- MUFG (Irving, TX)
- …Trading business units with focus on the Markets Compliance program. The Compliance Officer will work closely with ACT teammates and various key regional and global ... (NFA), Federal Reserve Board (FRB), Office of the Comptroller of the Currency ( OCC ) and Investment Industry Regulatory Organization of Canada (IIROC) rules, and MUFG… more
- City National Bank (Wilmington, DE)
- *TRUST ADMINISTRATION OFFICER II* WHAT IS THE OPPORTUNITY? This is an entry level Personal Trust Officer position, responsible for administering personal trust ... * Complete discretionary distribution requests. Submit formal requests to the Trust Officer for approval. * Coordinate set up, tracking, and monitoring of personal… more
- Banco Popular Puerto Rico (New York, NY)
- …Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory Compliance We are looking for a ... Senior Compliance Officer to join our Compliance Team. The role may...to management in the execution of the annual compliance training program, including drafting training materials and… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR-INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and advisory role ... mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training , and advisory matters. This role is responsible for oversight… more
- Zions Bancorporation (Salt Lake City, UT)
- …the results to leadership, management committees and the Board. The Risk Officer will monitor the quality of risk management activities, influence and challenge ... appropriate tone, and clarity for internal and regulatory audiences (eg, OCC ). + Identify process improvement and risk mitigation opportunities, including the… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a Senior Lead Credit Risk & Approval Officer that approves, monitors and manages the credit exposure within the Corporate & ... units in their efforts to prepare for and achieve satisfactory exams from RAR, OCC , Audit, etc. + Reinforce Wells Fargo's strong credit culture and strengthen team… more
- Truist (Atlanta, GA)
- …clear view of exposure, scenario coverage, and resilience maturity. Enterprise Resilience Officer II is a subject matter expert responsible for the development, ... Graduate of Leadership Development Program, Banking School, or equivalent industry training program 4. Experience working for or with (significant interactions)… more
- Truist (Charlotte, NC)
- …following job description:** Work style: In Office (5 days/week) Enterprise Resilience Officer I is a subject matter expert responsible for the development, ... Graduate of Leadership Development Program, Banking School, or equivalent industry training program 4. Experience working for or with (significant interactions)… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking a Credit Officer to cover Commercial Real Estate. + Review and challenge of credit applications ... relevant work experience preferably within credit risk (formal credit training preferred, second line of defense). + Experience and...industry. + Prior experience interacting with US Regulators (Fed, OCC or FDIC) preferred. + Ability to adapt to… more
- SMBC (New York, NY)
- …to its employees. **Role Description** SMBC is seeking a Vice President / Credit Officer to cover Middle Market LBO. + Review and challenge of credit applications ... experience preferably within a credit risk function (formal credit training preferred, second line of defense). + Experience and...preferred. + Prior experience interacting with US Regulators (Fed, OCC or FDIC) preferred. + Ability to adapt to… more
- Nelnet (Lincoln, NE)
- …Management System. This role oversees the Bank's compliance advisory, compliance training , and complaint management programs. This role reports to and will ... collaborate closely with the Bank's Chief Compliance Officer and will also work closely with the Bank's...tools for new products. + Manages Nelnet Bank's Compliance Training Program including LMS administration and supplementary training… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Duties and Responsibilities** + Support the Community Development/Community Reinvestment Act (CRA) Officer . + Assist with overseeing the CRA Program with the CRA ... Officer , including serving as an additional liaison between key...assist with CRA processes, including quarterly performance updates, associate training , and ongoing review and analysis of CRA activities.… more
- Raymond James Financial, Inc. (Denver, CO)
- **Essential Duties and Responsibilities** + Support the Chief Privacy Officer (CPO) to define and achieve the strategic vision for the corporate Privacy Program. + ... regulatory control framework. + Develop and provide appropriate guidance, education, training and communication to all relevant stakeholders. + Review and assess… more
- Covenant Health Inc. (Crossville, TN)
- …Nursing Officer , Cumberland Medical Center Position Summary: Provides athletic training services and care on behalf of LeConte Medical Center's Sports Medicine ... Overview Athletic Trainer, Administration PRN/ OCC , Hours and Shifts Vary Covenant Health is...Recruiter: Brittany Smithson || ###@covhlth.com Responsibilities + Provides athletic training services for area high schools as part of… more
- Touro University (Valhalla, NY)
- …records in relation to State, USDA and AAALAC inspections; and tracking required training , OCC Health & visitors log . + Perform other administrative ... the administration of educational programs and activities, hiring, compensation, training and apprenticeship, placement, promotion, upgrading, demotion, downgrading, transfer,… more
- Panasonic Avionics Corporation (Los Angeles, CA)
- …third party MRO maintenance staff, the customer's maintenance control organization, PTS OCC , MCC, or limited to a combination of organizations as appropriate to ... customer stakeholders. + The interface between contracted MRO staff, Panasonic Product Safety Officer , and Panasonic QA in all matters concerning air safety. + To… more
- Covenant Health Inc. (Crossville, TN)
- Overview Radiation Therapist, Radiation Oncology PRN/ OCC , Variable Hours & Shifts Covenant Health is the region's top performing healthcare network. Each of our more ... to welcoming team-focused people to grow their careers with us!" -Chief Nursing Officer , Cumberland Medical Center Position Summary: The Radiation Therapist II is an… more
- MUFG (Los Angeles, CA)
- …possible, concerning business management and financial matters. + Serve as first contact officer for clients for matters relating to all banking services and advise ... Compliance (5%) + Ensure compliance with external regulatory requirements (JFSA, BOJ, FRB, OCC ). + Ensure adherence to all bank policies and procedures relative to… more
- Covenant Health Inc. (Crossville, TN)
- Overview Pharmacy Tech, Pharmacy PRN/ OCC , Variable Hours & Shifts CPhT certification required within 12 months of hire. Covenant Health is the region's top ... welcoming team-focused people to grow their careers with us!" -Chief Nursing Officer , Cumberland Medical Center Position Summary: Under the direct supervision of the… more
- Covenant Health Inc. (Crossville, TN)
- Overview Senior Lab Assistant, General Laboratory PRN/ OCC ,Hours Vary, Day Shift Covenant Health is the region's top performing healthcare network. Each of our more ... welcoming team-focused people to grow their careers with us!" -Chief Nursing Officer , Cumberland Medical Center Position Summary: An employee in this position must… more