- JPMorgan Chase (New York, NY)
- **Job Summary** As a Control Management Vice President within our dedicated team, you will be tasked with maintaining a sustainable and disciplined end-to-end ... control environment for the line of business. Your responsibilities...capabilities, and skills** + Basic understanding of trade-life cycle, equity & markets + Prior front office exposure preferred… more
- Citigroup (New York, NY)
- …laws, rules, regulations, risks and typologies + Compliance product coverage for Cash Sales Trading and Equities Trading + Must be a self-starter, flexible, ... Risk Management **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $142,320.00 -… more
- Scotiabank (New York, NY)
- …of internal controls relating to wholesale bank and trading operations and internal control within the US This Manager's role will focus on Internal ... Manager, US Internal Control and Global Wholesale...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- BMO Financial Group (New York, NY)
- …with primary accountability for the Firm's Cash Equities & Electronic Trading businesses, across two US broker-dealers. The role will include accountability ... additional risk mitigating controls pertaining to the Firm's Cash Equities & Electronic Trading businesses. The role...expertise of the rules and regulations related to the US Cash Equities markets, including FINRA, SEC,… more
- Bank of America (New York, NY)
- …loan and other structured equity financing products. Familiarity with US equity market regulations, exchanges/execution venues, clearing and settlement ... , Futures and Options, and Research. Products include cash equities (high touch and low touch electronic trading...+ Critical Thinking + Technical Documentation **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
- Bank of America (Charlotte, NC)
- …to the Sales and Trading Desks, such as Credit, Rates, Mortgages and Equity . Trade Control is a team of specialists primarily responsible for the ... us ! **Job Summary:** Team: Global Credit Products Trade Control Operations plays a vital role in the firm's...degree educated preferable but not essential **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
- Bank of America (New York, NY)
- …of electronic trading regulatory trends and future requirements **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of America and ... along with the power to make a difference. Join us ! **Job Description:** This job is responsible for executing...Communications **Job Description Summary:** Coordinated risk oversight of electronic trading for FICC, Equities and/or Futures and… more
- Bank of America (Jersey City, NJ)
- …Education Requirement:** Bachelor Degree or equivalent working experience **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of ... along with the power to make a difference. Join us ! **Job Description:** This job is responsible for building...+ FINRA Series 57 licensed + Deep knowledge of Equities /Futures/Options/FX asset classes and algorithmic trading of… more
- T. Rowe Price (Owings Mills, MD)
- …of trading investment professionals across two locations within the US , guiding their work, providing feedback, and evaluating performance. + Develop training ... We invite you to explore the opportunity to join us and grow your career with us ....discretionary portfolios as well as have responsibility for retail trading operations, which includes end-to-end oversight of portfolio rebalancing,… more
- Wells Fargo (Salt Lake City, UT)
- **About this role:** Wells Fargo is seeking a Trading Enablement Assistant to work for its Investment Contact Center (ICC). In this role, you will assist brokerage ... website. Successful employees act as front-line problem solvers, speak to trading strategies, have a strong understanding of investment market terminology, and… more
- TD Bank (New York, NY)
- …legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues ... a wide range of TD Securities business lines including equity derivatives, fixed income, credit derivatives, commodities, foreign exchange,...and the financial guardian of the TDS sales and trading activities. + Ensure overall Product Control … more
- Vanguard (Malvern, PA)
- …progress toward DEI, download our Diversity, Equity , and Inclusion Report (https://corporate.vanguard.com/content/corporatesite/ us ... data warehousing + Experience with OneTick/KDB + Good understanding of source control , unit testing, test-driven development, and CI/CD + Knowledge of data… more
- Scotiabank (New York, NY)
- …**Purpose** Contributes to the overall success of the Equities Sales and Trading businesses in the US ensuring specific individual goals, plans, initiatives ... equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- Citigroup (New York, NY)
- …Quantitative Analysis **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $150,000.00 - ... within the business. The role involves working closely with Trading , Sales, Structuring, and Risk and Control ...is the development of pricing models within the strategic Equity Derivatives analytics library. Experience of 2 to 4… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...TD Securities, and manages the dealer's liquidity, funding and non- trading market risk. Within the group, US … more
- Bank of America (New York, NY)
- …+ Strong time-management skills. + Ability to meet deadlines **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of America ... along with the power to make a difference. Join us ! **Job Description:** This job is responsible for executing...and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. Key responsibilities include ensuring… more
- Scotiabank (New York, NY)
- …is a subset of the First Line Supervision Support team within US Internal Control . TFS is embedded on the trading floor and is responsible for establishing ... Manager, Trade Floor Supervision, US Internal Control **Requisition ID:** 215282...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- SMBC (New York, NY)
- …SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of ... **Job Summary** The Nikko Securities America, Inc. middle/back office Business Control Officer is a business-aligned change agent and risk management individual… more
- Citigroup (Tampa, FL)
- …In current state, the Brokerage team is comprised of 46 individuals based in the United States (Tampa), the United Kingdom (Belfast) and with a third-party ... and Derivatives Processing **Time Type:** Full time **Primary Location:** Tampa Florida United States **Primary Location Full Time Salary Range:** $170,000.00 -… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...**Customer Accountabilities:** + Works closely with the sales and trading group to develop new relationships, and with other… more