- American Express (Phoenix, AZ)
- …across BUs through regular communication Facilitate the day-to-day internal and external exam management process, working with the Enterprise functions (eg, data ... operational risk procedures and standards o Facilitating the operational risk exam management processes Experience in financial services industry Qualifications… more
- City National Bank (Charlotte, NC)
- …tools, policies, procedures, and reporting metrics. Provides 2LOD audit and regulatory exam support Executes additional departmental initiatives and other ... MANAGER I - Technology WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and objective oversight of the … more
- Bank OZK (Little Rock, AR)
- …knowledge of model risk management and governance and related regulations, regulatory exam requirements. Proficiency with SAS, SQL, R, and Python. Ability ... committees, and regulatory examiners. Maintains current knowledge of regulations, regulatory exam requirements, and regulatory guidance. Interacts with… more
- Capital One (Charlotte, NC)
- …across the team to deliver quality results which may include issue validations, regulatory exam support, and/or other team initiatives. Proactively take on ... Principal Auditor - Risk Management Capital One's Audit function is a dedicated...provide high value, independent, proactive insights, to innovate with technology , and to be a top-notch talent destination, creates… more
- JPMorgan Chase (Tempe, AZ)
- …for sales and support teams to ensure effective adoption of new technology , practice management and business development supporting an Advisor's practice. ... stakeholder management abilities. Knowledge of financial products, services, and regulatory requirements. Experience in coaching Advisors or a sales team Travel… more
- MUFG (Tempe, AZ)
- …across the three lines of defense (Compliance, Review Functions, Exam & Audit Management , Regulatory Exam Management ) to coordinate regulatory /IA ... strong stakeholder engagement and the ability to communicate clearly with global technology teams. The ideal candidate is analytical, detail-oriented, and adept at… more
- Wells Fargo (St. Louis, MO)
- …will: Participate or conduct compliance, supervision, control reviews, administration and technology Design risk processes and provide project management support ... within Insurance or Private Client Groups Perform basic or tactical ongoing regulatory , compliance and operational reviews as well as other duties related to… more
- Wells Fargo (York, PA)
- …Control Specialist to join our Client Relationship Group within Wealth and Investment Management . Learn more about the career areas and lines of business at ... independent judgment to guide process changes, process improvements, and technology enhancements Present recommendations for resolving complex analysis in search… more
- State of Minnesota (St. Paul, MN)
- …or emergency response of natural gas or hazardous liquid pipelines or regulatory experience, OR (6) years of experience with the operations, maintenance, ... experience, which demonstrates a basic knowledge of applicable pipeline operations, technology , and safety. Ability to communicate effectively both verbally and in… more
- City National Bank (Charlotte, NC)
- …with various regulatory support functions for continuous monitoring and exam management , business unit/corporate and enterprise-wide business support groups ... Qualifications Prior experience with developing or enhancing AI/GenAI and/or technology /operational risk programs, and executing on regulatory remediation… more
- Wells Fargo (Charlotte, NC)
- …with customers and partners Desired Qualifications: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or ... development process Knowledge and understanding of retail compliance controls, risk management , and loss prevention Ability to follow policies, procedures, and… more
- Wells Fargo (Newtown Square, PA)
- …peers in Business Banking Advisory Services, Mortgage and Wealth and Investment Management to best meet the previously identified needs and goals, consistent with ... business Knowledge and understanding of Branch Banking compliance controls, risk management , and loss prevention Ability to follow policies, procedures, and… more
- Fifth Third Bank, NA (Chapel Hill, NC)
- …knowledge of compliance and regulatory issues impacting the investment management industry. Technology Proficiency: Comprehensive knowledge of asset ... for Internal Audits, RCSA's, and external examinations (SEC, NCCOB, Surprise Custody Exam ). Regulatory Reporting & Compliance Requests: Assist with governance… more
- Sonora Quest (Phoenix, AZ)
- …involved with quality improvement, research and development and ensuring OSHA regulatory and CAP, CLIA, JCAHO accreditation compliance. Provides technical and ... give input into an assessment or disciplinary action) in coordination with management . Develop training programs for staff. Involved in financial monitoring for the… more
- PwC (Detroit, MI)
- …your personal brand by deepening your technical knowledge of firm services and technology resources. This role offers a unique opportunity to immerse yourself in the ... projects Preparing and drafting tax documents, including tax returns and regulatory submissions Analyzing financial statements to provide insights for corporate tax… more
- PwC (Philadelphia, PA)
- …your personal brand by deepening your technical knowledge of firm services and technology resources. This role offers a dynamic environment where you will be driven ... members to deliver quality tax services and solutions Engaging in project management tasks to achieve project goals within specified timelines Utilizing accounting… more
- Coinbase (Columbus, OH)
- …and Audit to ensure a best-in class control framework. Partner with exam management team to respond to all regulatory exams and inquiries. Work with Market ... who believes in the power of crypto and blockchain technology to update the financial system. We want someone...Group to develop effective compliance programs to meet Coinbase's regulatory obligations across the business. This role will provide… more
- Bank of America (Chandler, AZ)
- …Spanish Skills: Account Management Customer and Client Focus Issue Management Oral Communications Regulatory Compliance Active Listening Adaptability Problem ... of age. Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Chandler/Financial-Services-Representative Retirement-and-Benefits_25045513) Job Description: Merrill Wealth Management is a leading provider of comprehensive wealth … more
- Burns & McDonnell (Minneapolis, MN)
- …recovery facilities, municipal, commercial and industrial facilities, stormwater management structures, utility facilities, water/wastewater collection systems and ... This position offers the opportunity to lead tasks/projects, perform assistant project management duties, and interact with clients. Candidates for this role will… more
- Travelers Insurance Company (St. Paul, MN)
- …rate manual adjustments, while ensuring alignment with company objectives and regulatory constraints. The role involves leading a team, driving project execution, ... collaboration with Bond & Specialty Insurance Pricing Actuaries, Product Solutions, Regulatory Affairs, Rate Plan Implementation, IT, and Business Intelligence &… more
