- BP Americas, Inc. (Omaha, NE)
- …of that too. Together we continue to grow as the world's leading energy company! The Compliance Manager is a key member of the Ethics & Compliance ("E&C") ... & marketing business. The purpose of the Ethics & Compliance - Trading & Shipping function is...strategy. **Responsibilities:** + The position reports to the Senior Compliance Manager and is primarily responsible for… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line...employees and clients, aligned to company D&I goals. + Manager of Process & Data: Demonstrates deep process knowledge,… more
- T. Rowe Price (Owings Mills, MD)
- …contribute, learn, and make a difference. We are a premier asset manager focused on delivering global investment management excellence and retirement services that ... your career with us. About this Position As aT Rowe Price Senior Manager , you will lead trade management and portfolio implementation for discretionary portfolios as… more
- Bank of America (Jersey City, NJ)
- Senior Technology Manager - Senior Engineering Lead for Systematic Risk Trading Jersey City, New Jersey **Job Description:** At Bank of America, we are guided by ... standards, audit exams and reviews), ensuring all relevant risk, financial, and compliance policies are met + Manages relationships with business and technology… more
- TD Bank (Charlotte, NC)
- …the firm's non- trading market risk positions and metrics + Ensures the compliance of the Non- Trading Market Risk processes with US regulations. Understands ... details for this role. **Job Description:** **Preferred Qualifications:** Focus on Non- Trading Market Risk (Interest Rate Risk on Banking Book or Treasury/Balance… more
- TD Bank (New York, NY)
- …the firm's non- trading market risk positions and metrics + Ensures the compliance of the Non- Trading Market Risk processes with US regulations. Understands ... details for this role. **Job Description:** **Preferred Qualifications:** Focus on Non- Trading Market Risk (Interest Rate Risk on Banking Book or Treasury/Balance… more
- JPMorgan Chase (New York, NY)
- We are seeking an enthusiastic and keen Business Manager for Global Market Strategy & Trading to join our dynamic team. The successful candidate will play a ... agendas: New product, strategy & business solutions; Support audit, regulatory and compliance deliverables; Trading desk & trade lifecycle processes &… more
- Bank of America (New York, NY)
- Audit Manager - Global Markets - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... control environment + Utilize yoursoundanalytical skills and Global Markets Electronic Trading expertise to execute assigned audit testing responsibilities. + Lead… more
- TD Bank (New York, NY)
- …the firm's non- trading market risk positions and metrics + Ensures the compliance of the Non- Trading Market Risk processes with US regulations. Understands ... details for this role. **Job Description:** **Preferred Qualifications:** Focus on Non- Trading Market Risk (Interest Rate Risk on Banking Book or Treasury/Balance… more
- Citigroup (New York, NY)
- …team of investment professionals. This individual will be responsible for trading , quantitative analytics, and will maintain strong relationships with broker dealer ... + Actively participate in strategy discussion, monitor market conditions, credit trends, trading technical factors and provide ongoing market color to the team +… more
- JPMorgan Chase (New York, NY)
- …background in controls, audit, quality assurance, operational risk management, or compliance ; or equivalent subject matter expertise in a relevant business related ... function/operation + Proficient in Microsoft Office Suite (Word, Excel, PowerPoint) + Ability to understand and summarize relevant business data, identifying key messages for Senior Management + Confident professional with good judgment, maturity, and poise to… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... and leverage broader Bank relationships, systems, and knowledge. + Provide day-to-day compliance support for equities securities trading and sales businesses by… more
- Scotiabank (New York, NY)
- Senior Audit Manager , Compliance Audit (Non-AML) **Requisition ID:** 209949 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is ... to drive ambition for every future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant experience in… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common purpose ... job is responsible for executing second line of defense compliance trade surveillance and operational risk oversight for a...employees and clients, aligned to company D&I goals. + Manager of Process & Data: Demonstrates deep process knowledge,… more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager will ... & Co., TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will work independently from the CBD… more
- Bank of America (New York, NY)
- …with the trading desk and other risk and support groups (ie, Compliance , Finance, Operations, etc.). Senior market risk manager leading the independent risk ... Global Markets Risk Sr Manager New York, New York **Job Description:** At...Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance + Technical Documentation + Trading Strategy… more
- T. Rowe Price (Baltimore, MD)
- …with Trading /IBOR/OMS systems, specifically with knowledge of Charles River Compliance System (CRD) or comparable compliance platform + Practical ... make a difference. We are a premier asset manager focused on delivering global investment management excellence and...and grow your career with us. Role Summary Investment Compliance is a global team responsible for ensuring … more
- Scotiabank (New York, NY)
- Senior Manager , Conduct Compliance Officer **Requisition ID:** 210173 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** The Associate TDS Sales & Trading (US) may specialize in Sales and/or Trading . Accountabilities vary based ... supervisory responsibilities, and client interactions must be considered. Sales and Trading : Actively manages relationships within and across various business lines,… more
- Bank of America (New York, NY)
- Global Markets Risk Manager (AVP/VP) - Mortgages and Securitized Products New York, New York **Job Description:** At Bank of America, we are guided by a common ... stress testing, designing limit frameworks and interfacing with the trading desk and other risk and support groups (ie,... desk and other risk and support groups (ie, Compliance , Finance, Operations, etc.). This position is in the… more
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