- ManpowerGroup (Jersey City, NJ)
- Our client is seeking a Compliance, Swap Dealer to join their team. The ideal candidate will have effective communication skills with the ability to articulate ... findings which will align successfully in the organization. **Job Title: Compliance, Swap Dealer** **Location: New York, New York** **Pay Range:** $80.00/hour -… more
- CIBC (NY)
- …visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The Global Swap Dealer Compliance Officer is responsible for performing important ... reporting reviews, and analytical functions to support CIBC's Global Swap Dealer Compliance program. The Global Swap ...Global Swap Dealer Compliance program. The Global Swap Dealer Compliance Officer is primarily responsible for 1)… more
- NatWest Markets (Stamford, CT)
- Swap Dealer Advisory, VP Stamford,United States Permanent Full Time \#R-00244527 Our people work differently depending on their jobs and needs. From hybrid working ... + Ongoing review and implementation of changes to the swap dealer and policies and procedures. + Advisory coverage...of responses to regulatory inquires or audits relating to swap dealer + Recommend and assistinimplementingchanges to the … more
- US Bank (New York, NY)
- …the Capital Markets Legal Team to support the US Bank provisionally-registered swap dealer. This attorney will provide transactional and regulatory legal advice to ... **RESPONSIBILITIES** - Advise business units and other support partners regarding relevant swap dealer and banking laws, regulations and related risks - Actively… more
- NatWest Markets (Stamford, CT)
- Swap Dealer Testing VP Closing date for applications: 06/02/2025 Stamford,United States Permanent Full Time \#R-00249217 Our people work differently depending on ... the proper operations of the department and the business._ ** Swap Dealer Testing VP (2LOD)** Reporting to the Senior...responsible for assessing compliance risks and controls within the Swap Dealer testing program. The candidate will be part… more
- Citigroup (Jersey City, NJ)
- …Assessment (CIA) Team responsible for assessing compliance with Volcker rule, Swap dealer requirements and significant compliance risks and controls implemented by ... issue validation activities for the global Volker Independent Testing Program, Swap Dealer Program and Counterparty Risk and Trading business within Markets… more
- US Bank (New York, NY)
- …experience to contribute toward the success of our technology initiatives in the Swap Data Reporting space. This position reports to the VP of Derivatives and ... leadership on installation, configuration, and use of technology solutions to support Swap Data Reporting operations. - Define business requirements and ensure that… more
- Delaware North (Phoenix, AZ)
- …is hiring part-time experienced Bartenders to join our team at Phoenix Park n' Swap in Phoenix, Arizona. As a Bartender, you will be responsible for serving ... Holidays Every weekend **Who we are** Delaware North Gaming operates Phoenix Park and Swap in Phoenix, Arizona, a fun and safe outdoor destination featuring new and… more
- Delaware North (Phoenix, AZ)
- …hiring part-time Concessions Stand Attendants to join our team at Phoenix Park n' Swap in Phoenix, Arizona. As a Concessions Stand Attendant, you will be responsible ... Every weekend Holidays **Who we are** Delaware North Gaming operates Phoenix Park and Swap in Phoenix, Arizona, a fun and safe outdoor destination featuring new and… more
- NatWest Markets (Stamford, CT)
- Swap Dealer Testing Associate Closing date for applications: 06/02/2025 Stamford,United States Permanent Full Time \#R-00249215 Our people work differently depending ... on their jobs and needs. From hybrid working to flexible hours , we have plenty of options that help our people to thrive. This role is based in the United States and as such all normal working days must be carried out in the United States. **Job description**… more
- NatWest Markets (Stamford, CT)
- Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Our people work differently ... depending on their jobs and needs. From hybrid working to flexible hours , we have plenty of options that help our people to thrive. This role is based in the United States and as such all normal working days must be carried out in the United States. **Job… more
- ManpowerGroup (New York, NY)
- …our clients. As part of our expansion, we are seeking a highly skilled and motivated Swap Dealer Auditor to join our team. **Job Description:** As a Swap Dealer ... ensuring compliance with regulatory requirements and internal policies related to swap transactions. You will be responsible for conducting audits, assessing risk,… more
- ManpowerGroup (New York, NY)
- …financial services firm, is seeking an Internal Auditor to join their team. As a Swap Dealer Auditor, you will be part of the audit team supporting the swap ... and a strong background in auditing and regulatory compliance. **Job Title:** Swap Dealer Auditor **Location:** New York, New York (Remote) **Pay Range:**… more
- Citigroup (New York, NY)
- …change projects, with a particular focus on CFTC and SEC obligations for swap dealers and security based swap dealers. Experience advising on broker-dealer ... serving as subject matter expert on Dodd-Frank requirements for swap dealers and security based swap dealers...requirements for swap dealers and security based swap dealers with responsibilities expected to expand to include… more
- CIBC (New York, NY)
- …about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) Reporting to the Swap Dealer Chief Compliance Officer, the Director, RCM Portfolio ... Management is responsible for providing support to Swap Dealer Compliance ("SDC") to ensure the Bank's regulatory...regulatory obligations in the rules that pertain to the Swap Dealers. + Provide support and effective challenge to… more
- Insight Global (Salt Lake City, UT)
- …risk/controls mindset, and an understanding of the regulatory landscape (trading, Swap /Dealer market, FX consent, etc.) They are looking for analytical self-starters ... Develop and maintain an in-depth understanding of the firms Swap Dealer compliance program - Manage and execute audits...execute audits focused on the firms compliance with the Swap Dealer requirements including planning and scoping, fieldwork and… more
- NatWest Markets (Stamford, CT)
- …within the Natwest Market's Sales and Trading business including the US Rates, Repo, Swap Dealer, and Credit Sales & Trading desks. The ideal candidate will be able ... The ideal candidate will have experience with broker-dealer and swap dealer rules and regulations and providing compliance support...sales and trading including but not limited to CFTC Swap Dealer Rules, TRACE Reporting, Primary Dealer Rules, and… more
- Capital One (Mclean, VA)
- …are met across all applicable lines of business specifically within the Swap Dealer Commercial Compliance Testing team. The Compliance Tester II will execute ... a team leader, for the purpose of independently validating Swap Dealer activities and determining compliance with applicable laws...or at least 2 years of experience as a swap dealer, or at least 2 years of experience… more
- Capital One (New York, NY)
- …communities. The Compliance Advisor Manager will also advise on Volcker and Swap Dealer related activities. The Compliance Advisor Manager works within the ... tasks and repeatable processes as a member of the Swap Dealer and NMTC Compliance team. This person will...and actual changes to the NMTC Program, Volcker and Swap Dealer rules and regulations. + Assist with administering… more
- SMBC (New York, NY)
- …Compliance Infrastructure Advisory, you will: + Coordinate bank, broker-dealer, and swap dealer regulatory Compliance programs across SMBC's Americas Division for ... direct reports. + Support areas such as trade reporting, recordkeeping, and swap dealer compliance. + Ensure compliance with certain SMBC obligations, including… more
Related Job Searches:
Assistant General Counsel Swap,
Compliance Monitoring Testing Swap,
Compliance Program Advisor Swap,
Swap Data Reporting Analyst,
Swap Dealer Advisory VP,
Swap Dealer Manager,
Swap Driver