- Federal Reserve Bank (Philadelphia, PA)
- …more disciplines. **What You Will Do:** Participates as a member of a point in time supervisory event team, as an Examiner in Charge (EIC) of a supervisory ... in the direct supervision of financial organizations, addressing the most complex supervisory issues. Conducts analyses, assesses compliance with laws and… more
- Federal Reserve Bank (San Francisco, CA)
- …an examiner commission, enrollment in the Federal Reserve System's Consumer Compliance Examiner Commissioning Program will be required and candidate will be ... banking organizations in the country. Right now, our team is looking for an ** Examiner / Risk Specialist - Consumer Compliance ** . These individuals help promote… more
- Federal Reserve Bank (San Francisco, CA)
- …to hear from you! **Essential Responsibilities:** + Participates and leads consumer compliance supervisory events at large and complex financial institutions in ... as Senior Risk Specialist and enrollment in the Federal Reserve System's Consumer Compliance Examiner Commissioning Program will be required. + This position… more
- Federal Reserve Bank (Chicago, IL)
- …subject matter expert for the supervised areas and maintain familiarity with relevant supervisory and industry guidance on compliance . + Review the institution's ... large and complex financial institution. The Senior Large Bank Examiner will be responsible for determining the effectiveness of...challenge the status quo in the global oversight of compliance risk management. + Lead other supervisory … more
- Federal Reserve Bank (Cleveland, OH)
- …a workstream on a horizontal evaluation team or as lead risk specialist/ examiner -in-charge for a dedicated supervisory team). Demonstrates advanced knowledge of ... or operational projects and initiatives intended to enhance policy, supervisory standards and processes, examiner training, address...or your spouse/domestic partner or minor child own such securities and would not be willing or able to… more
- Federal Reserve Bank (Cleveland, OH)
- …supports the Federal Reserve's mission of financial system stability. Executes the supervisory program for firms with total consolidated assets of $100 billion or ... a range of conditions. Evaluates control environment adequacy and ensures compliance across the major business lines, independent risk management, and internal… more
- Federal Reserve Bank (Chicago, IL)
- …The Community, Regional, & Specialty Bank (CRSB) Supervision family provides supervisory oversight for financial institutions of varying complexities that have a ... and Enforcement actions for all firms across the Seventh District. The Senior Examiner uses in-depth knowledge and/or expertise to lead and serve as Examiner… more
- Federal Reserve Bank (Chicago, IL)
- …of their functional or risk area. LFBO is seeking a Lead Large Bank Examiner to work within a dedicated supervisory team responsible for supervising the ... preferred. + An active examiner commission from a federal or state banking supervisory agency is preferred. + Proven ability to influence at all levels of an… more
- Morgan Stanley (Miami, FL)
- …practice compliance , money movement, and assessing the effectiveness of supervisory processes and procedures. * Perform pre-exam testing by analyzing risk ... *Wealth Management Branch Examiner - Remote * Morgan Stanley is a...services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's… more
- US Bank (Cincinnati, OH)
- …the Lines of Defense. We are seeking someone with: + General understanding of compliance or supervisory issues preferred. + Ability to make reasonable decisions ... **Job Description** Partners with their assigned Line of Business, other Risk/ Compliance /Audit (RCA) professionals, and RCA Managers to, depending on their function,… more
- Federal Reserve Bank (Philadelphia, PA)
- …regulatory and supervisory policies is preferred. + Enrollment in the examiner training program as specified by the Board of Governors is preferred. **Knowledge ... Delaware. Job Summary: This Job Description is for the Supervisory Job Family it is aimed primarily for positions...reports. + Participates in the online classes of the examiner training program as specified by the Board of… more
- Federal Reserve Bank (Philadelphia, PA)
- …analysis of the banking industry; capital markets; regional and national economies; supervisory policy review related to the overall risks in the examination ... assist in the overall supervision of moderately complex to complex supervisory issues impacting financial institutions; participates in moderately complex to complex… more
- Federal Reserve Bank (San Francisco, CA)
- …data, analytics, and risk subject matter expertise and specialized input to various supervisory programs in the District and for the System. RPA is integral to ... solutions to improve the efficacy of risk identification and monitoring as well as supervisory processes. In this important role, you will direct a team of 10-15… more
- Raymond James Financial, Inc. (CO)
- …Abilities** **Advanced knowledge of:** + Concepts, practices, and procedures of the securities industry, broker/dealer compliance and/or branch exams + Rules and ... and skills obtained through experience, specialized training and/or certification in securities industry to conduct onsite* branch examinations of retail brokerage… more
- Federal Reserve Bank (Minneapolis, MN)
- …or regulatory agency). + Examiner commission with advanced consumer compliance supervisory experience preferred. + Strong working knowledge of regulatory ... Summary: We are looking for a highly motivated Consumer Compliance Assistant Vice President (AVP). In this role, reporting...Board staff, and colleagues at other Reserve Banks and supervisory agencies. + Leverage skills and experience to lead… more
- Federal Reserve Bank (San Francisco, CA)
- …The S+C group is responsible for executing the Federal Reserve's bank supervisory policies and programs within the western United States under delegated authority ... and deliverables are completed on time, of the highest quality, and in compliance with quality management standards. This position reports to the Senior Manager… more
- Truist (Charlotte, NC)
- …or filed with the Truist Board of Directors and Executive Leadership, Securities and Exchange Commission (SEC), Federal Deposit Insurance Corporation (FDIC) and ... other business units). + Review and update policies and procedures for compliance with governmental regulations and corporate polices and standards. + Coordinate… more
- Citizens (Iselin, NJ)
- …risk management and credit stewardship of individual counterparties and portfolios including compliance with relevant credit policies as part of the Citizens Policy ... facilities and lending against alternative assets. Previous bank credit review or bank examiner experience is highly preferred. + Credit experience in one or more… more
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