- CHS Inc. (Inver Grove Heights, MN)
- …and energy commodities. CHS's Compliance & Integrity team is seeking a Global Trading Compliance and New Product Risk Senior Director to oversee, monitor and ... role, the Senior Director will lead the development, governance and administration of trading compliance and new product risk management activities across the… more
- Phillips 66 (Houston, TX)
- …66 & YOU - Together we can fuel the future** As an **Advisor in Commercial Trading Compliance ** , you'll play a vital role in supporting Phillips 66's dynamic ... compliance and commercial strategy, helping to ensure our trading activities meet the highest standards of integrity and...our success. **What You'll Do** + Support the commercial trading team by ensuring compliance with internal… more
- ExxonMobil (Spring, TX)
- …* Compliance experience in futures, financial and physical commodities trading * Working knowledge of commodity regulations/reporting * Experience with risk ... in Our Team** Join ExxonMobil as a Regulatory & Compliance Advisor. Become part of a team responsible for...associated with ExxonMobil's gas and power, crude, and products trading activities. In this role, you will be responsible… more
- JPMorgan Chase (New York, NY)
- … compliance domains while working with diverse stakeholders including trading supervisors and product managers. Responsibilities include maintaining a disciplined ... support and guidance to teams across the firm + Engage the trading desks and compliance to address real-time issues + Efficiently triage and address … more
- Wellington (Boston, MA)
- …Senior Compliance Analyst will support Wellington Management's global investment & trading compliance program, focusing primarily on compliance support ... , legal and risk professionals, as well as investment and trading personnel. Responsibilities The Senior Compliance Analyst's primary responsibilities… more
- Citigroup (New York, NY)
- …management system. + Lead reviews by global banking and securities regulators, Compliance testing, and Internal Audit of E- Trading business, including ... + Develop and manage key relationships with the NAM E- Trading Businesses, Technology, Risk and Compliance functions. + Has the ability to operate with a… more
- MUFG (New York, NY)
- …independent SME review and challenge for First Line of Defense (FLOD) markets and trading operational risk activities and compliance with the Markets and ... recruitment team will provide more details. **Job Summary:** The VP of Markets and Trading Operational Risk Management reports directly to the Head of Markets and … more
- JPMorgan Chase (New York, NY)
- …+ Experience in operations, operational risk management, business controls, sales, trading , audit, technology, business management, or compliance in a ... Manager - NA Rates & Fixed Income Financing (FIF) Trading - Vice President, you will manage the control...experience in controls, audit, quality assurance, risk management, or compliance preferred. + Proficient in Microsoft Office Suite (Word,… more
- Robert Half Finance & Accounting (Chicago, IL)
- …+ Data Collection and Analysis: Gather trade data from internal systems, analyze trading activity to identify potential compliance concerns related to market ... FOCUS, and other required filings based on specific regulatory guidelines. + Compliance Monitoring: Monitor trading activity for potential violations of… more
- TD Bank (New York, NY)
- …the firm's non- trading market risk positions and metrics + Ensures the compliance of the Non- Trading Market Risk processes with US regulations. Understands ... details for this role. **Job Description:** **Preferred Qualifications:** Focus on Non- Trading Market Risk (Interest Rate Risk on Banking Book or Treasury/Balance… more
- Bank of America (Chicago, IL)
- …and complex transaction structures. + Knowledge of front-to-back trade flows and how trading desks, sales, operations, and compliance interact across the product ... client profiles. + Proven ability to work independently and collaboratively across trading , compliance , risk, and operations functions to identify and mitigate… more
- BlackRock (Atlanta, GA)
- …in real time. Our investment software combines risk analytics with portfolio management, trading , compliance , and operations tools on a single platform to power ... informed decision-making, effective risk management, efficient trading , and operational scale. Through Aladdin, the firm offers to clients the same technology and… more
- JPMorgan Chase (Newark, DE)
- …to internal and external clients, maintaining up-to-date knowledge of market trends, trading regulations, and ensuring compliance with company policies and ... navigate and optimize these tools. + Understanding of regulatory requirements in the trading industry, ensuring compliance and adherence to industry standards. +… more
- ExxonMobil (Spring, TX)
- …in our team** The Market Risk Analyst position is responsible for monitoring trading activities for compliance with Market Risk Management policies and ... developing and maintaining tools for Global Trading activities. You will be responsible for independently identifying, measuring, and reporting trading gross… more
- ExxonMobil (Spring, TX)
- …. **Job Description:** The Market Risk Analyst position is responsible for monitoring trading activities for compliance with Market Risk Management policies and ... developing and maintaining tools for Global Trading activities. You will be responsible for independently identifying, measuring, and reporting trading gross… more
- Medtronic (Minneapolis, MN)
- …corporate governance and policies, oversight responsibilities, executive compensation, insider trading compliance , entity management and other public company ... following and other duties may be assigned. + Ensuring compliance with all laws and regulations relevant to areas...proposals, and annual shareholder meeting. + Advising on insider trading and Section 16 issues for directors and executive… more
- Amazon (Seattle, WA)
- …for securities reporting functions - Support Section 16 reporting and day-to-day insider trading compliance matters - Manage high volumes of sensitive tasks and ... compliance , or public company corporate governance - Working knowledge of insider trading compliance policies and 10b5-1 trading plans - Track record of… more
- Raymond James Financial, Inc. (Santa Fe, NM)
- …Position Report (LOPR), etc.) + Collaborates with other business units (Brokerage Operations, Trading , Compliance , IT, and Legal) + Assists and provides input in ... regulatory reporting, specifically with **CAT** and **CAIS** , to support our compliance operations and ensure accurate trade and account data submissions. **_A… more
- Bloomberg (New York, NY)
- …configuration, training, testing and support across position management, order management, trading , research management, compliance , and operations. The ideal ... of workflows across portfolio management, research management, order management, trading , compliance and operations for institutional investment managers… more
- Amazon (Seattle, WA)
- …company corporate governance. - Working knowledge of Section 16 compliance , 10b5-1 trading plans, and insider trading compliance policies. - Self-starter ... governance matters, drafting internal and external communications, maintaining critical process compliance (such as calendaring, filing, and task tracking in support… more
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