- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer, US Stamford,United States Permanent Full Time \#R-00241613 Share: ... ensure the proper operations of the department and the business. **Director, Electronic Trading Compliance Officer, US** Seeking an experienced compliance … more
- ExxonMobil (Spring, TX)
- …**What role you will play in our team** The Trading Risk & Compliance System Analyst is responsible ... in the new asset-backed trading (ABT) capabilities, Trading Risk & Compliance System Analyst translates business requirements to IT requirements, and… more
- BP Americas, Inc. (Omaha, NE)
- …energy company! The Compliance Manager is a key member of the Ethics & Compliance ("E&C") team supporting Trading & Shipping's ("T&S") Gas & Power Trading ... trading & marketing business. The purpose of the Ethics & Compliance - Trading & Shipping function is to promote compliance with externally defined… more
- ExxonMobil (Spring, TX)
- …with commercial transactions + Support compliance with regulatory and compliance requirements of commodity trading , including all applicable laws, ... for example antitrust, antiboycott, anticorruption, sanctions, labor and employment, litigation, trading regulatory and compliance + Day-to-day activities will… more
- Mizuho Corporate Bank (New York, NY)
- …rate swaps, US treasuries and futures. In this role, you will interact directly with trading , quantitative, compliance and risk, and IT functions to deliver new ... Join the Mizuho team as an Electronic Trading Sr. Java Developer! Overview This is a...trading capabilities and services leveraging modern technologies and data… more
- LS Power Development, LLC (New York, NY)
- …streams such as power, ancillaries, and capacity + Formulate risk management and trading strategies + Ensure compliance with strategic objectives and existing ... and divestiture efforts, primarily through the support of asset market and trading activities, analysis of and certifications related to hedging and trading… more
- JPMorgan Chase (New York, NY)
- …agendas: New product, strategy & business solutions; Support audit, regulatory and compliance deliverables; Trading desk & trade lifecycle processes & ... and compliance with regulatory requirements + Manage and optimize trading processes, systems, and infrastructure to improve efficiency and effectiveness + Lead… more
- Mizuho Corporate Bank (New York, NY)
- … desk. Responsibilities: + Support Equities Front Office Traders, Middle Office Users and Compliance on the trading floor + Monitor trading system and ... FIX network connectivity + Troubleshoot real-time trading issues and investigate compliance inquiries + Communicate major incidents to stakeholders + Gather… more
- Aramco Services Company (Houston, TX)
- …the Director of Compliance with developing and executing the overall Trading Compliance strategy, which includes helping with: + Identifying and evaluating ... + Minimum of ten (10) years professional experience + Experience in compliance , trading , risk control, or trading support role + Excellent knowledge… more
- Wellington (Chicago, IL)
- … compliance program as well as its global investment platform and trading compliance program, focusing on information controls. As Wellington is expanding ... perspectives with those of our clients. **About the Role** Position Overview The Compliance Analyst will support Wellington Management's global private investments… more
- BlackRock (San Francisco, CA)
- …in real time. Our investment software combines risk analytics with portfolio management, trading , compliance , and operations tools on a single platform to power ... of the investment cycle, including pre-trade decisioning, order management, trading , investment operations, risk management/ compliance /oversight, closed-book accounting,… more
- BlackRock (Atlanta, GA)
- …and work with other members of the Digital Enterprise Legal team, BlackRock Trading Legal team, and BlackRock's Legal & Compliance functions where required ... a FinTech lawyer with 6-10 years of experience in capital markets, trading , commercial negotiations, and contracting to support various financial markets trading… more
- BP Americas, Inc. (Chicago, IL)
- …mindset to optimize decisions that maximize profitability or lower costs. The Trading Operator must deliver safety and compliance requirements, meet product ... **Entity:** Trading & Shipping **Job Family Group:** Supply & Trading Group **Job Description:** Our purpose is to bring together people, energy and markets to… more
- PNC (Philadelphia, PA)
- …Regulatory Environment - Financial Services, Securities Laws and Regulations (SLR) Compliance , Trading **Work Experience** Roles at this level typically ... work with investment team portfolio managers and interface with various external trading partners including electronic trading platforms to source investment… more
- Bloomberg (New York, NY)
- …Bloomberg's OMS (AIM) delivers global, multi-asset solutions for portfolio management, trading , compliance and operations for buy-side firms. AIM is ... need to have:** - Deep experience in multi-asset order management and electronic trading workflows - Detailed asset class lifecycle experience in at least one of… more
- BP Americas, Inc. (Chicago, IL)
- …Making, Market Knowledge, Market Risk Management, Operational Risk, Trade discipline and compliance , Trading and shipping data knowledge, Trading knowledge ... Risk is a key leadership and control position within Trading and Shipping Finance & Risk. The Commodity Risk...risk, and financial controls function accountable for ensuring that trading and origination activities are conducted within a robust… more
- Citigroup (Tampa, FL)
- …significant risk issues and breaches to executive management. + Work closely with trading , logistics, compliance , and other relevant departments to ensure a ... risk and controls mindset along with extensive experience in physical commodities trading and logistics. This role is critical in identifying, assessing, and… more
- Scotiabank (New York, NY)
- …and leverage broader Bank relationships, systems, and knowledge. + Provide day-to-day compliance support for equities securities trading and sales businesses by ... and procedures, to the businesses. + Communicate with sales and trading management and US Compliance personnel on relevant compliance issues, the regulatory… more
- BP Americas, Inc. (Houston, TX)
- …assurance, Mentoring, Negotiating, Shipping/transport, Supply chain management, Trade discipline and compliance , Trading and scheduling operations, Trading ... **Entity:** Trading & Shipping **Job Family Group:** Supply & Trading Group **Job Description:** **About us** Our purpose is to bring together people, energy and… more
- BP Americas, Inc. (Omaha, NE)
- …Partner relationship management, Presenting, Thought Leadership, Trade discipline and compliance , Trading Fundamentals, Sentiment and Trends, Trading ... **Entity:** Trading & Shipping **Job Family Group:** Supply & Trading Group **Job Description:** **About us** Our purpose is to bring together people, energy and… more
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