- LifePoint Health (Brentwood, TN)
- * Vice President , Senior Regulatory and Enterprise Risk Counsel* *Who we are:* At Lifepoint Health, we provide quality healthcare to rural communities. As a ... environments where employees find purpose and fulfillment. *What you'll do:* As a* Vice President , Senior Regulatory and Enterprise Risk Counsel*, you will… more
- Morgan Stanley (Purchase, NY)
- Morgan Stanley Wealth Management is seeking a dynamic and organized Vice President to join our Regulatory Change Management Program (RCMP) team. The goal of ... committed to diversifying its workforce (M/F/Disability/Vet **Job:** **Wealth Management* **Title:** * Vice President , Wealth Management - Regulatory Change… more
- JPMorgan Chase (Brooklyn, NY)
- …Partners and various Policy groups. **Job Summary** As an External Reporting Controller, Vice President within the Consolidated Regulatory Reporting team, ... The Firmwide Regulatory Reporting & Analysis (FRRA) team resides within...responsible for the execution and delivery against the Firm's regulatory reporting requirements to its US regulators and has… more
- TD Bank (New York, NY)
- …more specific details for this role **Job Description:** **Job Overview:** Regulatory and Supervisory Management proactively supports TD Securities' Global Markets ... achieve sustainable strategies, supervision, operating practices and governance aligned with regulatory requirements and Bank policies and appetite. This group is… more
- Citigroup (Queens, NY)
- …brokerage, trade and securities services and wealth management. Join Citi's Regulatory Capital Policy Group ("RCPG") within Finance's Capital and Regulatory ... Basel III Endgame, Banking Book Equities, and Capital. The Regulatory Capital Policy Group: + Forms the First Line...First Line of Defense for the US Basel III regulatory capital treatment of exposures. + Partners closely with… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel… more
- Citigroup (Tampa, FL)
- The Lead Analyst position is an integral member of the Global Regulatory Reporting (GRR). This is a high-profile function, providing financial information to the ... responsibilities include preparation and analysis of the quarterly, semi-annual and annual Regulatory Reports required by FRB and OCC for Citigroup and Citibank… more
- Citigroup (Queens, NY)
- The Senior Lead Analyst position is an integral member of the Global Regulatory Reporting Group (GRR). The GRR Group is a high-profile function, providing financial ... responsibilities include preparation and analysis of the quarterly, semi-annual and annual Regulatory Reports required by FRB and OCC for Citigroup and Citibank… more
- Citigroup (New York, NY)
- The role is in the Broker Dealer Regulatory Reporting Department, which is responsible for ensuring the capital adequacy of all of Citi's US broker dealers on a ... for providing information and coordinating requests for internal and external audits, regulatory examinations and inquiries (FINRA, SEC, CME) of the US broker… more
- MUFG (New York, NY)
- …and work remotely one day. A member of our recruitment team will provide more details. Regulatory Counsel, Vice President At MUFG, we share a vision for our ... regulations. This role requires excellent analytical skills, an understanding of regulatory frameworks, and the ability to navigate complex legal environments. This… more
- JPMorgan Chase (New York, NY)
- …valuable regulatory insight. As a Wealth Management Financial Products and Regulatory Attorney - Vice President , Assistant General Counsel within ... you will provide critical analysis and discussion of wealth management-specific regulatory issues, ongoing support of investment products distribution issues, and… more
- Eurofins (Horsham, PA)
- …customer and quantity discounts. HUMAN RESOURCES + Review and recommend to the President the organizational needs of the company and implement approved changes. + ... QUALITY & COMPLIANCE + Recommend all department Capital Expenditures to the President . + Recommend all department Equipment Leases and subcontracting to the … more
- Citigroup (Washington, DC)
- …procedures, processes related to monitoring and fostering awareness of sanctions regulatory requirements that Citi must comply with; assessing related sanctions risk ... Subpoena responses, Voluntary Self-Disclosures, license applications, and other relevant regulatory correspondence. + Providing timely and accurate regulatory … more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Vice President within the Regulatory Strategy Chief Data & Analytics ... your expertise to JPMorgan Chase. As part of the Regulatory Strategy Chief Data & Analytics Office (including AI)...Team, you will play a pivotal role in overseeing regulatory examinations and engagements related to areas of coverage… more
- Eversource Energy (Washington, DC)
- …support the company's business operations while discouraging the enactment of regulatory policies which might adversely affect the company's operations\. Oversee and ... governmental agencies, business and industry associations and other legislative and regulatory groups with direct or implied implications to Eversource's business… more
- JPMorgan Chase (New York, NY)
- …the status quo and striving to be best-in-class. As a Government Investigations & Regulatory Enforcement Attorney - Vice President , Assistant General Counsel ... in our Government Investigations & Regulatory Enforcement team, you will represent JPMorgan Chase &...will represent JPMorgan Chase & Co. in connection with regulatory inquiries and government enforcement matters, internal reviews and… more
- Raymond James Financial, Inc. (Memphis, TN)
- …obtained through education and experience to manage and oversee the non-financial regulatory reporting function for Raymond James. The leader will regularly interact ... and technology to identify and implement solutions. + Stays informed of regulatory developments and industry best practices to ensure the non-financial regulatory… more
- MUFG (Tempe, AZ)
- …team will provide more details. **Job Summary:** The Reporting Shared Services (RSS) Assistant Vice President reports to the Regulatory Reporting Manager and ... in the centralized RSS regulatory reporting function. The Assistant Vice President will participate in researching impact of new products, regulatory … more
- Citigroup (New York, NY)
- …+ Perform moderately complex audits including drafting audit reports, presenting issues to the business, and discussing practical solutions + Draft audit reports and ... present issues to the business while discussing practical cross-functional solutions + Complete assigned audits within budgeted timeframes, and budgeted costs + Monitor, assess, and recommend solutions to emerging risks + Contribute to the development of audit… more
- JPMorgan Chase (Brooklyn, NY)
- …in determining the Firm's capital adequacy. As a CCAR Y-14 Reporting & Analysis - Vice President within the Firmwide Regulatory Reporting & Analysis team, ... The CCAR and Capital team, within Firmwide Regulatory Reporting & Analysis, is responsible for the...Y-14Q, FRY-14A, as well as a few other capital regulatory filings. Our team works closely with other JPMorgan… more
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