- JPMorgan Chase (New York, NY)
- …Solutions (ECS) team, which is the client-facing organization for all automated trading capabilities in Cash Equities. This team builds, manages and delivers the ... for algorithmic execution and liquidity solutions, data, analytics and low latency trading capabilities to institutional, hedge fund and systematic trading … more
- Warner Bros. Discovery (Burbank, CA)
- …here you are celebrated, here you can thrive. Your New Role The Category Manager is responsible for managing sub categories within Toys including Trading Card ... Management and knowledge of the licensing and retail landscape in Toys, Trading Card Games, Trading Cards and Collectibles. The candidate should… more
- Capital One (New York, NY)
- …oversee day-to-day surveillance operations, maintain robust controls around the monitoring of trading activity, and ensure ongoing compliance with SEC, FINRA, ... Trade Surveillance Manager (Broker-Dealer & Swap Dealer) About the Role...track record supervising surveillance teams within a highly regulated trading environment. Responsibilities Program Oversight & Governance Lead daily… more
- TD Bank (New York, NY)
- … Compliance experience, including Securities Advisory experience. Knowledge of trading algorithms, alternative trading systems and market structure preferred ... Significant experience in providing legal, regulatory or compliance advice to Equity Sales & Trading ...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Coinbase (Des Moines, IA)
- …senior compliance oversight to all aspects of CCM, including trading , reporting, policies and procedures and training. Coordinate closely with cross functional ... and alignment. Attendance is expected and fully supported. The Institutional Compliance team supports the Institutional Product Group to develop effective … more
- Capital One (Mclean, VA)
- …, Product Management - Capital Markets & Analytics Capital Markets & Analytics- Treasury & Trading - Manager , Product Management Do you want to be part of a ... Product Manager will collaborate closely with customers including: Treasury, Trading , Balance Sheet Management, and Risk & Capital Analytics. Our key priorities… more
- Coinbase (Albany, NY)
- …Markets, trusted custody solutions, and dedicated crypto prime brokerage. As a Product Manager on Coinbase Institutional, you will play a critical role in developing ... our objectives in the global cryptoeconomy, set the standard of institutional trading and financing, and build a more innovative financial system. You will… more
- EY (Carson City, NV)
- …EY and help to build a better working world. AI & Data - AI Strategy - Senior Manager - Oil & Gas Sector The opportunity As part of our growing AI & Data practice, ... we are seeking a highly experienced Senior Manager to lead enterprise AI strategy and quantitative modeling efforts for our clients in the Oil & Gas sector. This… more
- Raymond James Financial, Inc. (St. Louis, MO)
- …own book of business. Essential Duties and Responsibilities Assists Resident Manager at each branch with the following activities: Attracts, selects, orients, ... trains, and retains Financial Advisors (FAs) and support staff. Supervises daily trading and other office activities. Resolves client complaints. Performs reviews of… more
- TD Bank (New York, NY)
- …with key stakeholders across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance , and Risk functions. The incumbent ... tools to detect anomalies in surveillance data. Cross-Functional Leadership: Partner with Compliance , Risk, Trading , and Technology teams to optimize data… more
- Warner Bros. Discovery (Atlanta, GA)
- …supported, here you are celebrated, here you can thrive. Your New Role Manager focusing on the reporting and analysis of Global Intercompany Eliminations. Assists in ... quarterly and annual SEC filings ensuring results are in compliance with US GAAP and SEC regulations. Works with...of timing differences between sister companies Oversight of all Trading Partner master data, including governance and approval of… more
- Deloitte (Columbus, OH)
- …come travel the world in our world! What you'll do As a Senior Manager on our Global Trade Advisory team, you will participate in engagements requiring regulatory ... latest technologies. Responsibilities will include: Helping companies manage global compliance requirements and realize efficiencies in their global supply chain.… more
- Bank of America (New York, NY)
- …Work with other groups as needed, including Middle Office, Sales and Trading , Technology, Compliance , Operational Risk, and Enterprise Capital Management to ... Data Support Manager -GRM Data Strategy Charlotte, North Carolina, United States;New...of all aspects of risk, including strategic, market, credit, compliance , liquidity, operational, model and reputational risk matters to… more
- Deloitte (San Francisco, CA)
- …is you, come travel the world in our world! What you'll do As a Manager on our Global Trade Advisory team, you will participate in engagements requiring regulatory ... the latest technologies. Responsibilities include Helping companies manage global compliance requirements and realize efficiencies in their global supply chain.… more
- EY (Oklahoma City, OK)
- …fund and organizational structuring, tax minimization planning, on-call advice, and tax compliance . Your key responsibilities As a manager in our Wealth ... you will be responsible for managing and coordinating tax compliance and advisory work for clients. You would work...in firm in - house trainings Ability to analyze trading reports for tax character and book tax differences,… more
- RWE Clean Energy (New York, NY)
- …Business Development; Communications; Project Management Remuneration: Exempt The Project Manager will be responsible for overseeing the PV and Battery ... and production of customer deliverables Manage phases of Projects in compliance with Contracts, maintain or enhanced customer satisfaction and ensure projects… more
- Charles Schwab (Austin, TX)
- …as well as oversight and monitoring of Employer Securities. The Specialty Products Manager will serve as a subject matter expert for regulatory activities, is ... and is a product owner for the Trust Bank Collective Trust Funds. The Manager will also provide ongoing support to the other specialty products managed by the… more
- Truist (Tampa, FL)
- …States of America) Please review the following job description: The Reserve Investment Manager 2 (IM) is responsible for partnering with Wealth Advisors to deliver ... on strategic and tactical asset allocation. Manage the daily trading activities in discretionary, non-discretionary, and trust-based portfolios Implement investment… more
- City National Bank (Charlotte, NC)
- SR. AUDIT MANAGER - TREASURY/FINANCE WHAT IS THE OPPORTUNITY? Responsible for managing complex audits and supervising auditors assigned to the audit in one of the ... mutual funds, investment management, broker/dealer and security sales and trading activities. IT audits including network, databases, operating systems, information… more
- RWE Clean Energy (Chicago, IL)
- …Finance / Controlling; Engineering; Project Management Remuneration: Exempt The Project Manager , Transaction Diligence will lead technical diligence efforts for tax ... mitigate technical risks impacting project financing and bankability Ensure compliance with industry standards, regulatory requirements, and lender expectations… more
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