- Usaa (Tampa, FL)
- …expertise in SSDLC - Second Line of Defense . This role sits within the Chief Risk Office for Technology . We offer a flexible work environment that requires an ... assessing risk and reward through effective challenge. Liaises with Compliance and CLO on legal & regulatory considerations that impact business operations… more
- Efinity Mortgage (Austin, TX)
- …reporting. Policy Development & Implementation Develop, update, and enforce company compliance policies and procedures. Ensure Loan Officer Compensation plans ... in clear, practical terms. First point of contact for compliance issues. Auditing & Risk Management Conduct... input on new product development, marketing campaigns, and technology initiatives. Advise executives on compliance risks… more
- Heritage Financial Credit Union (Middletown, NY)
- …traditional risk management. This executive role oversees Finance, Information Technology , Strategic Business Operations, and Risk / Compliance , serving as ... Chief Risk Officer - Middletown, NY Middletown,...for providing strategic direction, leadership, and oversight across Finance, Risk & Regulatory Compliance , Information Technology… more
- Travelers Insurance Company (Hartford, CT)
- …governance practices and training and awareness of cyber and tech policy changes. As an Risk & Security Officer II, you are the point person for an assigned ... you do and where you do it. **Job Category** Technology **Compensation Overview** The annual base salary range provided...Openings** 1 **What Is the Opportunity?** At Travelers, Our Risk & Security Officers assess internal and external cyber… more
- Citigroup (Jacksonville, FL)
- The Operational Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... family. **Responsibilities:** + Establishes and oversees the application of operational risk policies, technology and tools, and governance processes to… more
- Citigroup (Tampa, FL)
- …outcomes to assess the firm's progress toward the Data Transformation target state. **The Data Risk Officer ** role will serve as a subject matter expert on data ... standards **Qualifications:** + **Experience:** 7-10 years of direct experience in a non-financial risk (data, technology , or reporting risk ) or relevant… more
- PNC (Charlotte, NC)
- …valued and have an opportunity to contribute to the company's success. As a Bank Risk Investment Officer within PNC's Market Risk Oversite organization, you ... Cross-Functional Collaboration: Work closely with Front Office, Finance, IT, Legal, Compliance , and other stakeholders to ensure integrated risk management.… more
- Nuveen Investments (Dallas, TX)
- **Financial Risk and Capital Management** The Investment Risk Officer is responsible for providing expertise on how to minimize investment risks within the ... and private and public data analytics * Monitor compliance with risk limits (both notional and...members and provide guidance on analytical tasks Systems & Technology : * Advanced utilization of Excel for complex financial… more
- JPMorgan Chase (Brooklyn, NY)
- Join a team at the forefront of global risk management and regulatory compliance . Make a meaningful impact by supporting critical capital and stress testing ... reporting workflows, and data management practices + Collaborate with business lines, risk officers, control management, and technology teams to gather… more
- New Jersey Institute of Technology (Newark, NJ)
- Title: Chief Compliance Officer Department: Office of Institutional Compliance Reports To: General Counsel, Senior Vice President of Legal Affairs and ... of Trustees Position Type: Staff Position Summary: The Chief Compliance Officer (CCO) serves as the senior...-Partner with university stakeholders to assess and manage institutional compliance risk . -Stay abreast of regulatory changes… more
- Citigroup (San Antonio, TX)
- …area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Provides strategic guidance to establish ... customer experience through authentication process/procedure changes while improving fraud risk control and minimizing losses. + Collaborate with business… more
- Berkshire Bank (Boston, MA)
- …$170,031 Location: Hybrid - Boston, MA - 60 State St Purpose/Objective: The VP, Compliance Officer Asset Management will develop, strengthen, and maintain the ... This position will provide leadership and strategy for the compliance and risk management of the Wealth...and the Berkshire Banc Investment Services business. The VP, Compliance Officer is also responsible for understanding… more
- ADP (Roseland, NJ)
- **ADP is hiring a Vice President of Governance, Risk & Compliance ** In this executive-level position, you will perform a critical role in the Global Security ... thousands. You will lead a team and deliver dedicated risk management and compliance services that will...functions that ADP relies on to manage the critical risk areas that include Information Technology and… more
- M&T Bank (Buffalo, NY)
- …of complex compliance and regulatory requirements applicable to cyber, technology , data and transformation risk management within the banking industry. ... Manager will have a specific focus on Cyber, Technology , Data and Transformation Risk within the... committees. Provide direct assistance/support to the First Line Risk Officer + Develop and review presentation… more
- Truist (Charlotte, NC)
- …technology risk oversight activities and grow their professional skillsets. The Senior Technology Risk Officer Resiliency position is a senior risk ... following job description:** Leader within the Truist second-line-of-defense (LOD2) Technology Risk team responsible for independent ...Chief Information Security Officer , the Chief Data Officer , the Chief Technology Officer ,… more
- Financial Partners Credit Union (Costa Mesa, CA)
- …- $311,454.31 Position Type Full Time Job Description The Vice President, Enterprise Risk Management & Compliance (ERMC) is responsible for managing and ... and in collaboration with Executive Vice President, Chief Administrative Officer (CAO). In this capacity, the VP, ERMC, works...levels of the organization and appropriate internal controls regarding risk and compliance . The VP, ERMC, develops,… more
- Bloomberg (New York, NY)
- Compliance - US Bank Secrecy Act (BSA) Officer - New York Location New York Business Area Legal, Compliance , and Risk Ref # 10047869 **Description & ... Requirements** Bloomberg's Legal, Compliance & Risk Department plays a critical...compliance programs for the Americas. The BSA AML Officer will be responsible for ensuring compliance … more
- SMBC (New York, NY)
- …+ Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... certifications + Participate in evaluation and implementation of Compliance technology . + Help to identify gaps...+ M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member +… more
- Bloomberg (New York, NY)
- Data Compliance Officer - 12 Month contract Location New York Business Area Legal, Compliance , and Risk Ref # 10047603 **Description & Requirements** The ... up to you to make it happen. Bloomberg's Legal, Compliance & Risk Department plays a critical...with and/or within regulated financial institutions, software and other technology companies, media corporations, or large global organizations; *… more
- CalSTRS (Sacramento, CA)
- Job Posting: Investment Officer III, Investment Compliance State Teachers' Retirement System JC-501517 - Investment Officer III, Investment Compliance ... seeking an experienced individual to work as an Investment Officer III (IO III) on the Investment Compliance...possess the following skills: + Experience working in investment compliance , business risk oversight, investment legal document… more
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