- NatWest Markets (Stamford, CT)
- Swap Dealer Advisory , VP Stamford,United States Permanent Full Time \#R-00244527 Our people work differently depending on their jobs and needs. From ... **Scope of Role:** + Ongoing review and implementation of changes to the swap dealer and policies and procedures. + Advisory coverage of the NatWest… more
- CIBC (NY)
- …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The Global Swap Dealer Compliance Officer is responsible for performing ... training, trade and position reporting reviews, and analytical functions to support CIBC's Global Swap Dealer Compliance program. The Global Swap Dealer … more
- NatWest Markets (Stamford, CT)
- Broker Dealer Advisory - VP Stamford,United...Sales and Trading business including the US Rates, Repo, Swap Dealer , and Credit Sales & Trading desks. ... the department and the business._ **Job Description** The Compliance Advisory Officer reporting to the Compliance Advisory ...team andcross-functionally. The ideal candidate will have experience with broker- dealer and swap dealer rules… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within ... and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President , this role will assist in...encompass SMBC Group's Americas Division, inclusive of US broker dealer and registered swap dealer ;… more