- Charles Schwab (Westlake, TX)
- …the efficiency of governance processes, risk management, and internal controls. The Broker -Dealer/Asset Management enterprise team is seeking a Senior Auditor ( ... (vi) middle and back office operational functions. Reporting to a Director or Senior Manager in the Broker -Dealer/Asset Management enterprise team, the Senior… more
- AON (Irvine, CA)
- Aon is Looking for Senior Broker As part of an industry-leading team, you will help empower results for our clients by delivering innovative and effective ... part of our Aon Risk Services group. As a Senior Broker , you will report directly to...a 401(k) savings plan with employer contributions; an employee stock purchase plan; consideration for long-term incentive awards at… more
- AON (New York, NY)
- Aon is looking for an Associate Broker - Middle Market in New York, NY Do you enjoy building relationships with clients, markets, and colleagues, gathering and ... our Middle Market team. Apply today for an Associate Broker in New York, NY Aon is in the...+ Accountable for routine support activities to brokers and senior brokers with defined deadlines. + May facilitate and/or… more
- AON (Los Angeles, CA)
- Aon is hiring for an Associate Broker in Los Angeles, CA - Hybrid! Interested in a career in the risk industry? Do you have processing and insurance leadership ... be the opportunity you've been awaiting! As an Associate Broker supporting our Middle Market team, you will be...+ Accountable for routine support activities to brokers and senior brokers with defined deadlines. + May facilitate and/or… more
- AON (New York, NY)
- …Risk, within our hybrid virtual environment in our New York Office. As a Cyber Broker , you will report directly to the Senior Vice President or Team Leader. ... a 401(k) savings plan with employer contributions; an employee stock purchase plan; consideration for long-term incentive awards at...environment in our New York Office. As a Cyber Broker , you will report directly to the Senior… more
- PNC (Raleigh, NC)
- …Enterprise BSA/AML & Sanctions organization in Independent Risk Management to support Broker Dealer. The incumbent will lead a team providing Independent BSA/AML ... Risk Management oversight and governance of our broker dealer business segments, which are inclusive of broker -dealers, private equity and registered investment… more
- CRC Insurance Services, Inc. (Davenport, IA)
- …environments to provide a value-added service to agents/brokers. * Works in tandem with Broker Sales Reps and Sr. Broker Sales Reps to effectively service ... Assisting agents/brokers in presenting Company products to clients by attending client/ broker meetings and enrollment meetings. o Resolve escalated issues by… more
- SMBC (New York, NY)
- …in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico, ... and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the...area or process under the oversight of a more senior team member and may cover an area or… more
- AON (Chicago, IL)
- …effective responses on a timely basis. Do so in consultation with a senior team member where appropriate. + Facilitate the compilation of submission information in ... counsel as per established protocols and as directed by senior team members. + Drive utilization of all available...to handle multiple tasks simultaneously. + Must maintain appropriate broker 's license. + Proficient in Microsoft Office suite of… more
- AON (Indianapolis, IN)
- …directly, Our Food, Agriculture and Beverage (FAB) team is seeking an Account Executive/ Broker II to join their Indianapolis team on the forefront of risk management ... What the day will look like: + Collaborates with senior team members to develop coverage strategy and marketing...a 401(k) savings plan with employer contributions; an employee stock purchase plan; consideration for long-term incentive awards at… more
- AON (CA)
- Account Executive / Broker III - Personal Lines Aon Private Risk Management (APRM) designs, implements, and services customized personal risk management strategies ... are seeking an emerging leader with confirmed peer market relationships and emerging senior client relationships to join our team. The Account Executive III will… more
- PNC (Pittsburgh, PA)
- …an opportunity to contribute to the company's success. As an Accounting Specialist Senior within PNC's Capital Markets Finance organization, you will be based in ... remotely, at manager's discretion. Position Overview: The Capital Markets Finance - Broker Dealer Accounting group supports a high growth and strategic business for… more
- SMBC (New York, NY)
- …in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico, ... advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer… more
- Charles Schwab (Lone Tree, CO)
- …Corporation and related subsidiaries. Within the Corporate Controller's Department, Broker -Dealer Accounting is responsible for maintaining the income statement and ... analyzing, and explaining the various income streams of the broker -dealer. Since Schwab's revenue model is highly complex and...the future: + 401(k) with company match and Employee stock purchase plan + Paid time for vacation, volunteering,… more
- PNC (Houston, TX)
- …opportunity to contribute to the company's success. As a Compliance Program Specialist Senior , you will be within PNC's Risk, Change, Experience & Strategy (RCES) ... In addition to the job description below, the Compliance Program Specialist Senior will also be responsible for the following: * Coordinating regulatory compliance… more
- Charles Schwab (Westlake, TX)
- …planning across the corporation and its subsidiaries, including our bank and broker -dealers. We monitor and ensure adherence to regulatory ratios including the ... ensuring compliance at all times, and escalating issues to senior management as necessary. We work with internal and...Demonstrated detailed knowledge of finance + Deep knowledge of broker / dealer liquidity requirements (series 27 preferred) +… more
- AON (IL)
- Aon is looking to fill a VIRTUAL Client Service Reinsurance Senior Accounting Advocate role! Are you on the lookout for an opportunity to apply your analytical ... of insurance or reinsurance experience in an accounting, premium, claims, or broker client servicing role. + Successful completion of Aon's technical training… more
- Walmart (Bentonville, AR)
- …external e-Commerce sellers and 3PL's to simplify global cross border shipments. The Senior Manager, Cross Border Trade Compliance will build out the strategy for ... in place that will achieve the project outcomes. The Senior Manager, Cross Border Trade Compliance will be skilled...feet if ** + You are a Licensed Customs Broker with small parcel cross border trade experience. +… more
- AON (San Francisco, CA)
- …+ Results oriented. + Proficiency with Word, Excel, Power Point. + Broker 's license + 10+ years of insurance experience strongly preferred. Preferred Experience: ... limited to: a 401(k) savings plan with employer contributions; an employee stock purchase plan; consideration for long-term incentive awards at Aon's discretion;… more
- GitLab (Emma, MO)
- Senior Engineering Manager, Software Supply Chain Security Remote . Remote, Americas . Remote, APAC . Remote, EMEA GitLab is an open core software company that ... overview of this role** We are seeking a seasoned Senior Engineering Manager (https://handbook.gitlab.com/job-families/engineering/development/management/ senior -manager/) to lead and… more