (for both the Retail and Capital Markets business units). + ... more
- DR Horton, Inc. (Fort Worth, TX)
- …US,*was founded in 1978 and is a publicly traded company on the New York Stock Exchange. It is engaged in the construction and sale of high quality homes designed ... more
- Citizens (Boston, MA)
- …risks associated with client product and transaction approvals/declines to limit broker dealer liability and financial loss. + Independently determine business is ... more
- Acosta Group (San Antonio, TX)
- …Must have a proven track record in a sales capacity with a food broker or major national company. Prior experience must demonstrate sales skills along ... more
- Acosta Group (Lodi, NJ)
- …Must have a proven track record in a sales capacity with a food broker or major national company. Prior experience must demonstrate sales skills along ... more
- PNC (Pittsburgh, PA)
- …and Settlements. * Broad knowledge and understanding of Capital Markets including Broker Dealer, Swap Dealer, and Foreign Exchange. * Broad knowledge of Test ... more
- Quality Technology Services, LLC (Overland Park, KS)
- …correctly. + Provide updates on employee and payment status for all LOA's prior to each semi0monthly payroll processing. + Coordinate with payroll to manage benefits ... more
- CH Robinson (Iselin, NJ)
- …data to ensure they are in accordance with all applicable laws and regulations prior to entry submission to US Customs and Partner Government Agencies (PGA). + ... more