- CVS Health (Carson City, NV)
- …new brokers by supporting their navigation of contracting, certification, and training requirement. - Facilitates broker trainings through face-to-face, ... Nevada area** Aetna is looking for a Medicare Sales Broker Manager to join the Nevada sales team that...- Maintain in good standing state required licenses and training requirements - Travel as needed (majority within local… more
- AON (Chicago, IL)
- …an international team working on international accounts? Do you enjoy mentoring and training more junior colleagues? As part of an industry-leading team, you will ... team; Passionate about making colleagues and clients successful. The Broker I will support clients and colleagues in making...office or region on new business opportunities and any training needs for internal and external clients. This individual… more
- AON (Chicago, IL)
- Surety Account Executive/ Broker II - Chicago, IL Are you passionate about construction and want to join a dynamic cultured, growing division of Aon? Aon is seeking a ... Surety Account Executive/ Broker II which is a growing team here at...in understandable written and/or oral directives for underwriting or training purposes. + Demonstrates strong communication and social skills… more
- Aflac (Salt Lake City, UT)
- …in the CRM system (BCLM). + Responsible for maintaining the Certified Broker Representative program, ensuring completion of training and verifying certification. ... Broker Development Consultant The Company: Aflac Columbus The...expectations. + Conducts and participates in best practice and training calls, to ensure expectations are being delivered. +… more
- AON (New York, NY)
- VP/ Broker for Aviation Currently, we have a career opportunity for a VP level Broker in our Aviation Practice. The position is located in New York, NY in a ... to work well in a team environment. + Provide support, guidance, mentoring and training to other colleagues + Performing other duties as assigned + Travel as… more
- PNC (Raleigh, NC)
- …Enterprise BSA/AML & Sanctions organization in Independent Risk Management to support Broker Dealer. The incumbent will lead a team providing Independent BSA/AML ... Risk Management oversight and governance of our broker dealer business segments, which are inclusive of ...initiatives. May include developing and/or conducting AML and Sanctions training programs for specific business areas and employees. Serves… more
- Charles Schwab (Westlake, TX)
- …efficiency of governance processes, risk management, and internal controls. The Broker -Dealer/Asset Management enterprise team is seeking a Senior Auditor (Senior ... Specialist). The Broker -Dealer/Asset Management team provides internal audit coverage of the...(iv) asset management functions; (v) corporate client services, including stock plan services, retirement plan services, and compliance and… more
- Charles Schwab (Westlake, TX)
- …efficiency of governance processes, risk management, and internal controls. The Broker -Dealer/Asset Management enterprise team is seeking an Internal Audit Manager. ... The Broker -Dealer/Asset Management team provides internal audit coverage of the...(iv) asset management functions; (v) corporate client services, including stock plan services, retirement plan services, and compliance and… more
- AON (Los Angeles, CA)
- …and expert guidance. As part of our ongoing growth, we are seeking an experienced Broker to join our Los Angeles office. This individual will play a pivotal role in ... clients succeed. What the day will look like This Broker is responsible for the management of a complex...office or region on new business opportunities and any training needs for internal and external clients. + Thorough… more
- AON (Chicago, IL)
- Aon is looking for a Specialty Lines Broker Aon's Professional Services practice provides risk advisory and insurance services to prestigious professional service ... the activities and communications of the team. + Attend training sessions, presentations and meetings that will assist with...degree or equivalent years of industry experience. + Insurance Broker license must be obtained within 90 days of… more
- PennyMac (Cary, NC)
- …communication. Collaborate with internal and external partners to create and maintain broker training materials, user guides, etc. Engage with sales leadership ... mortgage journey. A Typical Day Responsible for development of sales and broker strategies to support scalable channel growth. This includes development of tech… more
- Caris Life Sciences (Irving, TX)
- **Position Summary** Caris is looking for a skilled and experienced Stock Plan Administrator to join an expanding Legal team and play an integral part in supporting ... role will manage our equity compensation plans including employee stock purchase plans (ESPPs). This position is crucial in...such as ShareWorks, Equity Edge Online, Carta, and/or associated broker platforms such as Fidelity, e-Trade or Schwab. +… more
- SMBC (New York, NY)
- …for providing regulatory and compliance advice to business units, identify and provide training and conduct monitoring of the broker dealers public side sales ... on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a...and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the… more
- Truist (Charlotte, NC)
- …commitments including communication, processes, and methodologies. 8. Participate in BSA/AML training that may include webinars, periodicals, and self-study to stay ... business partners, teams, and outside services. 11. Assist in training and professional development of team members. **QUALIFICATIONS** **Required Qualifications:**… more
- SMBC (New York, NY)
- …for providing regulatory and compliance advice to business units, identify and provide training and conduct monitoring of the broker dealers public side sales ... on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a...and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the… more
- CRC Insurance Services, Inc. (Pensacola, FL)
- …working from home. This role will be the overarching relation with assigned broker firms while continuously growing broker headcount by effectively presenting ... value proposition. BSEs develop an intimate knowledge of their broker firms and broker books of business...to grow their clients' business by: + Educating and training agents on carrier administrative procedures, product availability, and… more
- SMBC (New York, NY)
- …in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico, ... Head of Compliance Infrastructure Advisory, you will: + Coordinate bank, broker -dealer, and swap dealer regulatory Compliance programs across SMBC's Americas… more
- CVS Health (Boston, MA)
- …**Required Qualifications** + Collaborates with local market Sales Leaders and Broker Managers to nurture established relationships within the local community, ie, ... refinements are made to maximize effectiveness. + Partners with Sales Leader and Broker Managers to provide best in class broker support. **Preferred… more
- CIBC (New York, NY)
- …(eg U4, U5, Form BD). + Performing surveillance of US broker -dealer regulatory trade reporting obligations + Performing electronic communications surveillance of ... Maintaining key policies and procedures relating to the US broker -dealer, RAS and Non-RAS Metrics; + Providing support with...Delta 1, Fixed Income Sales and Trading, FX Sales, Stock Loan and US Repo; + Prepare and submit… more
- Conagra (Omaha, NE)
- …will include managing and overseeing services related to royalties, broker commissions, and new in-services transitioned to Accounts Receivables. This ... **You Will:** + Manage the calculation and processing of broker commission and royalty payments in accordance with contractual...Agile Methodology + Informally lead teams by providing guidance, training , and peer coaching + Serve as an escalation… more