- BP Americas, Inc. (Chicago, IL)
- …of that too. Together we continue to grow as the world's leading energy company! The Commodity Trading Compliance Manager is a key member of the Ethics & ... and compliance requirements and bp's policies related to trading compliance , including on all relevant financial services and market abuse regulations;… more
- BP Americas, Inc. (Omaha, NE)
- …of that too. Together we continue to grow as the world's leading energy company! The Compliance Manager is a key member of the Ethics & Compliance ("E&C") ... & marketing business. The purpose of the Ethics & Compliance - Trading & Shipping function is...strategy. **Responsibilities:** + The position reports to the Senior Compliance Manager and is primarily responsible for… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line...employees and clients, aligned to company D&I goals. + Manager of Process & Data: Demonstrates deep process knowledge,… more
- Portland General Electric (Tualatin, OR)
- …clean energy solutions that are also affordable and accessible to all. As a Power Trading and Portfolio Manager , you will have the unique opportunity to lead ... strategic energy trading operations and optimize PGE's portfolio assets in electricity...with a focus on PGE's accounting, business practices and compliance requirements economics required + Advanced knowledge of Western… more
- Southern California Edison (Rosemead, CA)
- …well as the procurement of emissions related compliance products. As a **Senior Manager , Energy Trading ** your work will help power our planet, reduce carbon ... **Join the Clean Energy Revolution** Become a **Senior Manager , Energy Trading ** at Southern California...energy storage resources, and conventional energy. **Responsibilities** + Oversees trading strategies that are in compliance with… more
- T. Rowe Price (Owings Mills, MD)
- …contribute, learn, and make a difference. We are a premier asset manager focused on delivering global investment management excellence and retirement services that ... grow your career with us. Role Summary As aT Rowe Price Senior Manager , you will lead trade management and portfolio implementation for discretionary portfolios as… more
- Citigroup (Getzville, NY)
- Serves as a compliance risk manager for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... portfolios including trade surveillance, e-communications and voice surveillance, employee trading , and information barrier surveillance. This role will focus on… more
- Capgemini (New York, NY)
- Consulting Manager - Securities Trading , Middle & Back Office, and Transformation Choosing Capgemini means choosing a company where you will be empowered to ... **Location :** NYC **Job Overview :** We are seeking a highly skilled Consulting Manager with a deep understanding of Securities Trading , Middle and Back Office… more
- Bank of America (Jersey City, NJ)
- Senior Technology Manager - Senior Engineering Lead for Systematic Risk Trading Jersey City, New Jersey **Job Description:** At Bank of America, we are guided by ... standards, audit exams and reviews), ensuring all relevant risk, financial, and compliance policies are met + Manages relationships with business and technology… more
- PNC (Philadelphia, PA)
- … activities, industry and market developments and regulatory requirements. * Ensuring compliance with policies and regulations. * Trading both secondary and ... the company's success. As a Managing Director within PNC's Trading organization, you will be based in Pittsburgh or...and manage risk as well as understand the team's compliance within risk and regulatory requirements. This individual will… more
- BlackRock (New York, NY)
- …and work with other members of the Digital Enterprise Legal team, BlackRock Trading Legal team, and BlackRock's Legal & Compliance functions where required ... a FinTech lawyer with 5-8 years of experience in capital markets, trading , commercial negotiations, and contracting to support various financial markets trading… more
- BMO Financial Group (New York, NY)
- …Securitized Credit desk within the Global Markets division, focusing on secondary trading of Asset-Backed Securities (ABS). This person will serve an important role ... within the firm's broader Mortgage and Securitized Products Sales and Trading platform, delivering client focused trading solutions within the Asset-Backed… more
- Bank of America (New York, NY)
- Audit Manager - Global Markets - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... control environment + Utilize yoursoundanalytical skills and Global Markets Electronic Trading expertise to execute assigned audit testing responsibilities. + Lead… more
- CIBC (New York, NY)
- …decisions with respect to complex risk scenarios within a dynamic, time sensitive trading room environment. At CIBC we enable the work environment most optimal for ... and enhance portfolio risk and stress testing. + Ensure compliance with all market risk regulatory requirements. + Perform...3+ years of market risk management experience on a trading floor + Strong understanding of the pricing of… more
- T. Rowe Price (Owings Mills, MD)
- …your career with us. Role Summary This position is within the North America Compliance team reporting to the Senior Manager , Regulatory Advisory Compliance ... America Compliance on matters impacting Global Investments and Global Trading . The successful candidate will have strong time management and organizational… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) Team responsible ... compliance with Volcker rule, Swap dealer requirements and significant compliance risks and controls implemented by the global Markets Business; serves as… more
- Nuveen Investments (New York, NY)
- …the Derivatives Desk with all aspects of the business, from operational processes, audit/ compliance to structuring and trading of FX and derivatives products + ... The Derivatives Strategies & Trading Senior Director will be responsible for structuring...other non-annual incentive plans). **Company Overview** Nuveen, the investment manager of TIAA, offers a comprehensive range of outcome-focused… more
- JPMorgan Chase (New York, NY)
- …Business Control Manager within the Commercial & Investment Bank Markets Trading Controls Team, you will cover the North American Rates, Fixed Income Financing, ... experience in controls, audit, quality assurance, risk management, governance, or compliance . + Highly motivated, energetic self-starter who takes ownership. +… more
- JPMorgan Chase (New York, NY)
- …background in controls, audit, quality assurance, operational risk management, or compliance ; or equivalent subject matter expertise in a relevant business related ... function/operation + Proficient in Microsoft Office Suite (Word, Excel, PowerPoint) + Ability to understand and summarize relevant business data, identifying key messages for Senior Management + Confident professional with good judgment, maturity, and poise to… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... and leverage broader Bank relationships, systems, and knowledge. + Provide day-to-day compliance support for equities securities trading and sales businesses by… more
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