- NatWest Markets (Stamford, CT)
- Swap Dealer Advisory , VP Stamford,United States Permanent Full Time \#R-00244527 Our people work differently depending on their jobs and needs. From ... **Scope of Role:** + Ongoing review and implementation of changes to the swap dealer and policies and procedures. + Advisory coverage of the NatWest… more
- CIBC (NY)
- …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The Global Swap Dealer Compliance Officer is responsible for performing ... training, trade and position reporting reviews, and analytical functions to support CIBC's Global Swap Dealer Compliance program. The Global Swap Dealer … more
- NatWest Markets (Stamford, CT)
- Broker Dealer Advisory - VP Stamford,United...Sales and Trading business including the US Rates, Repo, Swap Dealer , and Credit Sales & Trading desks. ... the department and the business._ **Job Description** The Compliance Advisory Officer reporting to the Compliance Advisory ...team andcross-functionally. The ideal candidate will have experience with broker- dealer and swap dealer rules… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking a Vice President , Accounting Policy Specialist. The Vice President ... Holdings, Inc. and its US subsidiaries (including a broker dealer , lessor entities, swap dealer ,...and a half years of public accounting experience (accounting advisory or on call experience is preferred) and expertise… more