- The Computer Merchant, LTD. (Plano, TX)
- …will be crucial to the success of our projects. The ISR (Intelligence, Surveillance & Reconnaissance), Aviation, and Security (IAS) business area is a leader in ... systems. Its end-to-end Command, Control, Computers, Communications and Intelligence, Surveillance & Reconnaissance (C4ISR) capabilities encompass design, integration, test,… more
- NY CREATES (Albany, NY)
- …and audit readiness. Lead preparation for external assessments: CMMC Joint Surveillance , DIBCAC audits, and insurance cyber risk evaluations; serve as primary ... of Industry and Security, the US Department of State's Directorate of Defense Trade Controls, or other government agencies. The decision to pursue an export license… more
- US Customs and Border Protection (Ponce, PR)
- …the security of our national borders while facilitating lawful international travel and trade . DON'T FORGET TO CHECK OUT THE INCENTIVES - SEE SALARY SECTION BELOW! ... to identify logical conclusions. Utilizing cameras and other electronic high-tech surveillance equipment to gather evidence, collect, evaluate, and then preserve… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a Senior Control Management Specialist - Trade Surveillance Governance. This Assistant Vice President will assist in key ... of risks and mitigating control solutions. The Assistant Vice President of Trade Surveillance Governance sits within the Trade Surveillance Team… more
- TD Bank (New York, NY)
- …for promoting regulatory compliance by developing and maintaining a comprehensive Trade Surveillance program, including identifying emerging risks, regulatory ... in a complex regulatory environment. This position will focus on the trade surveillance portfolio and related initiatives. The VP Compliance TDS oversees/leads a… more
- TD Bank (New York, NY)
- …The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment ... Strategy: Develop and implement a robust data quality framework for trade surveillance , ensuring data integrity across multiple trading desks and asset classes.… more
- Capital One (New York, NY)
- Trade Surveillance Manager (Broker-Dealer & Swap Dealer) **About the Role** We are seeking a highly skilled Trade Surveillance Manager to lead and ... of surveillance procedures, scenarios, and parameter settings within the trade surveillance platform. + Ensure the surveillance program aligns with… more
- JPMorgan Chase (Jersey City, NJ)
- …Surveillance Lead Vice President within the North America and Latin America Swaps Trade Surveillance team, you will play a pivotal role in overseeing ... capabilities, and skills** + Bachelor's Degree + 3+ years of Trade Surveillance or other compliance, regulatory, or related financial industry experience +… more
- TD Bank (New York, NY)
- …team is looking for an Associate candidate (Senior Compliance Officer) to join the new Trade Surveillance team. Preferred 3-5 years of experience in trade ... members should participate in the discussion * Gain an understanding of new trade surveillance modules and surveillance tools * Keep current on emerging… more
- Wells Fargo (New York, NY)
- …Wells Fargo is seeking a **Lead Compliance Officer** in Corporate Risk as part ** Trade Surveillance Oversight** Team. This role will be responsible for providing ... will:** + Provide oversight, monitoring and effective challenge of the front-line surveillance program in line with federal, state, agency, legal, regulatory and… more
- TD Bank (New York, NY)
- …Securities US Compliance team is looking for Vice President to join the Trade Surveillance team focused on Communications. The VP Compliance TDS oversees/leads ... and/or escalation of issues + Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase presence + Provide coverage… more
- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Specialist - Trade Surveillance Charlotte, North Carolina, United States **To proceed with your application, you must be at least ... at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Compliance Operational-Risk-Specialist Trade - Surveillance \_25040545-2) **Job Description:** At Bank of America,… more
- TD Bank (New York, NY)
- …US Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and ... members should participate in the discussion + Gain an understanding of new trade surveillance modules and surveillance tools + Keep current on emerging… more
- Citigroup (New York, NY)
- …Non-Financial Risk group and more specifically within Conduct Risk. Predominantly operating trade surveillance within the Spread Products business, but there ... enable growth and economic progress. **Team/Role Overview** This SP Trade Monitoring role sits in the First Line of...Spread Products(Credit and Securitized Products) Trading, Middle Office or Surveillance . + MS Excel, SQL, Python, or other C… more
- ManpowerGroup (Jersey City, NJ)
- Our client, a leading organization in the financial services industry, is seeking a Trade Surveillance Analyst to join their team. As a Surveillance Analyst, ... communication abilities which will align successfully in the organization. **Job Title:** Trade Surveillance Analyst **Location:** Goldman Sachs Tower 30 Hudson… more
- TD Bank (New York, NY)
- …requires experience within the financial services industry, specifically in compliance, trade surveillance and/or capital markets domains including trading ... languages, databases, and development frameworks. . Knowledge of financial industry trade surveillance , market abuse monitoring and/or global markets domain… more
- TD Bank (Marlton, NJ)
- …Management Services Inc. (TDWMSI). The Central Supervision Analyst performs essential trade surveillance and electronic communications monitoring functions. This ... organization. **Depth & Scope:** + Performs various monitoring activities including trade and electronic communication reviews on a day-to-day basis, adhering to… more
- JPMorgan Chase (Tampa, FL)
- …the box, challenging the status quo and striving to be best-in-class. As a Trade Surveillance Vice President on the Specialized Testing Team within the ... qualifications, capabilities, and skills** + 3+ years of experience in a Trade or Trade Surveillance role. JPMorganChase, one of the oldest financial… more
- Bank of America (New York, NY)
- …lists, watch lists, global research reports, wall-crossings, MNPI (Material Non-Public Information), trade surveillance , and trade preclearance. + Supervise ... investment banking, capital markets, and research functions. + Familiarity with surveillance and compliance monitoring systems. **Skills:** + Advisory + Monitoring, … more
- SMBC (Charlotte, NC)
- …Technology group is responsible for supporting technology solutions that include trade and market surveillance , regulatory compliance, and internal metrics ... hands-on experience with Jira and Confluence. + Domain Expertise: Knowledge of trade /market surveillance and regulatory compliance frameworks. + Soft Skills:… more
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